[144] TFS Financial Corporation SEC Filing

Rhea-AI Filing Summary

Form 144 notice for TFS Financial Corporation (TFSL) discloses a proposed sale of 15,000 common shares valued at $205,200 to be executed on 09/02/2025 on Nasdaq through Charles Schwab. The 15,000 shares match the detailed acquisition history: a 2017 open-market purchase of 2,932 shares and restricted stock units granted between 2017 and 2020 totaling 12,068 shares, reflecting equity compensation origins. The filer reports no sales in the past three months and includes the standard representation that they are not aware of undisclosed material adverse information about the issuer.

Positive

• Sale size is immaterial relative to outstanding shares (15,000 of 280,688,024), reducing market impact concerns
• Acquisitions are primarily equity compensation (RSUs from 2017–2020), indicating routine insider vesting rather than recent purchases intended for sale
• No sales in the past three months, simplifying aggregation rules under Rule 144

Negative

• None.

Insights

Securities Analyst

TL;DR: Proposed sale is immaterial to TFSL capitalization and reflects routine disposition of awarded and previously purchased shares.

The filing shows a planned sale of 15,000 shares representing approximately 0.0053% of the reported outstanding common shares (15,000 of 280,688,024). The shares were acquired primarily through restricted stock units issued between 2017 and 2020 and one open-market purchase in 2017, indicating typical executive or employee equity vesting and occasional open-market purchases. Because there were no reported sales in the prior three months and the sale size is negligible relative to the float, the transaction is unlikely to have a material effect on market dynamics or company valuation.

Corporate Compliance Specialist

TL;DR: Form 144 is complete on required elements and includes the customary seller certification; procedural compliance appears satisfied.

The notice lists broker, planned sale date, class, share count, aggregate market value, and acquisition history by date and nature, satisfying Rule 144 disclosure elements. The filer affirms absence of undisclosed material information and notes no sales in the past three months. From a regulatory perspective, the document includes the necessary statements to proceed under Rule 144; there are no explicit compliance issues visible in the provided content.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	15000	205200.00	280688024	09/02/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/10/2020	Restricted Stock Unit	Issuer			1636	12/10/2020	Equity Compensation
Common	05/28/2019	Restricted Stock Unit	Issuer			2229	05/28/2019	Equity Compensation
Common	12/10/2018	Restricted Stock Unit	Issuer			3313	12/10/2018	Equity Compensation
Common	05/28/2017	Restricted Stock Unit	Issuer			2722	05/28/2017	Equity Compensation
Common	05/28/2020	Restricted Stock Unit	Issuer			2168	05/28/2020	Equity Compensation
Common	08/15/2017	Open Market	Open Market			2932	08/15/2017	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the TFSL Form 144 disclose about the proposed sale?

The form discloses a proposed sale of 15,000 common shares valued at $205,200, to be sold on 09/02/2025 on Nasdaq via Charles Schwab.

How were the 15,000 TFSL shares acquired?

The shares were acquired through restricted stock units granted in 2017–2020 totaling 12,068 shares, plus an open-market purchase of 2,932 shares in 2017.

Does the filing report any TFSL share sales in the past three months?

No. The filing states Nothing to Report for securities sold during the past three months.

Who is the broker handling the TFSL sale?

The broker listed is Charles Schwab Corp with an address shown in Westlake, TX.

Does the filer disclose any undisclosed material information about TFSL?

By signing the Form 144, the filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.