South Plains Financial: Henry TAW LP sells 52,557 shares

The orders involved multiple same-day open-market sales, reported using a weighted-average price for each date.

Available on EDGAR 11/05/2026 - 07:28 PM EST Accepted by SEC EDGAR 11/05/2026 - 07:27 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

South Plains Financial, Inc. director Richard D. Campbell reported that Henry TAW LP sold 18,848 shares on November 3, 2026, at a weighted-average $43.6100 per share; 15,900 shares on November 4 at $44.0200 per share; and 17,809 shares on November 5 at $44.0600 per share. The three reported sales totaled 52,557 shares and were made through broker-dealer trade orders. Mr. Campbell exercises voting authority over the partnership’s shares under a voting agreement and irrevocable proxy. No Rule 10b5-1 plan is reported. The report also lists 10,384 shares held directly and 40,000 shares owned by RIG LLC as of November 3, 2026.

Insider Trade Summary

Net Seller: 52,557 shares

Net Sell 3 txns

Insider Campbell Richard D

Role Director

Sold 52,557 shs ($2.31M)

Share of Position Sold 3.8%

Type	Security	Shares	Price	Value
Sale	Common Stock F5, F2, F3	17,809	$44.06	$785K
Sale	Common Stock F4, F2, F3	15,900	$44.02	$700K
Sale	Common Stock F1, F2, F3	18,848	$43.61	$822K
Holding	Common Stock	--	--	--
Holding	Common Stock F6	--	--	--

Holdings After Transaction: Common Stock — 1,332,412 shares (Indirect, By Henry TAW LP); Common Stock — 10,384 shares (Direct); Common Stock — 40,000 shares (Indirect, By RIG LLC)

Holdings Before and After: Common Stock, 1,384,969 to 1,332,412 shares (Indirect, By Henry TAW LP)

Footnotes (6)

1. F1. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $43.50 to $44.31 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
2. F2. Shares owned by Henry TAW LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.
3. F3. Reflects sales of shares owned by Henry TAW LP, over which the reporting person exercises voting authority, reflected on this Form 4 are part of Henry TAW LP's routine balance sheet management, which may also involve future transfers of various assets and holdings of Henry TAW LP, including shares of the Issuer's common stock.
4. F4. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $43.67 to $44.34 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
5. F5. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $43.58 to $44.52 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
6. F6. Shares owned by Racham Investment Group LLC ("RIG LLC").

Key Figures

Shares sold: 52,557 shares November 3 sale: 18,848 shares at $43.6100 weighted-average price per share November 4 sale: 15,900 shares at $44.0200 weighted-average price per share +3 more

6 metrics

Shares sold 52,557 shares Three reported sales from November 3 to November 5, 2026

November 3 sale 18,848 shares at $43.6100 weighted-average price per share Henry TAW LP

November 4 sale 15,900 shares at $44.0200 weighted-average price per share Henry TAW LP

November 5 sale 17,809 shares at $44.0600 weighted-average price per share Henry TAW LP

Shares held directly 10,384 shares As of November 3, 2026

Shares owned by RIG LLC 40,000 shares As of November 3, 2026

Key Terms

weighted average price, voting agreement, irrevocable proxy, routine balance sheet management

4 terms

weighted average price financial

"reported on an aggregate basis using the weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

voting agreement regulatory

"subject to a voting agreement and irrevocable proxy"

A voting agreement is a legally binding pact in which shareholders promise to cast their votes the same way on certain corporate matters, such as electing directors or approving a merger. It matters to investors because it changes who controls company decisions and makes outcomes more predictable—like a group of neighbors agreeing in advance to vote the same way on a community rule, it can strengthen or limit the influence of other shareholders and affect the company’s future direction.

irrevocable proxy regulatory

"subject to a voting agreement and irrevocable proxy"

An irrevocable proxy is a legal authorization in which a shareholder gives another person or entity the permanent right to vote their shares and cannot later take that voting permission back. It matters to investors because it locks who controls voting power on key issues—like board elections, mergers, or major policy changes—so it can change corporate control and influence the value or direction of an investment much like handing someone an unchangeable voting card.

routine balance sheet management financial

"part of Henry TAW LP's routine balance sheet management"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SPFI shares did Henry TAW LP sell?

Henry TAW LP sold 52,557 shares across three reported sales from November 3 to November 5, 2026. The sales were 18,848 shares at a weighted-average $43.6100 per share on November 3, 15,900 at $44.0200 per share on November 4, and 17,809 at $44.0600 per share on November 5.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Campbell Richard D

(Last) (First) (Middle)

5219 CITY BANK PARKWAY

(Street)

LUBBOCK TEXAS 79407-3544

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOUTH PLAINS FINANCIAL, INC. [ SPFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/03/2026		S		18,848	D	$43.61(1)	1,366,121	I	By Henry TAW LP(2)(3)
Common Stock	11/04/2026		S		15,900	D	$44.02(4)	1,350,221	I	By Henry TAW LP(2)(3)
Common Stock	11/05/2026		S		17,809	D	$44.06(5)	1,332,412	I	By Henry TAW LP(2)(3)
Common Stock								10,384	D
Common Stock								40,000	I	By RIG LLC(6)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $43.50 to $44.31 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

2. Shares owned by Henry TAW LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.

3. Reflects sales of shares owned by Henry TAW LP, over which the reporting person exercises voting authority, reflected on this Form 4 are part of Henry TAW LP's routine balance sheet management, which may also involve future transfers of various assets and holdings of Henry TAW LP, including shares of the Issuer's common stock.

4. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $43.67 to $44.34 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

5. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $43.58 to $44.52 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

6. Shares owned by Racham Investment Group LLC ("RIG LLC").

	/s/ By Mikella D. Newsom as Attorney-in-Fact for Richard D. Campbell	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)