Swarmer (SWMR) director awarded 1.34M RSUs and 400K options

Rhea-AI Filing Summary

Swarmer, Inc director, officer and 10% owner Alexander Fink reported receiving significant equity compensation on March 18, 2026. He was granted 1,341,840 restricted stock units that vest monthly over four years, subject to continued service. He also received a stock option for 400,000 shares of common stock at an exercise price of $5.00 per share, vesting on the same schedule and expiring on March 18, 2036. Following these awards, his directly held common stock position increased to 2,752,815 shares, alongside the new option grant for 400,000 underlying shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fink Alexander

(Last) (First) (Middle)

C/O SWARMER, INC

4515 SETON CENTER PKWY #330

(Street)

AUSTIN TEXAS 78759

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Swarmer, Inc [ SWMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/18/2026		A		1,341,840(1)	A	$0	2,752,815	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$5	03/18/2026		A		400,000		(2)	03/18/2036	Common Stock	400,000	$0	400,000	D

Explanation of Responses:

1. The Reporting Person received an award of 1,341,840 restricted stock units ("RSUs") on March 18, 2026 pursuant to the terms and conditions of his Employment Agreement, dated September 22, 2025, as amended by the Amendment to the Employment Agreement, dated February 18, 2026 (the "Employment Agreement"), which was previously approved by the Issuer's board of directors. The RSUs shall vest over a four year period with one-forty-eighth vesting on each monthly anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date.

2. The Reporting Person received this option award on March 18, 2026 pursuant to the terms and conditions of the Employment Agreement, which was previously approved by the Issuer's board of directors. The shares underlying this option vest over a four year period with one-forty-eighth vesting on each monthly anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date.

Remarks:

President and Chief Executive Officer (U.S.)

	/s/ Kostantinos Skordalos, Attorney-in-Fact for Alexander Fink	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Alexander Fink report for Swarmer (SWMR)?

Alexander Fink reported equity awards, not market trades. He received 1,341,840 restricted stock units and a stock option for 400,000 shares on March 18, 2026, both granted as part of his Employment Agreement with Swarmer, Inc.

How many RSUs did Alexander Fink receive from Swarmer (SWMR) and how do they vest?

He received 1,341,840 restricted stock units. These RSUs vest over four years, with one-forty-eighth vesting on each monthly anniversary of the March 18, 2026 grant date, contingent on his continued service through each vesting date.

What are the terms of Alexander Fink’s Swarmer (SWMR) stock option grant?

Fink received a stock option covering 400,000 shares of common stock at an exercise price of $5.00 per share. The option vests monthly over four years, mirroring the RSU schedule, and expires on March 18, 2036, assuming service conditions are met.

How many Swarmer (SWMR) shares does Alexander Fink hold after these awards?

After the March 18, 2026 awards, Fink directly holds 2,752,815 shares of Swarmer common stock. In addition, he holds an option covering 400,000 underlying shares, which become exercisable over time as monthly vesting occurs.

Are Alexander Fink’s Swarmer (SWMR) equity awards tied to his employment agreement?

Yes. Both the 1,341,840 RSUs and the 400,000-share stock option were granted under the terms of his Employment Agreement, initially dated September 22, 2025 and amended February 18, 2026, previously approved by Swarmer’s board of directors.

Do these Swarmer (SWMR) Form 4 transactions reflect open-market buying or selling?

No. The Form 4 reports compensation-related grants. The transactions use code “A” for grant or award acquisitions, indicating RSUs and options granted by the company, not open-market purchases or sales of existing Swarmer shares.