STOCK TITAN

[Form 4] TRIPLEPOINT VENTURE GROWTH BDC CORP. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Sajal K. Srivastava, President, CIO and a director of TriplePoint Venture Growth BDC Corp. (TPVG), reported multiple transactions on Form 4. On 08/28/2025 he purchased 44,630 shares at $6.636 per share and on 08/29/2025 he purchased 65,000 shares at $6.7255. After the 08/28 transaction his beneficial ownership was reported as 423,435 shares and after 08/29 it was 488,435, held indirectly through TriplePoint Capital LLC. The filing also shows a disposition of 295,889.56 shares noted on the form and disclaims beneficial ownership except for pecuniary interest. The report is signed 09/02/2025.

Sajal K. Srivastava, Presidente, CIO e membro del consiglio di TriplePoint Venture Growth BDC Corp. (TPVG), ha comunicato più operazioni nel Modulo 4. Il 28/08/2025 ha acquistato 44.630 azioni a $6,636 ciascuna e il 29/08/2025 ha acquistato 65.000 azioni a $6,7255 per azione. Dopo l’operazione del 28/08 la sua titolarità beneficiaria risultava essere di 423.435 azioni e dopo quella del 29/08 è salita a 488.435, detenute indirettamente tramite TriplePoint Capital LLC. Il documento indica inoltre una cessione di 295.889,56 azioni segnalata nel modulo e specifica il disconoscimento della titolarità beneficiaria eccetto per l’interesse pecuniario. La comunicazione è firmata il 02/09/2025.

Sajal K. Srivastava, presidente, CIO y director de TriplePoint Venture Growth BDC Corp. (TPVG), informó varias transacciones en el Formulario 4. El 28/08/2025 adquirió 44.630 acciones a $6.636 por acción y el 29/08/2025 compró 65.000 acciones a $6.7255 por acción. Tras la operación del 28/08 su propiedad beneficiaria se registró en 423.435 acciones y tras la del 29/08 aumentó a 488.435, mantenidas de forma indirecta a través de TriplePoint Capital LLC. La presentación también muestra una disposición de 295.889,56 acciones indicada en el formulario y renuncia a la titularidad beneficiaria salvo por interés pecuniario. El informe está firmado el 02/09/2025.

Sajal K. Srivastava는 TriplePoint Venture Growth BDC Corp.(TPVG)의 사장 겸 CIO이자 이사로서 양식 4에 여러 거래를 보고했습니다. 2025-08-28에 44,630주를 주당 $6.636에 매수했고, 2025-08-29에 65,000주를 주당 $6.7255에 매수했습니다. 08/28 거래 이후 그의 실질적 소유지는 423,435주로 보고되었고, 08/29 이후에는 TriplePoint Capital LLC를 통해 간접 보유하여 488,435주가 되었습니다. 제출 서류에는 또한 양식에 기재된 295,889.56주의 처분이 표시되어 있으며, 금전적 이익을 제외한 실질적 소유권은 부인하고 있습니다. 보고서는 2025-09-02에 서명되었습니다.

Sajal K. Srivastava, président, CIO et administrateur de TriplePoint Venture Growth BDC Corp. (TPVG), a déclaré plusieurs opérations dans le Formulaire 4. Le 28/08/2025 il a acquis 44 630 actions à $6,636 chacune et le 29/08/2025 il a acheté 65 000 actions à $6,7255 par action. Après l’opération du 28/08, sa détention bénéficiaire était de 423 435 actions et après celle du 29/08 elle est passée à 488 435, détenues indirectement via TriplePoint Capital LLC. Le dépôt indique également une cession de 295 889,56 actions mentionnée sur le formulaire et décline la qualité de bénéficiaire hormis un intérêt pécuniaire. Le rapport est signé le 02/09/2025.

Sajal K. Srivastava, Präsident, CIO und Direktor von TriplePoint Venture Growth BDC Corp. (TPVG), meldete mehrere Transaktionen im Formular 4. Am 28.08.2025 kaufte er 44.630 Aktien zu je $6,636 und am 29.08.2025 weitere 65.000 Aktien zu je $6,7255. Nach dem Geschäft vom 28.08. belief sich sein wirtschaftliches Eigentum auf 423.435 Aktien und nach dem vom 29.08. auf 488.435, gehalten indirekt über TriplePoint Capital LLC. Die Einreichung weist außerdem eine im Formular vermerkte Veräußerung von 295.889,56 Aktien aus und erklärt den Verzicht auf wirtschaftliches Eigentum mit Ausnahme eines pecuniären Interesses. Der Bericht ist datiert und unterschrieben am 02.09.2025.

Positive
  • Insider purchases totaling 109,630 shares at an average price near $6.68 indicate acquisition activity by a senior executive
  • Clear disclosure of transaction dates, prices and ownership form with signature, satisfying Section 16 reporting requirements
Negative
  • Large disposition of 295,889.56 shares reported, which materially reduces reported holdings and offsets purchase activity
  • Beneficial ownership disclaimer limits clarity on the filer’s exact economic exposure, complicating interpretation of intent

Insights

TL;DR Insider made modest open-market purchases after a large reported disposition; net transactions are mixed and warrant monitoring.

The filings show two open-market purchases totaling 109,630 shares at prices near $6.64–$6.73, increasing reported indirect holdings to 488,435 shares via TriplePoint Capital LLC. The form also records a large disposition of 295,889.56 shares, which materially reduces direct holdings but may reflect internal restructuring, dividend reinvestment movements, or other non-market flows noted by the disclaimers. For valuation context, the purchases indicate insider acquisition interest at mid-$6 prices, but the sizable disposition offsets the simple 'insider buys' narrative and produces a neutral near-term signal for investors.

TL;DR Multiple transactions and an ownership disclaimer require careful interpretation; disclosure appears procedurally complete.

The filer clearly identifies roles (Director; President and CIO) and files Form 4 with transaction dates and prices. The report includes the standard disclaimer of beneficial ownership and a note that some shares relate to the dividend reinvestment plan, which explains part of the movements. The combination of purchases and a large reported disposal highlights the need to parse whether transfers are internal, plan-driven, or open-market, but the filing itself provides the required procedural information for stakeholders.

Sajal K. Srivastava, Presidente, CIO e membro del consiglio di TriplePoint Venture Growth BDC Corp. (TPVG), ha comunicato più operazioni nel Modulo 4. Il 28/08/2025 ha acquistato 44.630 azioni a $6,636 ciascuna e il 29/08/2025 ha acquistato 65.000 azioni a $6,7255 per azione. Dopo l’operazione del 28/08 la sua titolarità beneficiaria risultava essere di 423.435 azioni e dopo quella del 29/08 è salita a 488.435, detenute indirettamente tramite TriplePoint Capital LLC. Il documento indica inoltre una cessione di 295.889,56 azioni segnalata nel modulo e specifica il disconoscimento della titolarità beneficiaria eccetto per l’interesse pecuniario. La comunicazione è firmata il 02/09/2025.

Sajal K. Srivastava, presidente, CIO y director de TriplePoint Venture Growth BDC Corp. (TPVG), informó varias transacciones en el Formulario 4. El 28/08/2025 adquirió 44.630 acciones a $6.636 por acción y el 29/08/2025 compró 65.000 acciones a $6.7255 por acción. Tras la operación del 28/08 su propiedad beneficiaria se registró en 423.435 acciones y tras la del 29/08 aumentó a 488.435, mantenidas de forma indirecta a través de TriplePoint Capital LLC. La presentación también muestra una disposición de 295.889,56 acciones indicada en el formulario y renuncia a la titularidad beneficiaria salvo por interés pecuniario. El informe está firmado el 02/09/2025.

Sajal K. Srivastava는 TriplePoint Venture Growth BDC Corp.(TPVG)의 사장 겸 CIO이자 이사로서 양식 4에 여러 거래를 보고했습니다. 2025-08-28에 44,630주를 주당 $6.636에 매수했고, 2025-08-29에 65,000주를 주당 $6.7255에 매수했습니다. 08/28 거래 이후 그의 실질적 소유지는 423,435주로 보고되었고, 08/29 이후에는 TriplePoint Capital LLC를 통해 간접 보유하여 488,435주가 되었습니다. 제출 서류에는 또한 양식에 기재된 295,889.56주의 처분이 표시되어 있으며, 금전적 이익을 제외한 실질적 소유권은 부인하고 있습니다. 보고서는 2025-09-02에 서명되었습니다.

Sajal K. Srivastava, président, CIO et administrateur de TriplePoint Venture Growth BDC Corp. (TPVG), a déclaré plusieurs opérations dans le Formulaire 4. Le 28/08/2025 il a acquis 44 630 actions à $6,636 chacune et le 29/08/2025 il a acheté 65 000 actions à $6,7255 par action. Après l’opération du 28/08, sa détention bénéficiaire était de 423 435 actions et après celle du 29/08 elle est passée à 488 435, détenues indirectement via TriplePoint Capital LLC. Le dépôt indique également une cession de 295 889,56 actions mentionnée sur le formulaire et décline la qualité de bénéficiaire hormis un intérêt pécuniaire. Le rapport est signé le 02/09/2025.

Sajal K. Srivastava, Präsident, CIO und Direktor von TriplePoint Venture Growth BDC Corp. (TPVG), meldete mehrere Transaktionen im Formular 4. Am 28.08.2025 kaufte er 44.630 Aktien zu je $6,636 und am 29.08.2025 weitere 65.000 Aktien zu je $6,7255. Nach dem Geschäft vom 28.08. belief sich sein wirtschaftliches Eigentum auf 423.435 Aktien und nach dem vom 29.08. auf 488.435, gehalten indirekt über TriplePoint Capital LLC. Die Einreichung weist außerdem eine im Formular vermerkte Veräußerung von 295.889,56 Aktien aus und erklärt den Verzicht auf wirtschaftliches Eigentum mit Ausnahme eines pecuniären Interesses. Der Bericht ist datiert und unterschrieben am 02.09.2025.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/28/2025 P 44,630 A $6.636 423,435(1) I By TriplePoint Capital LLC
Common Stock 08/29/2025 P 65,000 A $6.7255 488,435(1) I By TriplePoint Capital LLC
Common Stock 295,889.56(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did TPVG insider Sajal Srivastava report on Form 4?

The Form 4 reports purchases of 44,630 shares on 08/28/2025 at $6.636 and 65,000 shares on 08/29/2025 at $6.7255, plus a reported disposition of 295,889.56 shares.

How many TPVG shares does Srivastava beneficially own after the reported transactions?

The filing reports 423,435 shares following the 08/28 purchase and 488,435 shares following the 08/29 purchase, held indirectly via TriplePoint Capital LLC.

Does the filing explain the large disposal of 295,889.56 shares?

The filing includes a disclaimer and a note that some shares relate to TPVG's dividend reinvestment plan but does not explicitly explain the reason for the specific 295,889.56 share disposition.

What role does Sajal Srivastava have at TPVG as stated on the form?

He is listed as a Director and as an Officer with the title President and CIO.

When was the Form 4 signed and filed?

The signature on the form is dated 09/02/2025.
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