TPVG director Sajal Srivastava discloses new stock buys and stake

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. (TPVG) director and officer Sajal K. Srivastava reported insider purchases of company stock. On 11/19/2025, an entity he indirectly owns, TriplePoint Capital LLC, purchased 50,000 TPVG common shares at an average price of $6.1861 per share. On 11/20/2025, the same entity purchased an additional 42,999 shares at an average price of $6.2793 per share.

After these transactions, Srivastava reported 929,138 TPVG shares beneficially owned indirectly through TriplePoint Capital LLC and 301,383.98 shares held directly, which include shares received under TPVG’s dividend reinvestment plan. He disclaims beneficial ownership of the indirectly held shares beyond his economic interest.

Insights

Equity Ownership Analyst

Insider, who is both director and executive, increased indirect ownership through open-market common stock purchases.

The filing reports that a reporting person of TriplePoint Venture Growth BDC Corp. (TPVG), serving as both Director and President and CIO, executed two open-market purchases of common stock. On 11/19/2025, an indirect entity acquired 50,000 shares at an average price of $6.1861, and on 11/20/2025, it acquired 42,999 shares at an average price of $6.2793. These transactions are coded "P," which indicates open-market or private purchase of non-derivative securities.

After these transactions, the filing reports 929,138 shares of common stock held indirectly through TriplePoint Capital LLC and 301,383.98 shares held directly. A footnote clarifies that the reported holdings include shares obtained under TPVG’s dividend reinvestment plan, which means some of the position accumulates automatically from dividends rather than only from discretionary buying. The filer expressly disclaims beneficial ownership of the indirectly held securities beyond any pecuniary interest, which is standard language that limits legal interpretation but still reflects economic exposure.

This kind of open-market purchase by a combined director and senior officer typically signals increased economic alignment with other holders, though no motivation is stated. The concrete items to watch are any subsequent Form 4 filings that change the reported indirect balance of 929,138 shares or the direct balance of 301,383.98 shares, as well as future updates to dividend reinvestment activity. The relevant timeframe is near term around and after these trades in November 2025, when any pattern of continued accumulation or reductions would become visible in additional Section 16 filings.

Insider Trade Summary

Net Buyer: 92,999 shares ($579,309)

Net Buy 3 txns

Insider Srivastava Sajal

Role President and CIO

Bought 92,999 shs ($579K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	42,999	$6.2793	$270K
Purchase	Common Stock	50,000	$6.1861	$309K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 929,138 shares (Indirect, By TriplePoint Capital LLC); Common Stock — 301,383.98 shares (Direct)

Footnotes (1)

1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Srivastava Sajal

(Last) (First) (Middle)

C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.

2755 SANDHILL ROAD, SUITE 150

(Street)

MENLO PARK CA 94025

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CIO

3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/19/2025		P		50,000	A	$6.1861	886,139(1)	I	By TriplePoint Capital LLC
Common Stock	11/20/2025		P		42,999	A	$6.2793	929,138(1)	I	By TriplePoint Capital LLC
Common Stock								301,383.98(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.

Remarks:

	/s/ Sajal K. Srivastava	11/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transactions did TPVG report for Sajal K. Srivastava?

The report shows that on 11/19/2025 an affiliated entity bought 50,000 TPVG common shares at $6.1861, and on 11/20/2025 it bought another 42,999 shares at $6.2793 per share.

How many TPVG shares does Sajal K. Srivastava beneficially own after these trades?

After the reported transactions, he reports 929,138 TPVG shares beneficially owned indirectly through TriplePoint Capital LLC and 301,383.98 shares held directly.

In what capacity is Sajal K. Srivastava related to TPVG?

He is reported as a director and as an officer, serving as President and CIO of TriplePoint Venture Growth BDC Corp.

How are the indirectly owned TPVG shares held for Sajal K. Srivastava?

The indirectly owned shares are reported as held by TriplePoint Capital LLC, with Srivastava reporting beneficial ownership through that entity.

Does Sajal K. Srivastava claim full beneficial ownership of all reported TPVG shares?

No. He disclaims beneficial ownership of the indirectly held shares except to the extent of his pecuniary interest in them.

What does the Form 4 say about TPVG dividend reinvestment plan shares?

The directly held position of 301,383.98 TPVG shares includes shares received through TriplePoint Venture Growth BDC Corp.’s dividend reinvestment plan.