Welcome to our dedicated page for Tectonic Financial SEC filings (Ticker: TECTP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tectonic Financial, Inc. filings document the capital structure and public-security status of a diversified banking and financial services holding company and parent of T Bank, N.A. The record includes Form 8-K disclosures for subordinated note purchase agreements, preferred-stock dividends, preferred-stock redemption, and redemption of subsidiary subordinated notes.
The company’s later filings document the completed transition of the TECTP Series B preferred stock off Nasdaq and out of Exchange Act registration, including Form 25 removal from listing and Form 15 termination or suspension of reporting obligations. Other filings cover material events and pro forma financial information tied to completed separation and distribution transactions.
Tectonic Financial, Inc. reported that Chief Executive Officer Sherman A. Haag had 5,000 shares of Series B Non-Cumulative Perpetual Preferred Stock, at $10.0000 per share, called for redemption by the company on February 17, 2026. Following this issuer-initiated redemption, Haag reported owning 0 shares of this preferred series.
Tectonic Financial, Inc. reported a Form 4 transaction for its Chief Financial Officer, Michelle Kay Baird, involving Series B Non-Cumulative Perpetual Preferred Stock. On this date, 2,500 shares at $10.00 per share were affected when the securities were called for redemption by the issuer. Following this redemption, the filing shows the officer holding 0 shares of this security directly.
Tectonic Financial, Inc. reported that 29,967 shares of its Series B Non-Cumulative Perpetual Preferred Stock held by director Thomas McDougal were called for redemption by the issuer at $10.00 per share on February 17, 2026, leaving him with no shares of this security.
Tectonic Financial, Inc. redeemed 2,500 shares of its Series B Non-Cumulative Perpetual Preferred Stock held by director Barb Bomersbach at $10.0000 per share. This issuer-initiated redemption reduced her direct holdings of this preferred series to 0 shares following the transaction on February 17, 2026.
Tectonic Financial, Inc. reported that on February 17, 2026 it completed the previously announced redemption of all 1,725,000 shares of its Series B Preferred Stock. On the same date, its wholly owned subsidiary T Bancshares, Inc. also redeemed its outstanding 7.125% Fixed-to-Floating Rate Subordinated Notes due July 30, 2027 and March 31, 2028. This removes these preferred equity and subordinated note securities from circulation as separate instruments.
Tectonic Financial, Inc. has had its 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock removed from listing and/or registration on the Nasdaq Stock Market LLC. Nasdaq filed Form 25, certifying it met the requirements under Section 12(b) of the Securities Exchange Act of 1934.
Tectonic Financial, Inc. entered into subordinated note purchase agreements and completed a private placement of $40 million in 7.25% fixed-to-floating rate subordinated notes due 2036 to qualified institutional buyers and institutional accredited investors. The notes were issued at 100% of face value and are intended to qualify as Tier 2 regulatory capital.
The notes pay a fixed 7.25% annual interest rate until February 15, 2031, then reset quarterly to three‑month SOFR plus 368 basis points until maturity on February 15, 2036. Tectonic plans to use the net proceeds for general corporate purposes, including refinancing existing indebtedness of T Bancshares, Inc. and redeeming its 9.00% fixed‑to‑floating rate Series B non‑cumulative perpetual preferred stock. The notes are unsecured, subordinated obligations, callable at the company’s option on or after February 15, 2031 at par plus accrued interest.
Tectonic Financial, Inc. announced a quarterly cash dividend of $0.2768541 per share on its 9.00% Fixed-to-Floating Rate Series B Noncumulative Perpetual Preferred Stock. The dividend covers the period from November 17, 2025 to February 17, 2026.
The dividend will be paid on February 17, 2026 to shareholders of record as of the close of business on February 6, 2026. The company previously announced a conditional redemption of this Series B preferred stock on or about February 17, 2026.
Tectonic Financial, Inc. plans to voluntarily delist its 9.00% Fixed‑to‑Floating Rate Series B Non‑Cumulative Perpetual Preferred Stock from NASDAQ and terminate its registration under the Exchange Act. The board approved this on January 14, 2026, and the company expects the delisting to be effective on or about February 27, 2026, following a planned Form 25 filing around February 17, 2026.
The company notified holders that on February 17, 2026 it intends to redeem all 1,725,000 outstanding Series B Preferred shares at $10.00 per share plus any declared and unpaid dividends to, but not including, the redemption date. Subsidiary T Bancshares, Inc. also intends to redeem its 7.125% subordinated notes due 2027 and 2028 at 100% of principal plus accrued interest. All of these redemptions and the delisting are conditioned on obtaining sufficient funding, a condition the company may choose to waive.