StoneX Group CFO reports 7,300-share award, 7,279-share sale

StoneX Group Inc. Chief Financial Officer William J. Dunaway reported equity transactions in company stock on 12/15/2025.

Accepted by SEC EDGAR 12/17/2025 - 04:26 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

StoneX Group Inc. Chief Financial Officer William J. Dunaway reported equity transactions in company stock on 12/15/2025. He acquired 7,300 restricted shares of common stock at a stated price of $0, issued under the company’s Executive Performance Plan. These shares vest in three equal installments on the first, second, and third anniversaries of the grant date. On the same day, he disposed of 7,279 shares of common stock at $97.43 per share. Following these transactions, Dunaway directly beneficially owned 168,819 shares of StoneX Group common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Dunaway William J

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Shares of Common Stock	7,300	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	7,279	$97.43	$709K

Holdings After Transaction: Restricted Shares of Common Stock — 176,098 shares (Direct); Common Stock — 168,819 shares (Direct)

Holdings Before and After: Restricted Shares of Common Stock, 168,798 to 176,098 shares (Direct); Common Stock, 176,098 to 168,819 shares (Direct)

Footnotes (1)

1. F1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

FAQ

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What insider transaction did StoneX Group (SNEX) report for its CFO?

StoneX Group Inc. reported that Chief Financial Officer William J. Dunaway acquired 7,300 restricted shares of common stock and disposed of 7,279 shares of common stock on 12/15/2025.

How many StoneX Group (SNEX) shares does the CFO own after this Form 4?

After the reported transactions, Chief Financial Officer William J. Dunaway directly beneficially owned 168,819 shares of StoneX Group common stock.

At what prices were the StoneX Group (SNEX) CFO’s transactions reported?

The CFO’s 7,300 restricted shares were reported at a price of $0 per share, and the 7,279 common shares disposed of were reported at $97.43 per share.

What plan governs the restricted share award reported by StoneX Group (SNEX) CFO?

The 7,300 restricted shares issued to the CFO were granted pursuant to the company’s Executive Performance Plan.

How do the StoneX Group (SNEX) CFO’s restricted shares vest?

The 7,300 restricted shares vest in three equal installments on the first, second, and third anniversaries of the grant date.

Is this StoneX Group (SNEX) insider Form 4 filed by more than one reporting person?

No. The Form 4 is indicated as being filed by one reporting person, Chief Financial Officer William J. Dunaway.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dunaway William J

(Last) (First) (Middle)

1251 NW BRIARCLIFF PKWY

SUITE 800

(Street)

KANSAS CITY MO 64116

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Shares of Common Stock(1)	12/15/2025		A		7,300	A	$0	176,098	D
Common Stock	12/15/2025		F		7,279	D	$97.43	168,819	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Remarks:

	William J. Dunaway	12/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.