SunCoke Energy (SXC) director Arthur F. Anton receives 21,652-share stock award
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Anton Arthur F reported acquisition or exercise transactions in this Form 4 filing.
SunCoke Energy, Inc. director Arthur F. Anton received a grant of 21,652 shares of common stock on May 14, 2026. The shares were awarded at no cash cost to him under the company’s Omnibus Long Term Incentive Plan in a transaction exempt under Rule 16b-3(d). Following this equity award, he directly owns 95,571 shares of SunCoke Energy common stock, reflecting his updated stake after the grant.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Anton Arthur F
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 21,652 | $0.00 | -- |
Holdings After Transaction:
Common Stock — 95,571 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
Shares granted: 21,652 shares
Price per granted share: $0.00 per share
Shares owned after transaction: 95,571 shares
+1 more
4 metrics
Shares granted
21,652 shares
Common Stock award on May 14, 2026
Price per granted share
$0.00 per share
Equity award under incentive plan
Shares owned after transaction
95,571 shares
Director’s direct holdings following the grant
Transaction code
A
Grant, award, or other acquisition of non-derivative common stock
Key Terms
Omnibus Long Term Incentive Plan, Rule 16b-3(d), transaction code A
3 terms
Omnibus Long Term Incentive Plan financial
"Shares granted pursuant to SunCoke Energy, Inc. Omnibus Long Term Incentive Plan, in a transaction exempt under Rule 16b-3(d)."
Rule 16b-3(d) regulatory
"Shares granted pursuant to SunCoke Energy, Inc. Omnibus Long Term Incentive Plan, in a transaction exempt under Rule 16b-3(d)."
Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.
transaction code A regulatory
"transaction_code": "A", "transaction_code_description": "Grant, award, or other acquisition""
FAQ
What insider transaction did SunCoke Energy (SXC) report for Arthur F. Anton?
SunCoke Energy reported that director Arthur F. Anton received 21,652 shares of common stock as an equity award. The grant was made under the Omnibus Long Term Incentive Plan and involved no cash payment, updating his direct holdings to 95,571 shares.
What does transaction code A mean in the SunCoke Energy (SXC) Form 4?
Transaction code A in this Form 4 indicates a grant, award, or other acquisition of shares. For Arthur F. Anton, it represents 21,652 SunCoke Energy common shares granted under the Omnibus Long Term Incentive Plan, rather than an open-market trade.
Was the SunCoke Energy (SXC) equity award to Arthur F. Anton made under a specific plan?
Yes, the 21,652-share grant to Arthur F. Anton was made under the SunCoke Energy, Inc. Omnibus Long Term Incentive Plan. The footnote states the award was in a transaction exempt under Rule 16b-3(d), confirming its compensation-related nature.