Was Coccio’s SOTK share sale made under a Rule 10b5-1 trading plan?

The report does not indicate that the 17,000-share sale was made under a Rule 10b5-1 trading plan . The document-level checkbox for such a plan was not marked, suggesting no trading plan was affirmatively designated.

What is the net share impact of this SONO TEK CORP (SOTK) insider transaction?

The transaction represents a net disposition of 17,000 shares of SONO TEK CORP Common Stock. Transaction summary data show one sale transaction, net-sell direction, and netBuySellShares of -17,000 for this Form 4.

SONO TEK CORP (SOTK) director sells 17,000 shares at $5.375 average price

Q: What insider transaction did SONO TEK CORP (SOTK) report for Christopher L. Coccio?

Christopher L. Coccio, a director of SONO TEK CORP (SOTK) , sold 17,000 shares of SOTK Common Stock on July 21, 2026. The sale was reported as an open-market or private transaction at a weighted average price of $5.375 per share.

Q: How many SONO TEK CORP (SOTK) shares did Coccio sell and at what prices?

Coccio sold 17,000 shares of SONO TEK CORP Common Stock at a $5.375 weighted average price. A footnote states the shares were sold in multiple trades at prices ranging from $5.37 to $5.44 per share.

Q: Is Coccio’s SONO TEK CORP (SOTK) transaction reported as direct or indirect ownership?

The 17,000-share sale and the 292,447 shares held afterward are reported as direct ownership . The ownership code is “D,” and no separate entity or indirect ownership structure is referenced for this transaction.

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

SONO TEK CORP director Christopher L. Coccio sold 17,000 shares of SOTK Common Stock on July 21, 2026 in an open-market or private transaction. The shares were sold at a weighted average price of $5.375 per share, with individual sale prices between $5.37 and $5.44. After this sale, he directly owns 292,447 shares. No Rule 10b5-1 trading plan was indicated for this transaction.

Insider Trade Summary

Net Seller: 17,000 shares

Net Sell 1 txn

Insider COCCIO CHRISTOPHER L

Role Director

Sold 17,000 shs ($91K)

Type	Security	Shares	Price	Value
Sale	SOTK Common Stock ^F1	17,000	$5.375	$91K

Holdings After Transaction: SOTK Common Stock — 292,447 shares (Direct)

Footnotes (1)

F1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.37 to $5.44.

Key Figures

Shares sold: 17,000 shares Weighted average sale price: $5.375 per share Sale price range: $5.37–$5.44 per share +3 more

6 metrics

Shares sold 17,000 shares Common stock sold by Christopher L. Coccio on July 21, 2026

Weighted average sale price $5.375 per share Average price for the reported 17,000-share sale

Sale price range $5.37–$5.44 per share Individual trade prices for the sold shares

Shares owned after transaction 292,447 shares Direct SOTK common stock holdings following the sale

Net shares sold 17,000 shares Net change in non-derivative holdings reported in this Form 4

Transaction date July 21, 2026 Date of the reported sale of SOTK Common Stock

Key Terms

weighted average price, Rule 10b5-1 trading plan, open market or private transaction

3 terms

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Rule 10b5-1 trading plan regulatory

"No Rule 10b5-1 trading plan was indicated for this transaction."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open market or private transaction financial

"Transaction code description: Sale in open market or private transaction."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/23/2026 - 04:16 PM Accepted by SEC EDGAR 07/23/2026 - 04:15 PM

FAQ

What insider transaction did SONO TEK CORP (SOTK) report for Christopher L. Coccio?

Christopher L. Coccio, a director of SONO TEK CORP (SOTK), sold 17,000 shares of SOTK Common Stock on July 21, 2026. The sale was reported as an open-market or private transaction at a weighted average price of $5.375 per share.

How many SONO TEK CORP (SOTK) shares did Coccio sell and at what prices?

Coccio sold 17,000 shares of SONO TEK CORP Common Stock at a $5.375 weighted average price. A footnote states the shares were sold in multiple trades at prices ranging from $5.37 to $5.44 per share.

How many SONO TEK CORP (SOTK) shares does Coccio own after this sale?

Following the transaction, Christopher L. Coccio directly owns 292,447 shares of SONO TEK CORP Common Stock. This figure reflects his reported direct holdings immediately after the 17,000-share sale on July 21, 2026.

Is Coccio’s SONO TEK CORP (SOTK) transaction reported as direct or indirect ownership?

The 17,000-share sale and the 292,447 shares held afterward are reported as direct ownership. The ownership code is “D,” and no separate entity or indirect ownership structure is referenced for this transaction.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COCCIO CHRISTOPHER L

(Last)

(First)

(Middle)

SONO-TEK CORP

2012 RT 9W

(Street)

MILTON

NEW YORK

12547

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
SOTK Common Stock	07/21/2026		S		17,000	D	$5.375⁽¹⁾	292,447	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.37 to $5.44.

	Christopher L Coccio	07/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR