Every Form 4 that Tompkins Financial Corporation (TMP) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow TMP and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full TMP filings page.
Tompkins Financial (TMP) reported an insider equity award. On 11/12/2025, the SVP, Chief Bank Operations Officer, acquired 685 shares of common stock as a restricted stock grant at $67.79 under the 2019 Equity Incentive Plan.
The award vests over five years, with 0% in year one and 25% in years two through five, and will expire ten years from the grant date. Following the grant, the reporting person held 3,599 shares directly, plus 1,207.6827 shares via a 401(k) and 413.6008 shares via an ESOP.
Tompkins Financial (TMP) reported an insider equity award. A company officer (SVP, Director of HR) acquired 685 shares of common stock on 11/12/2025, coded “A” for award, at a transaction price of $67.79 per share.
Following the grant, the officer beneficially owns 2,190.694 shares directly. Indirect holdings include 1,014.4635 shares via the ESOP, and 0 shares attributed by spouse.
The award is restricted stock under the Tompkins Financial Corporation 2019 Equity Incentive Plan. It vests over five years with 0% in year one and 25% in each of years two through five, and the grant will expire ten years from the grant date.
Tompkins Financial Corporation (TMP) disclosed an insider equity award. The company’s EVP and President, TFA, reported acquiring 910 shares of common stock on 11/12/2025 at $67.79, bringing direct ownership to 1,405 shares after the transaction.
The filing notes the shares are restricted stock granted under the 2019 Equity Incentive Plan, with a five-year vesting schedule: 0% in year one and 25% in years two through five. The grant will expire ten years from the grant date.
Tompkins Financial (TMP) reported an insider equity award. On 11/12/2025, an officer (EVP, President of Tompkins Community Bank) acquired 1,365 shares of common stock, labeled as “A,” at a reported price of $67.79 per share. Following this grant, directly held shares were 16,016.915. Additional indirect holdings included 2,298.4616 shares via a 401(k) ESOP and 132.6172 shares via a 401(k) ISOP.
The filing states these were restricted shares granted under the 2019 Equity Incentive Plan, with a five-year vesting schedule: 0% in year one, then 25% per year in years two through five. The grant will expire ten years from the grant date.
Tompkins Financial (TMP) reported an insider equity award on a Form 4. On 11/12/2025, an officer (SVP, PAO) acquired 550 shares of common stock coded “A” at a reported price of $67.79, recorded as restricted stock under the company’s 2019 Equity Incentive Plan.
The filing lists total holdings after the transaction as 4,743.251 shares held directly, plus 1,322.5023 shares held by 401(k) and 2,692.8968 shares held by ESOP. The restricted stock vests over five years with 0% in year one and 25% in years two through five, and the grant will expire ten years from the grant date.
Tompkins Financial (TMP) Form 4: EVP and President of TCB Hudson Valley David M. DeMilia reported routine activity. He made small monthly acquisitions of common stock through the Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan (transaction code L) on dates from 01/13/2025 to 10/15/2025. On 11/09/2025, shares were withheld to cover taxes upon restricted stock vesting (transaction code F) at $66.68 per share.
Following these transactions, he held 5,647.737 shares directly. Indirect holdings were 160.548 shares by 401(k) and 2,080.4686 shares by ESOP.
Tompkins Financial (TMP) reported a Form 4 by Alyssa H. Fontaine, EVP, General Counsel & CRO. On 11/09/2025, multiple F-code transactions—dispositions to the issuer to cover taxes upon restricted stock vesting—were recorded for 216, 167, 90, and 143 common shares at $66.68 each. After these entries, she beneficially owned 8,455.715 shares directly and 944.8859 shares indirectly via a 401K/ESOP.
Tompkins Financial Corp (TMP) reported an insider Form 4 for its SVP, Chief Bank Operations Officer. On 11/09/2025, the officer executed multiple Code F transactions—share withholdings to cover taxes upon the vesting of restricted stock. Examples include 48, 38, 43, and 105 shares at $66.68 per share. Following these transactions, the officer directly owned 2,914 common shares. Indirect holdings were 1,207.6827 shares by 401(k) and 413.6008 shares by ESOP.
Tompkins Financial Corp (TMP) reported insider activity by President & CEO and Director Stephen S. Romaine. On 11/09/2025, he executed four Code F transactions—share withholdings to cover taxes upon vesting of restricted stock—at a price of $66.68 per share for 433, 370, 396, and 631 shares.
Following these tax-withholding entries, his direct beneficial ownership stood at 63,726.697 shares. He also reports indirect holdings of 11,260.3616 shares via a 401(k)/ISOP and 5,998.6185 shares via an ESOP.
Tompkins Financial (TMP) reported an officer transaction on 11/09/2025. The SVP, PAO settled taxes due at vesting by surrendering shares to the issuer (code F), with dispositions of 50, 38, 41, and 64 shares at $66.68 per share. Following these transactions, the officer held 4,193.251 shares directly.
Indirect holdings were 1,322.5023 shares by 401(k) and 2,692.8968 shares by ESOP. The filing characterizes the transactions as a deemed disposition to cover withholding upon restricted stock vesting.
Tompkins Financial (TMP) executive Matthew D. Tomazin (EVP, CFO & Treasurer) filed a Form 4 reporting tax-withholding transactions tied to restricted stock vesting on 11/09/2025. The filing shows multiple code F entries: 29, 41, 43, and 105 shares disposed at $66.68 per share to cover taxes.
Following these transactions, beneficial ownership stands at 3,361.003 shares held directly. Indirect holdings include 829.1965 shares by 401(k) and 355.0956 shares by ESOP.
Tompkins Financial (TMP) reported an insider transaction by an officer, President TCB Pennsylvania. On 11/09/2025, the insider executed two transactions coded F, indicating shares were withheld to cover taxes upon the vesting of restricted stock. The filings show dispositions of 50 and 80 shares at $66.68 per share. Following these events, the insider held 4,404.405 shares directly and 122.0978 shares indirectly through an ESOP.
Tompkins Financial (TMP) executive John M. McKenna filed a Form 4 reporting share withholdings to cover taxes on restricted stock vesting. On 11/09/2025, Code F entries withheld 159, 123, 66, and 150 shares at $66.68 per share. An earlier Code F on 11/21/2021 withheld 135 shares at $82.89. Following these transactions, he directly owns 14,651.915 shares. Indirect holdings include 2,298.4616 shares via a 401(k) ESOP and 132.6172 via a 401(k) ISOP.
Tompkins Financial (TMP) reported insider tax-withholding transactions. EVP & President, Tompkins WNY, Diane D. Torcello reported multiple Form 4 code F entries on 11/09/2025, reflecting shares withheld to cover taxes upon the vesting of restricted stock.
Transactions included 47, 38, 38, and 105 shares at $66.68. Following these entries, Torcello directly beneficially owned 6,138.167 shares. She also reported 1,847.0648 shares held indirectly through an ESOP. No derivative securities were reported.
Tompkins Financial (TMP) reported an insider Form 4 for an officer (EVP, President TCB CNY). On 11/09/2025, the reporting person had a Code F transaction, disposing of 105 shares of common stock at $66.68, a deemed sale to the issuer to cover taxes upon vesting of restricted stock.
Following the transaction, the filer beneficially owned 1,970.556 common shares directly and 40.981 shares indirectly via ESOP. The filer also holds 1,389.416 phantom stock units, each economically equivalent to one common share, held in a rabbi trust pending distribution under the company’s plan.
Tompkins Financial (TMP) reported insider activity by its SVP, Director of HR. On 11/09/2025, the officer executed multiple transactions coded F, indicating shares were withheld to cover taxes upon vesting of restricted stock at a price of $66.68 per share. The dispositions were 19, 15, 22, and 40 shares.
Following these transactions, the officer held 1,505.694 shares directly. Indirect holdings included 1,014.4635 shares through an ESOP and 0 shares by spouse.
Tompkins Financial (TMP): Insider Form 4 activity
An executive officer (EVP, President of Tompkins Community Bank) exercised stock appreciation rights and acquired 2,235 shares of common stock on 11/03/2025 at an exercise price of $56.29 (Transaction Code M). To cover option cost and taxes, 2,085 shares were withheld at $64.88 (Code F).
Following these transactions, the officer directly holds 15,149.915 shares. Indirect holdings include 2,277.23 shares via a 401(k) ESOP and 131.3883 shares via a 401(k) ISOP. The exercised derivative was a SAR covering 2,235 shares at $56.29, with 0 derivative securities remaining afterward.
Tompkins Financial (TMP) insider filing shows the SVP, PAO executed stock appreciation rights on 11/03/2025, acquiring 705 shares at $56.29 and covering costs and taxes with 646 shares at $64.88.
Following these transactions, the officer holds 4,386.251 shares directly, plus 1,310.2508 shares via a 401(k) and 2,668.0217 shares via an ESOP. The related SAR grant now shows 0 remaining after exercise.
Tompkins Financial (TMP) executive Diane D. Torcello reported insider transactions. On 11/03/2025, she exercised stock appreciation rights, resulting in 690 shares acquired (Code M) at a reported price of $64.88, and had 638 shares withheld for costs and taxes (Code F) at $56.29. Following these transactions, she held 6,366.167 shares direct and 1,830.003 shares indirect through an ESOP. The related SAR in Table II shows a $56.29 exercise price for 690 underlying shares, with 0 derivative securities remaining after the exercise.
Tompkins Financial Corp (TMP): Officer David S. Boyce reported a forfeiture of 4,031 shares of common stock at $0 on 10/31/2025, described as a forfeiture of restricted shares pursuant to a change in employment.
Following the transaction, he beneficially owned 20,818 shares directly. Indirect holdings were reported as 972.8371 shares via a 401(k)/ISOP and 3,824.5552 shares via an ESOP.