STOCK TITAN

Barbara Anderson of TFS Financial (TFSL) sells 11,000 shares, holds RSUs

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

TFS Financial Corp director Barbara J. Anderson reported selling common stock and outlining equity awards. On February 3, 2026, she sold 11,000 shares of common stock at $14.21 per share, leaving her with 6,200 shares held directly.

She also reported holdings of 10,000 restricted stock units from a 50,000-unit grant on December 16, 2021, which vests 20% per year beginning December 10, 2022, and 5,000 restricted stock units from a grant on December 18, 2025 that fully vests on December 10, 2026. Each unit represents the right to receive one share and includes cash dividend-equivalent rights.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Anderson Barbara J.

(Last) (First) (Middle)
7007 BROADWAY AVENUE

(Street)
CLEVELAND OH 44105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TFS Financial CORP [ TFSL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/03/2026 S 11,000 D $14.21 6,200 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (2) (2) Common Stock 10,000 10,000 D
Restricted Stock Units (1) (3) (3) Common Stock 5,000 5,000 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
2. On December 16, 2021, the reporting person received a grant of 50,000 Restricted Stock Units (RSUs). These RSUs will vest one-fifth (20%) per year beginning December 10, 2022.
3. On December 18, 2025, the reporting person received a grant of 5,000 Restricted Stock Units ("RSU's") that fully vest on December 10, 2026.
Remarks:
/s/ Susanne N. Miller, Pursuant to Power of Attorney 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TFS Financial (TFSL) report for Barbara J. Anderson?

TFS Financial reported that director Barbara J. Anderson sold 11,000 shares of common stock on February 3, 2026 at $14.21 per share. After this sale, she directly held 6,200 common shares of TFS Financial stock.

How many TFS Financial (TFSL) shares does Barbara J. Anderson hold after the reported sale?

After the February 3, 2026 transaction, Barbara J. Anderson beneficially owned 6,200 shares of TFS Financial common stock directly. This figure reflects her holdings following the 11,000-share sale disclosed in the Form 4 filing.

What restricted stock units does Barbara J. Anderson hold in TFS Financial (TFSL)?

Barbara J. Anderson reported holding 10,000 restricted stock units from a 2021 grant and 5,000 restricted stock units from a 2025 grant. Each unit represents a right to receive one TFS Financial common share and includes cash dividend-equivalent rights.

What are the vesting terms of Barbara J. Anderson’s 50,000 RSU grant at TFS Financial (TFSL)?

The 50,000 restricted stock units granted on December 16, 2021 vest one-fifth (20%) per year beginning on December 10, 2022. The Form 4 shows 10,000 units remaining from this grant as of the reported date.

When do Barbara J. Anderson’s newer restricted stock units at TFS Financial (TFSL) vest?

A grant of 5,000 restricted stock units dated December 18, 2025 will fully vest on December 10, 2026. These units give her a contingent right to receive TFS Financial common shares at that vesting date, plus dividend-equivalent cash payments.

Do TFS Financial (TFSL) restricted stock units receive dividends for Barbara J. Anderson?

Yes. Each restricted stock unit entitles Barbara J. Anderson to dividend equivalent rights in cash equal to any cash dividend paid per TFS Financial common share. These cash payments accompany the units until they settle into shares.
Tfs Finl Corp

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Banks - Regional
Savings Institution, Federally Chartered
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United States
CLEVELAND