STOCK TITAN

Thryv Holdings (THRY) CFO exercises 5,000 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Thryv Holdings, Inc. executive Paul D. Rouse, the CFO, Executive VP and Treasurer, exercised stock options to acquire 5,000 Common Shares at $3.68 per share. Following the transaction, he directly holds 360,079 Common Shares and 124,521 stock options remain outstanding. The options exercised were part of an award granted on November 14, 2016 under the company’s 2016 Stock Incentive Plan and are fully vested.

Positive

  • None.

Negative

  • None.
Insider Rouse Paul D
Role CFO, Executive VP & Treasurer
Type Security Shares Price Value
Exercise Stock Option (right to buy) 5,000 $3.68 $18K
Exercise Common Shares 5,000 $3.68 $18K
Holdings After Transaction: Stock Option (right to buy) — 124,521 shares (Direct, null); Common Shares — 360,079 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options exercised 5,000 shares Stock options converted to Common Shares on May 4, 2026
Exercise price $3.68 per share Strike price of exercised stock options
Shares held after 360,079 shares Direct Common Share holdings after the transaction
Options remaining 124,521 options Stock options outstanding after the exercise
Option grant date November 14, 2016 Award date under 2016 Stock Incentive Plan
Option expiration November 14, 2026 Expiration date of the reported stock option series
Stock Option (right to buy) financial
"Security title is listed as "Stock Option (right to buy)" for the derivative transaction."
Common Shares financial
"The reporting person acquired 5,000 Common Shares through the option exercise."
Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.
2016 Stock Incentive Plan financial
"Options were awarded under the Issuer's 2016 Stock Incentive Plan, all of which have vested."
derivative security financial
"Transaction code M is described as an exercise or conversion of derivative security."
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
expiration date financial
"The stock options have an expiration date of November 14, 2026."
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rouse Paul D

(Last)(First)(Middle)
1301 MUNICIPAL WAY
SUITE 220

(Street)
GRAPEVINE TEXAS 76051

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Thryv Holdings, Inc. [ THRY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO, Executive VP & Treasurer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares05/04/2026M5,000A$3.68360,079D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$3.6805/04/2026M5,000 (1)11/14/2026Common Shares5,000$3.68124,521D
Explanation of Responses:
1. Represents Stock Options awarded on November 14, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested.
Remarks:
/s/ Meredith Kennedy, attorney in fact05/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Thryv (THRY) CFO Paul D. Rouse report in this Form 4?

Thryv CFO Paul D. Rouse reported exercising stock options for 5,000 Common Shares at $3.68 per share. This transaction converts previously granted options into shares as part of his compensation, without any reported open‑market buying or selling in this filing.

How many Thryv (THRY) shares does the CFO hold after this transaction?

After the reported transaction, Paul D. Rouse directly holds 360,079 Common Shares of Thryv. This reflects his ownership position following the exercise of 5,000 stock options, as disclosed in the Form 4 insider trading report filed with the SEC.

What stock options did the Thryv (THRY) CFO exercise in this Form 4?

Paul D. Rouse exercised 5,000 stock options with an exercise price of $3.68 per share, each option convertible into one Common Share. These options were awarded on November 14, 2016 under Thryv’s 2016 Stock Incentive Plan and are fully vested.

How many stock options remain for the Thryv (THRY) CFO after the exercise?

Following the option exercise, Paul D. Rouse has 124,521 stock options remaining. These derivative securities continue to give him the right to acquire additional Thryv Common Shares, with the reported option series expiring on November 14, 2026.

Was this Thryv (THRY) Form 4 a market purchase or sale of shares?

The Form 4 discloses an options exercise, not an open‑market purchase or sale. Paul D. Rouse acquired 5,000 shares by exercising stock options at $3.68 per share, and the filing shows no separate market buy or sell transactions.