Every Form 4 that Tompkins Financial Corporation (TMP) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow TMP and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full TMP filings page.
Tompkins Financial Corp (TMP) reported insider activity by President & CEO and Director Stephen S. Romaine. On 11/09/2025, he executed four Code F transactions—share withholdings to cover taxes upon vesting of restricted stock—at a price of $66.68 per share for 433, 370, 396, and 631 shares.
Following these tax-withholding entries, his direct beneficial ownership stood at 63,726.697 shares. He also reports indirect holdings of 11,260.3616 shares via a 401(k)/ISOP and 5,998.6185 shares via an ESOP.
Tompkins Financial (TMP) reported an officer transaction on 11/09/2025. The SVP, PAO settled taxes due at vesting by surrendering shares to the issuer (code F), with dispositions of 50, 38, 41, and 64 shares at $66.68 per share. Following these transactions, the officer held 4,193.251 shares directly.
Indirect holdings were 1,322.5023 shares by 401(k) and 2,692.8968 shares by ESOP. The filing characterizes the transactions as a deemed disposition to cover withholding upon restricted stock vesting.
Tompkins Financial (TMP) executive Matthew D. Tomazin (EVP, CFO & Treasurer) filed a Form 4 reporting tax-withholding transactions tied to restricted stock vesting on 11/09/2025. The filing shows multiple code F entries: 29, 41, 43, and 105 shares disposed at $66.68 per share to cover taxes.
Following these transactions, beneficial ownership stands at 3,361.003 shares held directly. Indirect holdings include 829.1965 shares by 401(k) and 355.0956 shares by ESOP.
Tompkins Financial (TMP) reported an insider transaction by an officer, President TCB Pennsylvania. On 11/09/2025, the insider executed two transactions coded F, indicating shares were withheld to cover taxes upon the vesting of restricted stock. The filings show dispositions of 50 and 80 shares at $66.68 per share. Following these events, the insider held 4,404.405 shares directly and 122.0978 shares indirectly through an ESOP.
Tompkins Financial (TMP) executive John M. McKenna filed a Form 4 reporting share withholdings to cover taxes on restricted stock vesting. On 11/09/2025, Code F entries withheld 159, 123, 66, and 150 shares at $66.68 per share. An earlier Code F on 11/21/2021 withheld 135 shares at $82.89. Following these transactions, he directly owns 14,651.915 shares. Indirect holdings include 2,298.4616 shares via a 401(k) ESOP and 132.6172 via a 401(k) ISOP.
Tompkins Financial (TMP) reported insider tax-withholding transactions. EVP & President, Tompkins WNY, Diane D. Torcello reported multiple Form 4 code F entries on 11/09/2025, reflecting shares withheld to cover taxes upon the vesting of restricted stock.
Transactions included 47, 38, 38, and 105 shares at $66.68. Following these entries, Torcello directly beneficially owned 6,138.167 shares. She also reported 1,847.0648 shares held indirectly through an ESOP. No derivative securities were reported.
Tompkins Financial (TMP) reported an insider Form 4 for an officer (EVP, President TCB CNY). On 11/09/2025, the reporting person had a Code F transaction, disposing of 105 shares of common stock at $66.68, a deemed sale to the issuer to cover taxes upon vesting of restricted stock.
Following the transaction, the filer beneficially owned 1,970.556 common shares directly and 40.981 shares indirectly via ESOP. The filer also holds 1,389.416 phantom stock units, each economically equivalent to one common share, held in a rabbi trust pending distribution under the company’s plan.
Tompkins Financial (TMP) reported insider activity by its SVP, Director of HR. On 11/09/2025, the officer executed multiple transactions coded F, indicating shares were withheld to cover taxes upon vesting of restricted stock at a price of $66.68 per share. The dispositions were 19, 15, 22, and 40 shares.
Following these transactions, the officer held 1,505.694 shares directly. Indirect holdings included 1,014.4635 shares through an ESOP and 0 shares by spouse.
Tompkins Financial (TMP): Insider Form 4 activity
An executive officer (EVP, President of Tompkins Community Bank) exercised stock appreciation rights and acquired 2,235 shares of common stock on 11/03/2025 at an exercise price of $56.29 (Transaction Code M). To cover option cost and taxes, 2,085 shares were withheld at $64.88 (Code F).
Following these transactions, the officer directly holds 15,149.915 shares. Indirect holdings include 2,277.23 shares via a 401(k) ESOP and 131.3883 shares via a 401(k) ISOP. The exercised derivative was a SAR covering 2,235 shares at $56.29, with 0 derivative securities remaining afterward.
Tompkins Financial (TMP) insider filing shows the SVP, PAO executed stock appreciation rights on 11/03/2025, acquiring 705 shares at $56.29 and covering costs and taxes with 646 shares at $64.88.
Following these transactions, the officer holds 4,386.251 shares directly, plus 1,310.2508 shares via a 401(k) and 2,668.0217 shares via an ESOP. The related SAR grant now shows 0 remaining after exercise.
Tompkins Financial (TMP) executive Diane D. Torcello reported insider transactions. On 11/03/2025, she exercised stock appreciation rights, resulting in 690 shares acquired (Code M) at a reported price of $64.88, and had 638 shares withheld for costs and taxes (Code F) at $56.29. Following these transactions, she held 6,366.167 shares direct and 1,830.003 shares indirect through an ESOP. The related SAR in Table II shows a $56.29 exercise price for 690 underlying shares, with 0 derivative securities remaining after the exercise.
Tompkins Financial Corp (TMP): Officer David S. Boyce reported a forfeiture of 4,031 shares of common stock at $0 on 10/31/2025, described as a forfeiture of restricted shares pursuant to a change in employment.
Following the transaction, he beneficially owned 20,818 shares directly. Indirect holdings were reported as 972.8371 shares via a 401(k)/ISOP and 3,824.5552 shares via an ESOP.
Angela B. Lee, a director of Tompkins Financial Corporation (TMP), reported acquiring 311 shares of common stock on 10/06/2025. The shares were issued at a price of $65.5264 per share as an election to receive stock in lieu of cash director retainers under the company’s Second Amended and Restated Retainer Plan. Following the transaction, Ms. Lee beneficially owned 1,222 shares of TMP common stock. The filing is a routine Section 16 disclosure that documents compensation-related equity issued to a non-employee director rather than an open-market purchase.
Tompkins Financial Corporation (TMP) director Patricia A. Johnson reported a non-derivative acquisition under a director retainer plan on 10/06/2025. She elected to receive 269 shares of common stock in lieu of a cash retainer at an elected per-share value of $65.5264. After the transaction the filing shows 6,187.193 shares beneficially owned by the reporting person. The filing states these shares were issued under the company’s Second Amended and Restated Retainer Plan for Eligible Directors and were reported on a Form 4 filed on 10/07/2025.
The disclosure documents a routine director compensation election (a dividend reinvestment/direct issuance in lieu of cash) rather than an open-market purchase or sale. The change increases the reporting person’s direct stake by a measurable number of shares and provides transparency on insider ownership and compensation choices.
Tompkins Financial Corporation (TMP) director Helen Eaton reported two non-cash acquisitions of phantom stock that convert economically into common shares. On 10/03/2025 Ms. Eaton received 188.855 and 132.389 phantom shares, which together represent 321.244 underlying common shares. Each phantom share is the economic equivalent of one share of common stock and is held in a rabbi trust pending distribution under the Amended and Restated Retainer Plan for Eligible Directors. The filing shows these awards have an attributed price of $65.5264 per share for reporting purposes and that the reporting person has no voting or investment power over the shares prior to distribution. The transactions are recorded as acquisitions (non‑derivative via phantom awards) and increase the reported beneficial ownership to 2,532.244 common shares following the second award.
Heidi M. Davidson, a director of Tompkins Financial Corporation (TMP), reported receipt of director deferred-compensation units on 10/03/2025. She was credited with 132.389 and 188.855 units of Phantom Stock, each unit representing the economic equivalent of one share of common stock and held in a rabbi trust until distribution. The reported derivative entries list a per-share reference price of $65.5264 and show the awards as exercisable beginning 01/01/2041 with expiration on 01/01/2047. The reporting person has no voting or investment power over these units prior to distribution. The transactions are reported as direct beneficial ownership following the acquisition.
Tompkins Financial Corporation (TMP) reported that director Daniel J. Fessenden was awarded 469.795 units of phantom stock on 10/03/2025. Each phantom share is the economic equivalent of one common share and the award was recorded at a price of $65.5264 per share, increasing the reporting person’s beneficial ownership to 11,209.778 shares of common stock.
The phantom shares are deferred compensation held in a rabbi trust and will be distributed only upon the occurrence of specified events in the Amended and Restated Retainer Plan for Eligible Directors; the reporting person has no voting or investment power over these units prior to distribution.
Janet M. Coletti, a director of Tompkins Financial Corporation (TMP), received deferred compensation in the form of 151.084 phantom shares on 10/03/2025. Each phantom share is economically equivalent to one share of common stock and is held in a rabbi trust pending distribution under the Amended and Restated Retainer Plan for Eligible Directors. The filing shows an implied per-share value of $65.5264 for the phantom stock and reports 684.48 common shares beneficially owned by the reporting person after the transaction. The reporting person has no voting or investment power over these phantom shares prior to distribution.
TOMPKINS FINANCIAL CORP (TMP) reported that director Nancy E. Catarisano received awards of deferred "phantom stock" under the company’s Amended and Restated Retainer Plan for Eligible Directors. The filing shows two grants of phantom stock: 132.389 and 306.746 units, each tied to one share of common stock and recorded at a per-share economic value of $65.5264. Phantom stock represents deferred stock compensation held in a rabbi trust and is the economic equivalent of common shares pending distribution upon plan-specified events. The reporting person does not have voting or investment power over these units before distribution.