STOCK TITAN

Stoneridge (NYSE: SRI) CFO files initial Form 3 ownership report

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Stoneridge Inc. executive Humphrey Scott Randall, the company’s CFO and Treasurer, filed an initial Form 3 to report his status as an officer subject to insider reporting rules. The filing does not list any stock or derivative transactions and serves as a baseline disclosure of his reporting obligations.

Positive

  • None.

Negative

  • None.
Buy transactions 0 shares Form 3 transaction summary buyShares
Sell transactions 0 shares Form 3 transaction summary sellShares
Net buy/sell shares 0 shares Form 3 transactionSummary netBuySellShares
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Humphrey Scott Randall

(Last)(First)(Middle)
C/O STONERIDGE, INC.
39675 MACKENZIE DRIVE, SUITE 400

(Street)
NOVI MICHIGAN 48377

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/08/2026
3. Issuer Name and Ticker or Trading Symbol
STONERIDGE INC [ SRI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO and Treasurer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Robert M. Loesch, by power of attorney06/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Stoneridge (SRI) Form 3 filing by Humphrey Scott Randall show?

The Form 3 filing shows that Humphrey Scott Randall is Stoneridge’s CFO and Treasurer and is now subject to insider reporting rules. It is an initial ownership report and does not list any stock purchases, sales, or other transactions.

Did Stoneridge (SRI) CFO Humphrey Scott Randall buy or sell shares in this Form 3?

No share purchases or sales are reported in this Form 3. The transaction summary shows zero buys, zero sells, and zero exercises, indicating the filing is administrative rather than recording trading activity.

What is the purpose of a Form 3 for Stoneridge (SRI) insiders?

Form 3 is an initial statement of beneficial ownership required when someone becomes an insider, such as an officer or director. It establishes a reporting baseline before any future Form 4 or Form 5 transactions are disclosed.

Does the Stoneridge (SRI) Form 3 for Humphrey Scott Randall include derivative securities?

The derivative section for this Form 3 shows no entries. The derivative summary lists zero derivative transactions and no remaining derivative positions, so no options or similar instruments are reported in this filing.

What does a neutral net buy/sell direction mean in the Stoneridge (SRI) Form 3?

A neutral net buy/sell direction means the filing reports no net change in share ownership through transactions. In this Form 3, all transaction-related counts are zero, so it functions purely as an initial ownership report.