STOCK TITAN

Notifications

Limited Time Offer! Get Platinum at the Gold price until January 31, 2026!

Sign up now and unlock all premium features at an incredible discount.

Read more on the Pricing page

TriplePoint (TPVG) Officer/Director Reports 102,800-Share Purchases in Early Sept 2025

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. director and President/CIO Sajal Srivastava reported purchases of the issuer's common stock on 09/02/2025 and 09/03/2025. He acquired 54,000 shares on 09/02/2025 at $6.7216 per share and 48,800 shares on 09/03/2025 at $6.7668 per share, for a reported total of 102,800 shares purchased. Following those transactions, the report shows 542,435 shares and 591,235 shares listed as indirectly beneficially owned by TriplePoint Capital LLC and 295,889.56 shares listed as directly beneficially owned (including shares from the dividend reinvestment plan).

Positive

  • Insider purchases disclosed: 102,800 shares acquired on 09/02/2025 and 09/03/2025 at prices of $6.7216 and $6.7668 respectively
  • Timely and complete Form 4 filing: Report includes signature dated 09/04/2025 and explanatory notes
  • Dividend reinvestment participation: Direct holdings include 295,889.56 shares received via the dividend reinvestment plan

Negative

  • None.

Insights

TL;DR: Insider purchases totaling 102,800 shares at ~$6.72–$6.77 signal routine insider accumulation but are not alone conclusive of material change.

The filing documents open-market purchases by a senior executive who is also a director. The transactions total 102,800 shares acquired across two days at prices near $6.72–$6.77, increasing reported beneficial holdings. These are documented as indirect holdings via TriplePoint Capital LLC and direct holdings including the dividend reinvestment plan. For investors, such buys can indicate alignment with shareholder interests, but the filing contains no company operating results or material corporate actions to change an investment thesis.

TL;DR: Officer/director purchases are properly disclosed; the report includes standard disclaimers on beneficial ownership.

The Form 4 shows timely disclosure with a signature dated 09/04/2025 and includes the customary disclaimer that the reporting person disclaims beneficial ownership except to the extent of pecuniary interest. Ownership is reported both indirectly (via TriplePoint Capital LLC) and directly (including dividend reinvestment plan shares). There are no amendments or additional governance actions disclosed in this filing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/02/2025 P 54,000 A $6.7216 542,435(1) I By TriplePoint Capital LLC
Common Stock 09/03/2025 P 48,800 A $6.7668 591,235(1) I By TriplePoint Capital LLC
Common Stock 295,889.56(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 09/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did TPVG insider Sajal Srivastava report?

Sajal Srivastava reported purchases of 54,000 shares on 09/02/2025 at $6.7216 and 48,800 shares on 09/03/2025 at $6.7668, totaling 102,800 shares.

How many TPVG shares does the filing show as beneficially owned after the transactions?

The filing lists 542,435 shares and 591,235 shares as indirectly beneficially owned via TriplePoint Capital LLC and 295,889.56 shares as directly beneficially owned (including dividend reinvestment plan shares).

Does the Form 4 include any disclaimers about beneficial ownership?

Yes. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest; inclusion of shares is not an admission of full beneficial ownership.

When was the Form 4 signed and filed?

The signature on the Form 4 is dated 09/04/2025; transaction dates are 09/02/2025 and 09/03/2025.

Were these transactions executed under a Rule 10b5-1 plan or similar?

The filing does not indicate that the transactions were made pursuant to a Rule 10b5-1 plan; no such box is checked or plan referenced in the provided content.
Triplepoint Ven

NYSE:TPVG

TPVG Rankings

TPVG Latest News

TPVG Latest SEC Filings

TPVG Stock Data

257.35M
39.81M
1.45%
10.24%
5.67%
Asset Management
Financial Services
Link
United States
MENLO PARK