Preferred stock redemption affects Tectonic Financial (TECTP) CEO’s holdings

Rhea-AI Filing Summary

Tectonic Financial, Inc. reported that Chief Executive Officer Sherman A. Haag had 5,000 shares of Series B Non-Cumulative Perpetual Preferred Stock, at $10.0000 per share, called for redemption by the company on February 17, 2026. Following this issuer-initiated redemption, Haag reported owning 0 shares of this preferred series.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider SHERMAN A HAAG

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Other	Series B Non-Cumulative Perpetual Preferred Stock	5,000	$10.00	$50K

Holdings After Transaction: Series B Non-Cumulative Perpetual Preferred Stock — 0 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SHERMAN A HAAG

(Last) (First) (Middle)

600 TRAVIS STREET, SUITE 5900

(Street)

HOUSTON TX 77002

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Tectonic Financial, Inc. [ TECTP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/17/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Series B Non-Cumulative Perpetual Preferred Stock	02/17/2026		J(1)		5,000	D	$10	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported securities were called for redemption by the issuer.

	/s/ A. Haag Sherman	02/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Tectonic Financial (TECTP) report for Sherman A. Haag?

Tectonic Financial reported an issuer-initiated redemption of 5,000 shares of its Series B Non-Cumulative Perpetual Preferred Stock held by CEO Sherman A. Haag. The shares were redeemed at $10.0000 per share, leaving him with zero shares of this preferred series.

Was the Tectonic Financial (TECTP) insider transaction a buy or a sell?

The transaction was classified as an “other acquisition or disposition,” not a traditional buy or sell. The reported securities were called for redemption by Tectonic Financial, meaning the company redeemed the preferred shares rather than Haag buying or selling them on the market.

How many Tectonic Financial (TECTP) preferred shares were redeemed from the CEO?

A total of 5,000 shares of Tectonic Financial’s Series B Non-Cumulative Perpetual Preferred Stock were redeemed from CEO Sherman A. Haag. Each share was priced at $10.0000 in the transaction, and his reported holdings of this series dropped to zero afterward.

What type of security was involved in the Tectonic Financial (TECTP) Form 4 filing?

The Form 4 filing involved Tectonic Financial’s Series B Non-Cumulative Perpetual Preferred Stock. These preferred shares, held directly by CEO Sherman A. Haag, were called for redemption by the issuer, removing his remaining 5,000-share position in that specific preferred series.

Did Sherman A. Haag retain any Series B preferred shares of Tectonic Financial (TECTP) after the redemption?

No, after the redemption of 5,000 Series B Non-Cumulative Perpetual Preferred Stock shares, Sherman A. Haag reported owning zero shares of that preferred series. The issuer’s redemption fully eliminated his direct position in this particular security class.