Sono-Tek (SOTK) CFO added 7,205 options, now holds 45,905

Rhea-AI Filing Summary

SONO TEK CORP (SOTK) reported that its CFO, Stephen James Bagley, received a grant of derivative securities. On 2026-08-20, he was awarded 7,205 Sono-Tek Options with a $5.35 conversion or exercise price, each option linked to one share of Sono-Tek Corp Common Stock. These options become exercisable on 2027-08-20 and have an expiration date of 2036-08-20. Following this grant, Bagley directly holds 45,905 options in total as reported.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Bagley Stephen James

Role CFO

Type	Security	Shares	Price	Value
Grant/Award	Sono-Tek Options	7,205	$5.35	$39K

Holdings After Transaction: Sono-Tek Options — 45,905 shares (Direct)

Key Figures

Options granted: 7,205 Sono-Tek Options Conversion or exercise price: $5.35 per share Underlying security shares: 7,205 shares +3 more

6 metrics

Options granted 7,205 Sono-Tek Options Grant to CFO Stephen James Bagley on 2026-08-20

Conversion or exercise price $5.35 per share Exercise price for the 7,205 options granted on 2026-08-20

Underlying security shares 7,205 shares Sono-Tek Corp Common Stock underlying the new options

Total options following transaction 45,905 options Directly held by CFO after the reported grant

Exercise date 2027-08-20 Date when the granted options become exercisable

Expiration date 2036-08-20 Expiration for the 7,205 Sono-Tek Options granted

Key Terms

Sono-Tek Options, conversion or exercise price, underlying security, expiration date

4 terms

Sono-Tek Options financial

"The security title is reported as "Sono-Tek Options""

conversion or exercise price financial

"The filing lists a conversion or exercise price of 5.3500"

underlying security financial

"The underlying security title is Sono-Tek Corp Common Stock"

expiration date financial

"The options carry an expiration date of 2036-08-20"

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

What transaction did SOTK CFO Stephen James Bagley report on this Form 4?

He reported a grant of 7,205 Sono-Tek Options on 2026-08-20, each relating to one share of Sono-Tek Corp Common Stock, as a compensation-related award classified as a grant, award, or other acquisition.

What is the exercise price of the new options granted to the SOTK CFO?

The new grant to the CFO consists of options with a $5.35 conversion or exercise price per share, as reported for the 7,205 Sono-Tek Options awarded on 2026-08-20.

When can the SOTK CFO begin exercising the newly granted options?

The 7,205 Sono-Tek Options granted to the SOTK CFO become exercisable on 2027-08-20, according to the reported exercise date for this derivative award.

When do the newly granted Sono-Tek options to the SOTK CFO expire?

The options granted on 2026-08-20 have an expiration date of 2036-08-20, providing a 10-year term from the grant date for potential exercise.

How many Sono-Tek options does the SOTK CFO hold after this grant?

After this grant, the CFO is reported to directly hold a total of 45,905 options, which includes the newly awarded 7,205 Sono-Tek Options.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/24/2026 - 04:15 PM Accepted by SEC EDGAR 08/24/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bagley Stephen James

(Last) (First) (Middle)

SONO-TEK CORPORATION

2012 ROUTE 9W

(Street)

MILTON NEW YORK 12547

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Sono-Tek Options	$5.35	08/20/2026		A		7,205		08/20/2027	08/20/2036	Sono-Tek Corp Common Stock	7,205	$5.35	45,905	D

Explanation of Responses:

	Stephen Bagley	08/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)