STOCK TITAN

[Form 4] TRIPLEPOINT VENTURE GROWTH BDC CORP. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. director and President/CIO Sajal Srivastava reported purchases of the issuer's common stock on 09/02/2025 and 09/03/2025. He acquired 54,000 shares on 09/02/2025 at $6.7216 per share and 48,800 shares on 09/03/2025 at $6.7668 per share, for a reported total of 102,800 shares purchased. Following those transactions, the report shows 542,435 shares and 591,235 shares listed as indirectly beneficially owned by TriplePoint Capital LLC and 295,889.56 shares listed as directly beneficially owned (including shares from the dividend reinvestment plan).

Sajal Srivastava, direttore e Presidente/CIO di TriplePoint Venture Growth BDC Corp., ha registrato acquisti di azioni ordinarie dell'emittente il 02/09/2025 e il 03/09/2025. Ha acquistato 54.000 azioni il 02/09/2025 a $6,7216 per azione e 48.800 azioni il 03/09/2025 a $6,7668 per azione, per un totale dichiarato di 102.800 azioni acquistate. Dopo queste operazioni, la segnalazione indica 542.435 azioni e 591.235 azioni come detenute indirettamente in via beneficiaria da TriplePoint Capital LLC e 295.889,56 azioni come detenute direttamente in via beneficiaria (incluse le azioni provenienti dal piano di reinvestimento dei dividendi).

Sajal Srivastava, director y Presidente/CIO de TriplePoint Venture Growth BDC Corp., informó compras de acciones ordinarias de la emisora el 02/09/2025 y el 03/09/2025. Adquirió 54.000 acciones el 02/09/2025 a $6,7216 por acción y 48.800 acciones el 03/09/2025 a $6,7668 por acción, para un total declarado de 102.800 acciones compradas. Tras esas transacciones, el informe muestra 542.435 acciones y 591.235 acciones como poseídas indirectamente de forma beneficiante por TriplePoint Capital LLC y 295.889,56 acciones como poseídas directamente de forma beneficiante (incluidas las acciones del plan de reinversión de dividendos).

TriplePoint Venture Growth BDC Corp.의 이사이자 사장/최고투자책임자(CIO)인 Sajal Srivastava는 2025-09-02와 2025-09-03에 발행회사의 보통주를 매수했다고 보고했습니다. 그는 2025-09-02에 주당 $6.7216에 54,000주를, 2025-09-03에 주당 $6.7668에 48,800주를 매수해 총 102,800주를 매입한 것으로 보고되었습니다. 해당 거래 이후 보고서에는 TriplePoint Capital LLC가 간접적으로 유익소유한 주식으로 542,435주 및 591,235주가, 직접 유익소유한 주식으로 (배당금 재투자 계획에서 나온 주식을 포함해) 295,889.56주가 기재되어 있습니다.

Sajal Srivastava, administrateur et Président/CIO de TriplePoint Venture Growth BDC Corp., a déclaré des achats d'actions ordinaires de l'émetteur les 02/09/2025 et 03/09/2025. Il a acquis 54 000 actions le 02/09/2025 au prix de $6,7216 par action et 48 800 actions le 03/09/2025 au prix de $6,7668 par action, pour un total déclaré de 102 800 actions achetées. À la suite de ces opérations, le rapport indique 542 435 actions et 591 235 actions détenues indirectement à titre bénéficiaire par TriplePoint Capital LLC et 295 889,56 actions détenues directement à titre bénéficiaire (y compris les actions issues du plan de réinvestissement des dividendes).

Sajal Srivastava, Direktor und President/CIO von TriplePoint Venture Growth BDC Corp., meldete Käufe der Stammaktien des Emittenten am 02.09.2025 und 03.09.2025. Er erwarb am 02.09.2025 54.000 Aktien zu jeweils $6,7216 und am 03.09.2025 48.800 Aktien zu jeweils $6,7668, was insgesamt 102.800 gemeldete gekaufte Aktien ergibt. Nach diesen Transaktionen weist der Bericht 542.435 Aktien und 591.235 Aktien als indirekt wirtschaftlich von TriplePoint Capital LLC gehalten aus sowie 295.889,56 Aktien als direkt wirtschaftlich gehalten (einschließlich Aktien aus dem Dividenden-Reinvestitionsplan).

Positive
  • Insider purchases disclosed: 102,800 shares acquired on 09/02/2025 and 09/03/2025 at prices of $6.7216 and $6.7668 respectively
  • Timely and complete Form 4 filing: Report includes signature dated 09/04/2025 and explanatory notes
  • Dividend reinvestment participation: Direct holdings include 295,889.56 shares received via the dividend reinvestment plan
Negative
  • None.

Insights

TL;DR: Insider purchases totaling 102,800 shares at ~$6.72–$6.77 signal routine insider accumulation but are not alone conclusive of material change.

The filing documents open-market purchases by a senior executive who is also a director. The transactions total 102,800 shares acquired across two days at prices near $6.72–$6.77, increasing reported beneficial holdings. These are documented as indirect holdings via TriplePoint Capital LLC and direct holdings including the dividend reinvestment plan. For investors, such buys can indicate alignment with shareholder interests, but the filing contains no company operating results or material corporate actions to change an investment thesis.

TL;DR: Officer/director purchases are properly disclosed; the report includes standard disclaimers on beneficial ownership.

The Form 4 shows timely disclosure with a signature dated 09/04/2025 and includes the customary disclaimer that the reporting person disclaims beneficial ownership except to the extent of pecuniary interest. Ownership is reported both indirectly (via TriplePoint Capital LLC) and directly (including dividend reinvestment plan shares). There are no amendments or additional governance actions disclosed in this filing.

Sajal Srivastava, direttore e Presidente/CIO di TriplePoint Venture Growth BDC Corp., ha registrato acquisti di azioni ordinarie dell'emittente il 02/09/2025 e il 03/09/2025. Ha acquistato 54.000 azioni il 02/09/2025 a $6,7216 per azione e 48.800 azioni il 03/09/2025 a $6,7668 per azione, per un totale dichiarato di 102.800 azioni acquistate. Dopo queste operazioni, la segnalazione indica 542.435 azioni e 591.235 azioni come detenute indirettamente in via beneficiaria da TriplePoint Capital LLC e 295.889,56 azioni come detenute direttamente in via beneficiaria (incluse le azioni provenienti dal piano di reinvestimento dei dividendi).

Sajal Srivastava, director y Presidente/CIO de TriplePoint Venture Growth BDC Corp., informó compras de acciones ordinarias de la emisora el 02/09/2025 y el 03/09/2025. Adquirió 54.000 acciones el 02/09/2025 a $6,7216 por acción y 48.800 acciones el 03/09/2025 a $6,7668 por acción, para un total declarado de 102.800 acciones compradas. Tras esas transacciones, el informe muestra 542.435 acciones y 591.235 acciones como poseídas indirectamente de forma beneficiante por TriplePoint Capital LLC y 295.889,56 acciones como poseídas directamente de forma beneficiante (incluidas las acciones del plan de reinversión de dividendos).

TriplePoint Venture Growth BDC Corp.의 이사이자 사장/최고투자책임자(CIO)인 Sajal Srivastava는 2025-09-02와 2025-09-03에 발행회사의 보통주를 매수했다고 보고했습니다. 그는 2025-09-02에 주당 $6.7216에 54,000주를, 2025-09-03에 주당 $6.7668에 48,800주를 매수해 총 102,800주를 매입한 것으로 보고되었습니다. 해당 거래 이후 보고서에는 TriplePoint Capital LLC가 간접적으로 유익소유한 주식으로 542,435주 및 591,235주가, 직접 유익소유한 주식으로 (배당금 재투자 계획에서 나온 주식을 포함해) 295,889.56주가 기재되어 있습니다.

Sajal Srivastava, administrateur et Président/CIO de TriplePoint Venture Growth BDC Corp., a déclaré des achats d'actions ordinaires de l'émetteur les 02/09/2025 et 03/09/2025. Il a acquis 54 000 actions le 02/09/2025 au prix de $6,7216 par action et 48 800 actions le 03/09/2025 au prix de $6,7668 par action, pour un total déclaré de 102 800 actions achetées. À la suite de ces opérations, le rapport indique 542 435 actions et 591 235 actions détenues indirectement à titre bénéficiaire par TriplePoint Capital LLC et 295 889,56 actions détenues directement à titre bénéficiaire (y compris les actions issues du plan de réinvestissement des dividendes).

Sajal Srivastava, Direktor und President/CIO von TriplePoint Venture Growth BDC Corp., meldete Käufe der Stammaktien des Emittenten am 02.09.2025 und 03.09.2025. Er erwarb am 02.09.2025 54.000 Aktien zu jeweils $6,7216 und am 03.09.2025 48.800 Aktien zu jeweils $6,7668, was insgesamt 102.800 gemeldete gekaufte Aktien ergibt. Nach diesen Transaktionen weist der Bericht 542.435 Aktien und 591.235 Aktien als indirekt wirtschaftlich von TriplePoint Capital LLC gehalten aus sowie 295.889,56 Aktien als direkt wirtschaftlich gehalten (einschließlich Aktien aus dem Dividenden-Reinvestitionsplan).

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/02/2025 P 54,000 A $6.7216 542,435(1) I By TriplePoint Capital LLC
Common Stock 09/03/2025 P 48,800 A $6.7668 591,235(1) I By TriplePoint Capital LLC
Common Stock 295,889.56(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 09/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did TPVG insider Sajal Srivastava report?

Sajal Srivastava reported purchases of 54,000 shares on 09/02/2025 at $6.7216 and 48,800 shares on 09/03/2025 at $6.7668, totaling 102,800 shares.

How many TPVG shares does the filing show as beneficially owned after the transactions?

The filing lists 542,435 shares and 591,235 shares as indirectly beneficially owned via TriplePoint Capital LLC and 295,889.56 shares as directly beneficially owned (including dividend reinvestment plan shares).

Does the Form 4 include any disclaimers about beneficial ownership?

Yes. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest; inclusion of shares is not an admission of full beneficial ownership.

When was the Form 4 signed and filed?

The signature on the Form 4 is dated 09/04/2025; transaction dates are 09/02/2025 and 09/03/2025.

Were these transactions executed under a Rule 10b5-1 plan or similar?

The filing does not indicate that the transactions were made pursuant to a Rule 10b5-1 plan; no such box is checked or plan referenced in the provided content.
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