Welcome to our dedicated page for SunOpta SEC filings (Ticker: STKL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunOpta Inc. SEC filings document the completed acquisition of the company by an affiliate of Refresco, the related treatment of common shares, and the resulting change in public-company status. The Form 25 records the removal of SunOpta common shares from Nasdaq listing and Section 12(b) registration, while the Form 15 records the termination or suspension of Exchange Act registration and reporting obligations for the common shares.
Other filings include Form 8-K material-event reports covering the arrangement agreement, shareholder voting matters, capital-structure disclosures, governance matters, and operating and financial results. These records also capture SunOpta’s historical status as a Canadian corporation with common shares traded under STKL on Nasdaq and SOY on the Toronto Stock Exchange before the corporate-status transition.
SunOpta Inc. senior vice president Lauren McNamara exercised 13,905 Performance Stock Units, receiving the same number of common shares. These units converted on a one-for-one basis into SunOpta common stock.
To cover income tax withholding on the vesting, the company withheld 6,453 common shares at $6.47 per share. After these transactions, McNamara directly holds 121,880 common shares. This total includes 1,318 shares previously purchased through the company’s Employee Stock Purchase Plan that had not been reported earlier. The filing reflects a compensation-related vesting and associated tax withholding rather than an open-market trade.
SunOpta Inc. General Counsel Christopher McCullough exercised performance-based equity awards and had shares withheld for taxes. On 2026-03-24, he exercised 11,747 Performance Stock Units, receiving the same number of Common Shares at an exercise price of $0.00 per share. To cover income tax withholding on the vesting, 5,584 Common Shares were withheld by the company at a price of $6.47 per share, which is treated as a tax-withholding disposition, not an open-market sale. After these transactions, he directly owned 17,234 Common Shares, a figure that includes 1,141 shares purchased earlier through the company’s Employee Stock Purchase Plan that had not been previously reported.
SunOpta Inc. senior vice president of business management Lauren McNamara exercised 13,905 Performance Stock Units into an equal number of common shares on 2026-03-24. Each unit represented a right to receive one common share.
To cover income tax withholding on the vesting, 6,453 common shares were withheld by the company at a price of $4.12 per share, a non-market, tax-related disposition. After these transactions, McNamara directly owned 121,880 common shares, which the disclosure notes includes 1,318 shares previously acquired through the employee stock purchase plan.
SunOpta Inc. CHRO Danielle Marie Duzan reported the vesting and exercise of 7,076 Performance Stock Units, which converted into the same number of common shares. To cover income tax withholding on this vesting, the company withheld 2,713 common shares, leaving her with 4,363 common shares held directly. The tax withholding is an administrative disposition, not an open-market sale.
SunOpta Inc. senior vice president of sales Jennifer Ann Caro exercised 8,569 Performance Stock Units, converting them into the same number of common shares at a stated price of $0.0000 per share. Each unit represents a right to receive one SunOpta common share.
To cover income tax withholding on the vesting, 2,994 common shares were withheld by the company at $6.47 per share, a non-market tax-withholding disposition. After these transactions, Caro directly holds 5,575 common shares of SunOpta.
SunOpta Inc. senior vice president of supply chain Justin Kobler exercised 12,236 Performance Stock Units into common shares. Each unit converted into one SunOpta common share at no exercise price. To cover income tax withholding on this vesting, 5,586 common shares were withheld by the company at a price of $6.47 per share, rather than sold on the open market. After these compensation-related transactions, Kobler directly holds 37,437 SunOpta common shares, and the reported Performance Stock Units have been fully exercised.
SunOpta Inc. senior vice president Bryan P. Clark exercised 14,091 Performance Stock Units, receiving an equal number of common shares. These units represented a right to one SunOpta common share each. To cover income tax withholding on the vesting, 6,519 common shares were withheld by the company at $6.47 per share. After these transactions, Clark directly holds 58,594 common shares, and no Performance Stock Units remain outstanding from this award. The activity reflects compensation-related vesting, not open-market buying or selling.
SunOpta Inc. CIO Robert Duchscher reported a compensation-related share transaction involving performance stock units. On 2026-03-24, he exercised 14,610 Performance Stock Units, each convertible into one common share, receiving the same number of Common Shares at a stated exercise price of $0.0000 per share.
To cover income tax withholding tied to this vesting, 7,231 Common Shares were withheld by the company at a price of $6.4700 per share, a non-market, tax-withholding disposition. After these transactions, Duchscher directly owned 18,701 Common Shares of SunOpta.
SunOpta Inc. CFO Greg Gaba exercised 21,553 Performance Stock Units, receiving the same number of Common Shares. These PSUs each represented a contingent right to one common share. To cover income tax withholding on the vesting, 9,836 Common Shares were withheld by the company at a value of $6.47 per share. After these transactions, Gaba directly holds 122,687 Common Shares, reflecting a routine compensation-related vesting and associated tax withholding rather than an open-market purchase or sale.
SunOpta Inc. CEO Brian W. Kocher exercised performance stock units that vested into 61,804 Common Shares of STKL. Each unit converted one-for-one into a common share.
To cover income tax withholding on this vesting, 18,913 Common Shares were withheld by the company at $6.47 per share. After these transactions, Kocher directly holds 188,607 Common Shares, reflecting a net increase in his direct equity position from this compensation event.