STOCK TITAN

SNNF Form 3: Officer lists ESOP 1,072 and IRA 7,000 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Seneca Bancorp, Inc. (SNNF) reported an officer (SVP – Commercial Lending) filing an initial Form 3 on 10/15/2025 disclosing beneficial ownership.

Reported holdings: 1,065 Common Stock (direct); 1,072 (indirect via ESOP); 3,266 (indirect via 401(k)); and 7,000 (indirect via IRA). Derivatives include stock options for 2,421 shares at $9.50 (exercisable 08/16/2020, expiring 08/16/2029), 484 shares at $6.73 (05/19/2021–05/19/2030), and 484 shares at $10.07 (06/18/2022–06/18/2031).

Positive

  • None.

Negative

  • None.
Insider Testani Angelo
Role SVP - Comm. Lending
Type Security Shares Price Value
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Stock Options — 2,421 shares (Direct); Common Stock — 1,065 shares (Direct); Common Stock — 1,072 shares (Indirect, By ESOP)
Footnotes (1)
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Testani Angelo

(Last) (First) (Middle)
35 OSWEGO STREET

(Street)
BALDWINSVILLE NY 13027

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/15/2025
3. Issuer Name and Ticker or Trading Symbol
Seneca Bancorp, Inc. [ SNNF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP - Comm. Lending
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,065 D
Common Stock 1,072 I By ESOP
Common Stock 3,266 I By 401(k)
Common Stock 7,000 I By IRA
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options 08/16/2020 08/16/2029 Common Stock 2,421 $9.5 D
Stock Options 05/19/2021 05/19/2030 Common Stock 484 $6.73 D
Stock Options 06/18/2022 06/18/2031 Common Stock 484 $10.07 D
Explanation of Responses:
/s/ Benjamin M. Azoff, pursuant to power of attorney 10/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Seneca Bancorp (SNNF) report in this filing?

An officer (SVP – Commercial Lending) filed a Form 3 initial statement of beneficial ownership.

When was the event date for the SNNF Form 3?

The event date was 10/15/2025.

How many SNNF common shares are held directly?

The filing shows 1,065 common shares held directly.

What indirect SNNF share holdings were disclosed?

Indirect holdings include 1,072 via ESOP, 3,266 via 401(k), and 7,000 via IRA.

What stock options were reported in the SNNF Form 3?

Options for 2,421 at $9.50 (08/16/2020–08/16/2029), 484 at $6.73 (05/19/2021–05/19/2030), and 484 at $10.07 (06/18/2022–06/18/2031).

Is the filing made by one or multiple reporting persons?

It is filed by one reporting person.

What is the reporting person’s relationship to SNNF?

The person is an Officer, titled SVP – Commercial Lending.