Welcome to our dedicated page for STATE STREET SEC filings (Ticker: STT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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State Street Corporation is offering $800,000,000 aggregate principal amount of fixed-to-floating rate senior notes due 2032 and $700,000,000 aggregate principal amount of fixed-to-floating rate senior notes due 2037. The 2032 notes bear a fixed rate of 4.558% through April 23, 2031, then convert to a SOFR-based floating rate plus 0.914%. The 2037 notes bear a fixed rate of 5.094% through April 24, 2036, then convert to a SOFR-based floating rate plus 1.201%. The notes are senior unsecured, rank equally with other senior unsecured indebtedness, are not FDIC-insured and have no sinking fund. Net proceeds are expected to be approximately $1.492 billion for general corporate purposes.
Filer submitted a Rule 144 notice to sell restricted common stock. The filing lists multiple restricted stock vesting events with specific share lots: 352, 3,438, 267, 268, 283, 2,176, 2,524, and 303 shares tied to vesting dates from 11/15/2023 through 05/15/2025. The brokerage intermediary is Fidelity Brokerage Services LLC.
Issuer filed a Rule 144 notice relating to Common Stock sales. The notice lists 3,000 shares tied to restricted stock vesting on 02/13/2026 and identifies Fidelity Brokerage Services LLC as the broker holding 3,000 shares. The filing also reports that Michael Richards sold 2,500 shares on 02/24/2026 for $319,775.25.
State Street Corporation is offering fixed-to-floating rate senior notes due 2032 and 2037. The prospectus supplement describes initial fixed interest periods followed by floating-rate periods tied to SOFR, optional whole-series redemptions on set dates and that the notes will rank equally with other senior unsecured debt.
Recent disclosures show consolidated total assets of $392,165 million, shareholders’ equity of $27,742 million, first-quarter 2026 diluted EPS of $2.49, total revenue of $3,796 million, $54.5 trillion assets under custody and/or administration and $5.6 trillion assets under management as of March 31, 2026. Use of proceeds is for general corporate purposes.
State Street Corporation reported a strong start to 2026, with first-quarter total revenue of $3.8 billion, up 16% year over year, and diluted EPS of $2.49 (or $2.84 excluding notable items). Net income rose to $764 million, while fee revenue grew 15% and net interest income increased 17%, supported by a higher net interest margin of 1.16%.
The bank delivered a pre-tax margin of 25.5%, ROE of 11.6% and ROTCE of 17.6%, with ex-notable-item pre-tax margin at 29.0% and total operating leverage of 616 bps. Assets under custody and/or administration reached $54.5 trillion and assets under management $5.6 trillion, up 17% and 20% year over year, respectively.
Total expenses increased 15% to $2.8 billion, including $130 million of pre-tax notable items mainly from workforce rationalization, operating model changes and client rescoping. The standardized CET1 ratio was 10.6%, and State Street returned $633 million to common shareholders through $400 million of share repurchases and $0.84 per-share dividends.
State Street Corporation is asking shareholders to vote at its virtual 2026 annual meeting on May 20, 2026. Items include electing 13 directors, an advisory vote on 2025 executive compensation, ratifying Ernst & Young LLP as auditor, and a shareholder proposal on requiring an independent board chair at the next CEO transition, which the Board recommends voting against.
The Board highlights strong 2025 results, with GAAP revenue of $13.9 billion, GAAP net income to common shareholders of $2.7 billion and GAAP diluted EPS of $9.40, plus non‑GAAP EPS of $10.30 and an 11.5% ROE. Assets under custody and/or administration reached $53.80 trillion and assets under management $5.67 trillion as of December 31, 2025.
The proxy emphasizes a largely independent, refreshened Board, an active Lead Director, extensive risk oversight and sustainability governance, and a pay-for-performance executive compensation program that uses long-term, equity-based and performance-linked awards, clawbacks and strict stock ownership and holding requirements.
State Street Corporation is appointing C. Jack Read as Executive Vice President, Global Controller and Chief Accounting Officer, effective August 10, 2026, succeeding Elizabeth M. Schaefer. Read, age 57, brings senior finance and risk experience from MSCI Inc., Citizens Financial Group, MUFG Americas, JPMorgan Chase, Washington Mutual Bank and KPMG.
Under a letter agreement, he will receive an annualized base salary of $450,000 and be eligible for incentive compensation with a target 2026 total incentive award of $2,100,000. He will also receive one-time transition payments of deferred stock valued at $1,730,000 and cash of $700,000 to offset compensation forfeited from his prior employer.
State Street Corp Schedule 13G/A shows The Vanguard Group reporting 0 shares beneficially owned, representing 0% of the common stock as disclosed in the amendment. The filing explains an internal realignment effective January 12, 2026 that caused certain Vanguard subsidiaries and divisions to report separately.
State Street Corp director Susan M. Gordon reported receiving a stock grant of 324 shares of Common Stock on March 19, 2026. The shares were awarded at a stated price of $0.00 per share as a payment of prorated director's stock award, and she now directly holds 324 shares following this compensation-related acquisition.