South Plains Financial (SPFI) director James D. Stein files insider ownership form

Rhea-AI Filing Summary

South Plains Financial, Inc. director James D. Stein has filed an insider ownership report on SEC Form 3. The filing identifies Stein as a director of the company and shows no reported purchases, sales, exercises, gifts, or other insider transactions in this submission.

Key Figures

Buy transactions: 0 transactions Sell transactions: 0 transactions Derivative transactions: 0 transactions +1 more

4 metrics

Buy transactions 0 transactions BuyCount in transaction summary

Sell transactions 0 transactions SellCount in transaction summary

Derivative transactions 0 transactions derivativeTransactionCount in transaction summary

Net buy/sell direction neutral NetBuySellDirection in transaction summary

Key Terms

Form 3, reportingPersons, transaction summary, derivativeSummary

4 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reportingPersons regulatory

""reportingPersons": [ { "name": "Stein James D.""

transaction summary financial

""transactionSummary": { "buyCount": 0, "sellCount": 0"

derivativeSummary financial

""derivativeSummary": []"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/03/2026 - 10:30 AM Learn about SEC filing dates

FAQ

Who is the reporting insider in the South Plains Financial (SPFI) Form 3?

The reporting insider is James D. Stein, who is identified as a director of South Plains Financial, Inc. The Form 3 lists him as a reporting person without any accompanying insider transactions in this filing.

What role does James D. Stein hold at South Plains Financial (SPFI)?

James D. Stein is listed as a director of South Plains Financial, Inc. He is not reported as an officer or ten percent owner, and the filing does not indicate any other listed role or title for him.

Does the South Plains Financial (SPFI) Form 3 show any insider trades?

No insider trades are shown. The transaction summary reports zero buys, zero sells, zero exercises, and no gifts or other dispositions, indicating no reportable trading activity in this Form 3 filing.

Are there any derivative securities reported in the SPFI Form 3 for James D. Stein?

No derivative securities are reported. The derivativeSummary section is empty, and the transaction summary shows zero derivative transactions, suggesting no options, warrants, or similar instruments are disclosed in this Form 3.

What does the transaction summary indicate in the SPFI Form 3 filing?

The transaction summary indicates zero buy and sell transactions, zero exercises, and no gifts, tax withholdings, or restructurings, with net buy/sell direction classified as neutral for this Form 3 filing.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Stein James D.

(Last) (First) (Middle)

5219 CITY BANK PARKWAY

(Street)

LUBBOCK TEXAS 79407

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026

3. Issuer Name and Ticker or Trading Symbol
SOUTH PLAINS FINANCIAL, INC. [ SPFI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ By Mikella D. Newsom as Attorney-in-Fact for James D. Stein	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)