[144] Turning Point Brands, Inc. SEC Filing

Rhea-AI Filing Summary

Turning Point Brands (TPB) insider Stephen Usher filed a Form 144 notice to sell common stock. The filing reports a planned sale of 1,000 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $102,540.00 and 19,070,757 shares outstanding at the time of the notice. These 1,000 shares were acquired on 05/08/2024 as restricted stock vesting under a registered plan from the issuer in exchange for services rendered. The form also notes that 1,000 common shares were sold on 11/19/2025 for gross proceeds of $101,000.00 during the prior three months. By signing, the seller represents they are not aware of undisclosed material adverse information about the company.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1000	102540.00	19070757	11/20/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/08/2024	Restricted stock vesting under a registered plan	Issuer			1000	05/08/2024	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
STEPHEN USHER 5201 Interchange Way Louisville KY 40229	Common	11/19/2025	1000	101000.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the TPB Form 144 filing by Stephen Usher disclose?

The Form 144 discloses that Stephen Usher intends to sell 1,000 shares of Turning Point Brands (TPB) common stock on the NYSE through Morgan Stanley Smith Barney LLC, with an aggregate market value of $102,540.00.

How many Turning Point Brands (TPB) shares are outstanding in this Form 144?

The notice states that 19,070,757 shares of TPB common stock were outstanding at the time referenced in the filing.

How did Stephen Usher acquire the TPB shares reported on this Form 144?

The filing reports that the 1,000 TPB common shares were acquired on 05/08/2024 through restricted stock vesting under a registered plan from the issuer in exchange for services rendered.

What prior TPB stock sales by Stephen Usher are reported in the last 3 months?

The notice lists a prior sale of 1,000 TPB common shares on 11/19/2025 by Stephen Usher, with gross proceeds of $101,000.00.

Which broker is handling the TPB Form 144 sale for Stephen Usher?

The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

On which exchange are Stephen Usher's TPB shares expected to be sold?

The Form 144 states that the TPB common shares are expected to be sold on the NYSE.

What representation does the seller make in the TPB Form 144 filing?

The seller represents by signing that they do not know any material adverse information about the issuer's current or prospective operations that has not been publicly disclosed.