SonoTek Corporation (SOTK) holder files to sell 17,000 Nasdaq shares

Rhea-AI Filing Summary

A stockholder of SonoTek Corporation filed to sell 17,000 shares of common stock through Merrill Lynch on Nasdaq. The proposed sale has an aggregate market value of $94,520 and relates to shares acquired via stock option exercises dated January 1, 2004. SonoTek reports 15,716,723 shares of common stock outstanding.

Key Figures

Shares to be sold: 17,000 shares Aggregate market value: $94,520 Shares outstanding: 15,716,723 shares +2 more

5 metrics

Shares to be sold 17,000 shares Proposed sale of SonoTek common stock under Rule 144

Aggregate market value $94,520 Value of 17,000 SonoTek shares proposed for sale

Shares outstanding 15,716,723 shares SonoTek common stock outstanding in connection with the notice

Acquisition date of options shares 01/01/2004 Stock option exercises that generated shares to be sold

Proposed sale date 07/20/2026 Date associated with the planned Nasdaq sale

Key Terms

Stock Option Exercise, Securities To Be Sold, Securities Sold During The Past 3 Months

3 terms

Stock Option Exercise financial

"Common | 01/01/2004 | Stock Option Exercise | SonoTek Corporation"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Securities To Be Sold regulatory

"144: Securities To Be Sold Common | 01/01/2004 | Stock Option Exercise"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months 144: Remarks and Signature"

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Available on EDGAR 07/21/2026 - 11:50 AM Accepted by SEC EDGAR 07/21/2026 - 11:50 AM Learn about SEC filing dates

FAQ

What does SonoTek (SOTK) disclose in this Form 144 filing?

A stockholder plans to sell 17,000 shares of SonoTek common stock on Nasdaq with an aggregate market value of $94,520, using Merrill Lynch as broker, under Rule 144 resale provisions.

How many SonoTek (SOTK) shares are proposed to be sold and on which market?

The filing states a proposed sale of 17,000 shares of SonoTek common stock to be executed on the Nasdaq market, with Merrill Lynch serving as the broker for the transaction.

What is the market value of the SonoTek (SOTK) shares covered by this Form 144?

The Form 144 lists an aggregate market value of $94,520 for the 17,000 shares of SonoTek common stock that the stockholder intends to sell through Merrill Lynch on Nasdaq.

How many SonoTek (SOTK) shares are outstanding according to this filing?

SonoTek reports 15,716,723 shares of common stock outstanding in connection with this Form 144 resale notice, providing context for the relative size of the proposed 17,000-share sale.

When were the SonoTek (SOTK) shares to be sold originally acquired?

The shares referenced were acquired through stock option exercises dated January 1, 2004, as indicated in the “Securities To Be Sold” section describing the original acquisition details.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 18 Division St. Ste. 201 Saratoga Springs NY 12866	17000	94520	15716723	07/20/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/01/2004	Stock Option Exercise	SonoTek Corporation			2000	01/01/2004	Stock Option Exercise
Common	01/01/2004	Stock Option Exercise	SonoTek Corporation			174829	01/01/2004	Stock Option Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)