SOTK Form 4: Director Coccio Granted 29,240 Options, Exercisable 2026

Rhea-AI Filing Summary

Christopher Coccio, a director of Sono-Tek Corp (SOTK), reported on Form 4 that on 08/21/2025 he acquired 29,240 stock options at an exercise price of $3.25. The options become exercisable on 08/21/2026 and expire on 08/21/2035, and they cover 29,240 shares of common stock. After the reported transaction, Mr. Coccio beneficially owned 99,744 shares. The filing is signed and dated 08/22/2025.

Positive

• Director acquired 29,240 options, increasing insider ownership stake and potential alignment with shareholders
• Clear option terms provided: $3.25 exercise price, exercisable 08/21/2026, expiring 08/21/2035

Negative

• None.

Insights

Financial Analyst

TL;DR: Insider option purchase signals alignment with shareholder value but is routine for executive compensation.

The reported acquisition of 29,240 options at a $3.25 exercise price increases the director's potential equity upside. Because these are time‑vested options exercisable beginning 08/21/2026 with a 2035 expiration, the grant aligns the director with long‑term performance horizons. The transaction is material at the insider level but does not by itself change company fundamentals.

Corporate Governance Expert

TL;DR: Disclosure is complete and timely; item appears to be a standard insider grant.

The Form 4 lists the director relationship, direct ownership form, and specific option terms, meeting Section 16 reporting requirements. There are no amendments or unclear entries. This is a routine governance disclosure without indications of unusual arrangements in the provided text.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider COCCIO CHRISTOPHER L

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Sono-Tek Options	29,240	$3.25	$95K

Holdings After Transaction: Sono-Tek Options — 99,744 shares (Direct)

FAQ

What did Christopher Coccio report on Form 4 for SOTK?

He reported acquiring 29,240 stock options on 08/21/2025 at a $3.25 exercise price, exercisable 08/21/2026 and expiring 08/21/2035.

How many shares does the reported option grant cover for SOTK?

The options cover 29,240 underlying shares of Sono-Tek common stock.

What was Christopher Coccio's total beneficial ownership after the transaction?

He beneficially owned 99,744 shares following the reported transaction.

When was the Form 4 signed and filed?

The filing is dated and signed 08/22/2025 (reporting a transaction dated 08/21/2025).

What is the relationship of the reporting person to Sono-Tek (SOTK)?

Christopher Coccio is listed as a Director and the filing is submitted as an individual Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 08/25/2025 - 04:25 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COCCIO CHRISTOPHER L

(Last) (First) (Middle)

C/O SONO-TEK CORP.

2012 RT 9W

(Street)

MILTON NY 12547

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SONO TEK CORP [ SOTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Sono-Tek Options	$3.25	08/21/2025		A		29,240		08/21/2026	08/21/2035	Sono-Tek Corp Common Stock	29,240	$3.25	99,744	D

Explanation of Responses:

Remarks:

	Christopher Coccio	08/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.