Former Spruce Power (NYSE: SPRU) director lines up next stock sale

Rhea-AI Filing Summary

SPRUCE POWER HOLDING CORP (SPRU) reports that former director Ja-Chin Lee has filed to sell 10,000 shares of common stock under Rule 144, held at Fidelity Brokerage Services LLC. The notice also lists prior sales of SPRU common stock over recent months and identifies the issuer’s shares as listed on the NYSE.

Key Figures

Shares to be sold: 10,000 shares of common stock Aggregate market value of shares to be sold: 19,600.00 Shares outstanding: 19,252,186 shares +5 more

8 metrics

Shares to be sold 10,000 shares of common stock Number of shares of SPRU common stock planned to be sold under Rule 144

Aggregate market value of shares to be sold 19,600.00 Aggregate market value for the 10,000 SPRU shares noted in the securities information section

Shares outstanding 19,252,186 shares Total SPRU common shares outstanding as cited in the notice

Prior sale on 08/14/2026 18,847 shares for 37,505.53 Common stock sold for the account of Ja-Chin Lee on 08/14/2026

Prior sale on 08/17/2026 14,684 shares for 29,221.16 Common stock sold for the account of Ja-Chin Lee on 08/17/2026

Prior sale on 08/20/2026 10,000 shares for 18,840.35 Common stock sold for the account of Ja-Chin Lee on 08/20/2026

Prior sale on 08/21/2026 10,000 shares for 19,004.94 Common stock sold for the account of Ja-Chin Lee on 08/21/2026

Restricted stock vesting 08/12/2025 7,892 shares Shares acquired via restricted stock vesting from issuer as compensation on 08/12/2025

Key Terms

Rule 144, Restricted Stock Vesting, attorney-in-fact, aggregate market value

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Common | 08/12/2025 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Ja-Chin A. Lee."

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

aggregate market value financial

"Common | Fidelity Brokerage Services LLC ... | 10000 | 19600.00"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

Who is selling Spruce Power (SPRU) shares in this Form 144 notice?

The notice relates to sales for the account of Ja-Chin Lee, identified as a former director of Spruce Power Holding Corp (SPRU). The securities are held at Fidelity Brokerage Services LLC.

How many Spruce Power (SPRU) shares are planned to be sold?

The filing indicates an intention to sell 10,000 shares of SPRU common stock, with an aggregate market value stated as 19,600.00 at the time of the notice.

What prior sales of Spruce Power (SPRU) shares are disclosed for Ja-Chin Lee?

Prior sales listed include 18,847 shares for 37,505.53 on 08/14/2026, 14,684 shares for 29,221.16 on 08/17/2026, 10,000 shares for 18,840.35 on 08/20/2026, and 10,000 shares for 19,004.94 on 08/21/2026.

What is the total number of Spruce Power (SPRU) shares outstanding cited in this notice?

The notice cites that 19,252,186 shares of Spruce Power Holding Corp common stock were outstanding as of the referenced date in the securities information section.

How were the Spruce Power (SPRU) shares to be sold originally acquired?

The securities to be sold are linked to restricted stock vesting from the issuer, with 7,892 shares vesting on 08/12/2025 and 2,108 shares vesting on 04/13/2026, each described as Compensation.

On which exchange is Spruce Power (SPRU) common stock listed according to the notice?

The notice identifies Spruce Power Holding Corp common stock as listed on the NYSE.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/24/2026 - 12:01 PM Accepted by SEC EDGAR 08/24/2026 - 12:00 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001825753
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SPRUCE POWER HOLDING CORP
SEC File Number	001-38971
Address of Issuer	820 GESSNER ROAD SUITE 500 HOUSTON TEXAS 77024
Phone	866-777-8235
Name of Person for Whose Account the Securities are To Be Sold	Lee Ja-Chin
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	10000	19600.00	19252186	08/24/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/12/2025	Restricted Stock Vesting	Issuer			7892	08/12/2025	Compensation
Common	04/13/2026	Restricted Stock Vesting	Issuer			2108	04/13/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Ja-Chin Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/14/2026	18847	37505.53
Ja-Chin Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/17/2026	14684	29221.16
Ja-Chin Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/20/2026	10000	18840.35
Ja-Chin Lee 820 Gessner Rd Houston TX 77024	Common	08/21/2026	10000	19004.94

144: Remarks and Signature

Remarks
Date of Notice	08/24/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jessica Spraker, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Ja-Chin A. Lee.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)