Srivastava-linked entity buys TPVG common shares

TriplePoint Venture Growth BDC Corp.’s President and CIO, Sajal Srivastava, reported indirect open-market purchases of the company’s common stock through TriplePoint Capital LLC.

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp.’s President and CIO, Sajal Srivastava, reported indirect open-market purchases of the company’s common stock through TriplePoint Capital LLC. On August 28, 2025, the LLC bought 44,630 shares at $6.636 per share, bringing its indirect holdings to 423,435 shares.

On August 29, 2025, TriplePoint Capital LLC purchased an additional 65,000 shares at $6.7255 per share, increasing indirect beneficial ownership to 488,435 shares. Srivastava also reported direct beneficial ownership of 295,889.56 shares, which includes shares received under TPVG’s dividend reinvestment plan, while disclaiming beneficial ownership beyond his pecuniary interest.

Insider Trade Summary

Net Buyer: 109,630 shares

Net Buy 3 txns

Insider Srivastava Sajal

Role President and CIO

Bought 109,630 shs ($733K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	65,000	$6.7255	$437K
Purchase	Common Stock	44,630	$6.636	$296K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 488,435 shares (Indirect, By TriplePoint Capital LLC); Common Stock — 295,889.56 shares (Direct)

Footnotes (2)

1. F1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. F2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did TPVG President Sajal Srivastava report on this Form 4?

The filing reports indirect open-market purchases of TPVG common stock by TriplePoint Capital LLC on two dates, plus a direct holding line for Srivastava. These transactions update his reported beneficial ownership position in TriplePoint Venture Growth BDC Corp. common shares.

How many TPVG shares did TriplePoint Capital LLC buy and at what prices?

TriplePoint Capital LLC bought 44,630 TPVG common shares at $6.636 on August 28, 2025, and 65,000 shares at $6.7255 on August 29, 2025. Both transactions are reported as indirect beneficial ownership for Sajal Srivastava through the LLC.

What is Sajal Srivastava’s indirect TPVG ownership after the reported transactions?

After the August 29, 2025 purchase, the Form 4 shows 488,435 TPVG common shares indirectly beneficially owned through TriplePoint Capital LLC. These shares are attributed to Srivastava as indirect ownership, subject to his stated pecuniary interest disclaimer in the footnotes.

How many TPVG shares does Sajal Srivastava directly own according to this filing?

The report lists 295,889.56 TPVG common shares as directly beneficially owned. A footnote explains that this figure includes shares received through TriplePoint Venture Growth BDC Corp.’s dividend reinvestment plan, reflecting accumulated distributions automatically reinvested in company stock.

What disclaimer about beneficial ownership does Sajal Srivastava include in the Form 4?

Srivastava disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. He notes that including these shares in the report is not an admission of full beneficial ownership for Section 16 or any other legal purpose.

What roles does Sajal Srivastava hold at TriplePoint Venture Growth BDC Corp. (TPVG)?

According to the filing, Sajal Srivastava is both a director and an officer of TriplePoint Venture Growth BDC Corp., serving as President and Chief Investment Officer. These positions make him a reporting person subject to Section 16 insider transaction disclosure requirements.

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Accepted by SEC EDGAR 09/02/2025 - 05:04 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Srivastava Sajal

(Last) (First) (Middle)

C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.

2755 SANDHILL ROAD, SUITE 150

(Street)

MENLO PARK CA 94025

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CIO

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2025		P		44,630	A	$6.636	423,435(1)	I	By TriplePoint Capital LLC
Common Stock	08/29/2025		P		65,000	A	$6.7255	488,435(1)	I	By TriplePoint Capital LLC
Common Stock								295,889.56(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.

Remarks:

	/s/ Sajal K. Srivastava	09/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.