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SuRo Capital Corp. officer Allison Green reported equity compensation changes. On June 12, 2026, Green was granted 60,000 restricted common shares that vest one-third each on June 12, 2027, 2028, and 2029 under the Second Amended and Restated 2019 Equity Incentive Plan.
On June 15, 2026, SuRo Capital’s board approved acceleration of Green’s unvested restricted shares in connection with stockholder approval of the company’s externalization, conditioned on a lock-up agreement mirroring the original vesting schedules. That day, 41,815 shares were withheld at $13.56 per share to cover tax obligations, leaving 207,990 common shares held directly.
SuRo Capital Corp. officer Allison Green reported equity compensation changes. On June 12, 2026, Green was granted 60,000 restricted common shares that vest one-third each on June 12, 2027, 2028, and 2029 under the Second Amended and Restated 2019 Equity Incentive Plan.
On June 15, 2026, SuRo Capital’s board approved acceleration of Green’s unvested restricted shares in connection with stockholder approval of the company’s externalization, conditioned on a lock-up agreement mirroring the original vesting schedules. That day, 41,815 shares were withheld at $13.56 per share to cover tax obligations, leaving 207,990 common shares held directly.
SuRo Capital Corp. Chairman, CEO and President Mark D. Klein reported compensation-related stock transactions. On June 12, 2026, he received a grant of 350,000 restricted shares of common stock at no cost, vesting in three equal parts on June 12, 2027, 2028 and 2029.
On June 15, 2026, 293,265 shares were withheld to cover his tax obligations upon vesting of restricted shares at a price of $13.56 per share, a disposition treated as a tax payment rather than an open-market sale. After these transactions, he directly owned 1,732,756 shares, including shares previously granted and shares beneficially owned through his spouse. The filing also notes that, in connection with stockholder approval of the company’s externalization, the board accelerated the vesting of his remaining unvested restricted shares subject to his entry into a lock-up agreement mirroring the original vesting periods.
SuRo Capital Corp. Chairman, CEO and President Mark D. Klein reported compensation-related stock transactions. On June 12, 2026, he received a grant of 350,000 restricted shares of common stock at no cost, vesting in three equal parts on June 12, 2027, 2028 and 2029.
On June 15, 2026, 293,265 shares were withheld to cover his tax obligations upon vesting of restricted shares at a price of $13.56 per share, a disposition treated as a tax payment rather than an open-market sale. After these transactions, he directly owned 1,732,756 shares, including shares previously granted and shares beneficially owned through his spouse. The filing also notes that, in connection with stockholder approval of the company’s externalization, the board accelerated the vesting of his remaining unvested restricted shares subject to his entry into a lock-up agreement mirroring the original vesting periods.
Westley Lisa reported acquisition or exercise transactions in this Form 4 filing.
SuRo Capital Corp. director Lisa Westley received a grant of 3,536 shares of restricted common stock as equity compensation. The shares were granted at no cash cost and are scheduled to vest in full on the earlier of the first anniversary of the award date, June 10, 2027, or the company’s annual shareholder meeting closest to that date. Following this award, Westley directly holds 58,831 common shares. The board may, in its sole discretion, accelerate vesting in connection with stockholder approval of the company’s externalization.
Westley Lisa reported acquisition or exercise transactions in this Form 4 filing.
SuRo Capital Corp. director Lisa Westley received a grant of 3,536 shares of restricted common stock as equity compensation. The shares were granted at no cash cost and are scheduled to vest in full on the earlier of the first anniversary of the award date, June 10, 2027, or the company’s annual shareholder meeting closest to that date. Following this award, Westley directly holds 58,831 common shares. The board may, in its sole discretion, accelerate vesting in connection with stockholder approval of the company’s externalization.
Mazur Marc reported acquisition or exercise transactions in this Form 4 filing.
SuRo Capital Corp. director Marc Mazur received a grant of 3,536 shares of common stock as an equity award. The shares are restricted and were granted at no cash cost per share. Following the award, Mazur directly holds 68,950 shares of SuRo Capital common stock.
The restricted shares are scheduled to vest in full on the earlier of the first anniversary of the award date, with that anniversary falling on June 10, 2027, or the date of SuRo Capital’s annual stockholder meeting closest to that anniversary. The Board of Directors may, in its sole discretion, accelerate vesting of these shares in connection with stockholder approval of the company’s externalization.
Mazur Marc reported acquisition or exercise transactions in this Form 4 filing.
SuRo Capital Corp. director Marc Mazur received a grant of 3,536 shares of common stock as an equity award. The shares are restricted and were granted at no cash cost per share. Following the award, Mazur directly holds 68,950 shares of SuRo Capital common stock.
The restricted shares are scheduled to vest in full on the earlier of the first anniversary of the award date, with that anniversary falling on June 10, 2027, or the date of SuRo Capital’s annual stockholder meeting closest to that anniversary. The Board of Directors may, in its sole discretion, accelerate vesting of these shares in connection with stockholder approval of the company’s externalization.
Szuch Richard C. reported acquisition or exercise transactions in this Form 4 filing.
SuRo Capital Corp. director Richard C. Szuch received a grant of 3,536 shares of common stock as a restricted stock award. The shares were granted at no cash cost and increase his direct holdings to 9,303 shares.
The restricted shares were granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan and are scheduled to vest in full on the earlier of the first anniversary of the award date, June 10, 2027, or the company’s annual stockholder meeting closest to that date. The board may, in its sole discretion, accelerate vesting in connection with stockholder approval of the company’s externalization.
Szuch Richard C. reported acquisition or exercise transactions in this Form 4 filing.
SuRo Capital Corp. director Richard C. Szuch received a grant of 3,536 shares of common stock as a restricted stock award. The shares were granted at no cash cost and increase his direct holdings to 9,303 shares.
The restricted shares were granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan and are scheduled to vest in full on the earlier of the first anniversary of the award date, June 10, 2027, or the company’s annual stockholder meeting closest to that date. The board may, in its sole discretion, accelerate vesting in connection with stockholder approval of the company’s externalization.
LOTT RONALD M. reported acquisition or exercise transactions in this Form 4 filing.
SuRo Capital Corp. director Ronald M. Lott reported an equity grant and updated his holdings. He received a grant of 3,536 restricted shares of common stock at no cost under the Second Amended and Restated 2019 Equity Incentive Plan. These restricted shares are scheduled to vest in full on the earlier of the first anniversary of the award date, June 10, 2027, or the SuRo Capital Corp. annual stockholder meeting closest to that date, with potential acceleration at the board’s discretion in connection with stockholder approval of the company’s externalization. Following this grant, Lott holds 3,536 shares directly and 18,481 shares indirectly through the Ronald M. Lott Family Trust, where he is trustee and beneficiary and disclaims beneficial ownership except for his pecuniary interest.
LOTT RONALD M. reported acquisition or exercise transactions in this Form 4 filing.
SuRo Capital Corp. director Ronald M. Lott reported an equity grant and updated his holdings. He received a grant of 3,536 restricted shares of common stock at no cost under the Second Amended and Restated 2019 Equity Incentive Plan. These restricted shares are scheduled to vest in full on the earlier of the first anniversary of the award date, June 10, 2027, or the SuRo Capital Corp. annual stockholder meeting closest to that date, with potential acceleration at the board’s discretion in connection with stockholder approval of the company’s externalization. Following this grant, Lott holds 3,536 shares directly and 18,481 shares indirectly through the Ronald M. Lott Family Trust, where he is trustee and beneficiary and disclaims beneficial ownership except for his pecuniary interest.
Potter Leonard reported acquisition or exercise transactions in this Form 4 filing.
SuRo Capital Corp. director Leonard Potter received a grant of 3,536 restricted shares of common stock as compensation. The award was made at no cash cost per share and increases his directly held stake to 105,815 shares. These restricted shares are scheduled to vest in full on the earlier of June 10, 2027 or the company’s annual stockholder meeting closest to that date. The board may, in its sole discretion, accelerate vesting in connection with stockholder approval of the company’s externalization.
Potter Leonard reported acquisition or exercise transactions in this Form 4 filing.
SuRo Capital Corp. director Leonard Potter received a grant of 3,536 restricted shares of common stock as compensation. The award was made at no cash cost per share and increases his directly held stake to 105,815 shares. These restricted shares are scheduled to vest in full on the earlier of June 10, 2027 or the company’s annual stockholder meeting closest to that date. The board may, in its sole discretion, accelerate vesting in connection with stockholder approval of the company’s externalization.
SuRo Capital Corp. reported results of its 2026 annual and special stockholder meetings. Stockholders elected directors Mark D. Klein and Lisa Westley, with 7,850,734 and 7,903,689 votes cast for their election, respectively, and standard withheld and broker non-vote totals.
At the annual meeting, stockholders also approved two additional proposals, including one that received 8,178,480 votes for and another that received 17,828,560 votes for. In a separate special meeting, stockholders approved an Investment Advisory Agreement with Neostellar Advisors LLC, enabling SuRo Capital’s transition from an internally managed business development company to an externally managed structure, expected to take effect upon externalization on or about July 1, 2026.
SuRo Capital Corp. reported results of its 2026 annual and special stockholder meetings. Stockholders elected directors Mark D. Klein and Lisa Westley, with 7,850,734 and 7,903,689 votes cast for their election, respectively, and standard withheld and broker non-vote totals.
At the annual meeting, stockholders also approved two additional proposals, including one that received 8,178,480 votes for and another that received 17,828,560 votes for. In a separate special meeting, stockholders approved an Investment Advisory Agreement with Neostellar Advisors LLC, enabling SuRo Capital’s transition from an internally managed business development company to an externally managed structure, expected to take effect upon externalization on or about July 1, 2026.
SuRo Capital Corp. reports a strong Q1 2026, with net assets rising to $361.6 million from $205.3 million at year-end 2025, driven mainly by unrealized gains on its venture portfolio. Net asset value per share increased to $14.24 from $8.09.
The company recorded a net investment loss of $4.0 million as operating expenses exceeded interest and dividend income, but this was more than offset by $158.7 million of net unrealized appreciation and $0.9 million of realized gains. Total assets reached $433.3 million, including $388.5 million of investments at fair value and $43.3 million of cash.
SuRo Capital continues to operate as an internally managed BDC focused on equity and equity-related investments in venture-backed companies, with a highly concentrated, largely Level 3 portfolio and a mix of qualifying and non-qualifying assets under the 1940 Act.
SuRo Capital Corp. reports a strong Q1 2026, with net assets rising to $361.6 million from $205.3 million at year-end 2025, driven mainly by unrealized gains on its venture portfolio. Net asset value per share increased to $14.24 from $8.09.
The company recorded a net investment loss of $4.0 million as operating expenses exceeded interest and dividend income, but this was more than offset by $158.7 million of net unrealized appreciation and $0.9 million of realized gains. Total assets reached $433.3 million, including $388.5 million of investments at fair value and $43.3 million of cash.
SuRo Capital continues to operate as an internally managed BDC focused on equity and equity-related investments in venture-backed companies, with a highly concentrated, largely Level 3 portfolio and a mix of qualifying and non-qualifying assets under the 1940 Act.
SuRo Capital Corp. reported a transformational first quarter of 2026, with net assets rising to $361.6 million, or $14.24 per share, up from $8.09 at December 31, 2025 and $6.66 at March 31, 2025. The company generated a net change in net assets from operations of $155.6 million, or $6.13 per basic share, driven primarily by $158.7 million of net unrealized appreciation on investments. Total investments at fair value reached $388.5 million, with the top five holdings, led by WHOOP, Inc., representing about 72% of the portfolio.
The board approved a proposed transition from an internally managed BDC to an externally managed structure through Neostellar Advisors LLC, a joint venture between SuRo Capital personnel and Magnetar, subject to stockholder approval. An affiliate of Magnetar is expected to invest $20 million in SuRo Capital in connection with the externalization. During the quarter, the company invested $5 million in a Magnetar SPV focused on TensorWave and, after quarter-end, invested $9.5 million in ClickHouse and $0.2 million in Huntress Labs, further increasing exposure to AI and data infrastructure, while continuing to realize gains from selective portfolio exits.
SuRo Capital Corp. reported a transformational first quarter of 2026, with net assets rising to $361.6 million, or $14.24 per share, up from $8.09 at December 31, 2025 and $6.66 at March 31, 2025. The company generated a net change in net assets from operations of $155.6 million, or $6.13 per basic share, driven primarily by $158.7 million of net unrealized appreciation on investments. Total investments at fair value reached $388.5 million, with the top five holdings, led by WHOOP, Inc., representing about 72% of the portfolio.
The board approved a proposed transition from an internally managed BDC to an externally managed structure through Neostellar Advisors LLC, a joint venture between SuRo Capital personnel and Magnetar, subject to stockholder approval. An affiliate of Magnetar is expected to invest $20 million in SuRo Capital in connection with the externalization. During the quarter, the company invested $5 million in a Magnetar SPV focused on TensorWave and, after quarter-end, invested $9.5 million in ClickHouse and $0.2 million in Huntress Labs, further increasing exposure to AI and data infrastructure, while continuing to realize gains from selective portfolio exits.