Tectonic Financial preferred delisted from Nasdaq

Tectonic Financial, Inc. has had its 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock removed from listing and/or registration on the Nasdaq Stock Market LLC.

Accepted by SEC EDGAR 02/13/2026 - 04:13 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Tectonic Financial, Inc. has had its 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock removed from listing and/or registration on the Nasdaq Stock Market LLC. Nasdaq filed Form 25, certifying it met the requirements under Section 12(b) of the Securities Exchange Act of 1934.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Nasdaq change about Tectonic Financial (TECTP) shares?

Nasdaq removed Tectonic Financial’s 9.00% Series B preferred stock from listing and/or registration. This action was made through Form 25 under Section 12(b) of the Securities Exchange Act, following applicable Nasdaq and SEC rules for delisting a security.

Which Tectonic Financial (TECTP) security is affected by this Form 25?

The filing covers Tectonic Financial’s 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock. Only this specific class of preferred shares is referenced, indicating it is being removed from Nasdaq’s listing and/or registration framework.

Which exchange was Tectonic Financial’s preferred stock removed from?

The preferred stock was removed from listing and/or registration on the Nasdaq Stock Market LLC. Nasdaq certified in Form 25 that it followed its own rules and applicable SEC regulations governing the delisting of this class of Tectonic Financial’s preferred shares.

Under which SEC rule was the Tectonic Financial (TECTP) delisting handled?

The delisting is handled under Section 12(b) of the Securities Exchange Act and related Rule 12d2-2 provisions. Nasdaq’s Form 25 references these rules, confirming the regulatory basis for striking the preferred stock from listing and/or registration.

Who signed the Nasdaq notification relating to Tectonic Financial (TECTP)?

The notification was signed on Nasdaq’s behalf by Jennifer Fainer, identified as a CDO Analyst. This signature confirms that a duly authorized Nasdaq representative certified the exchange’s compliance with the requirements for filing Form 25 for the preferred stock.

Does the Form 25 indicate compliance with exchange rules for Tectonic Financial?

Yes. The document states that Nasdaq has complied with its rules to strike the class of securities from listing and/or withdraw registration. It also notes compliance with SEC Rule 12d2-2 provisions governing removal of a class of securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

001-38910

Issuer:	Tectonic Financial, Inc.
Exchange:	Nasdaq Stock Market LLC

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

Address:	16200 Dallas Parkway, Suite 190
	8th Floor
	Dallas	TEXAS	75248
Telephone number:					972-720-9000

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

17 CFR 240.12d2-2(a)(1)

17 CFR 240.12d2-2(a)(2)

17 CFR 240.12d2-2(a)(3)

17 CFR 240.12d2-2(a)(4)

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. ¹

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements fo the Securities Exchange Act of 1934, Nasdaq Stock Market LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

2026-02-13	By	Jennifer Fainer		CDO Analyst
Date		Name		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

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