STOCK TITAN

[Form 4] TRIPLEPOINT VENTURE GROWTH BDC CORP. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

James P. Labe, Chief Executive Officer and a director of TriplePoint Venture Growth BDC Corp. (TPVG), reported purchases of the issuer's common stock on 08/28/2025 and 08/29/2025. On 08/28/2025 he acquired 44,630 shares at $6.636 per share and on 08/29/2025 he acquired 65,000 shares at $6.7255 per share, increasing his reported beneficial ownership to 488,435 shares indirectly through TriplePoint Capital LLC. The filing also discloses 250 shares held in children’s custodian trust accounts and 234,001.703 shares held directly that include dividends reinvested under TPVG’s dividend reinvestment plan. The report is signed and dated 09/02/2025.

James P. Labe, amministratore delegato e membro del consiglio di TriplePoint Venture Growth BDC Corp. (TPVG), ha dichiarato l'acquisto di azioni ordinarie della società in data 28/08/2025 e 29/08/2025. Il 28/08/2025 ha acquistato 44.630 azioni a $6,636 ciascuna e il 29/08/2025 65.000 azioni a $6,7255 ciascuna, portando la sua partecipazione beneficiaria segnalata a 488.435 azioni detenute indirettamente tramite TriplePoint Capital LLC. La comunicazione indica inoltre 250 azioni in conti fiduciari a favore di figli e 234.001,703 azioni detenute direttamente, comprensive dei dividendi reinvestiti nel piano di reinvestimento dividendi di TPVG. Il rapporto è firmato e datato 02/09/2025.

James P. Labe, director ejecutivo y miembro del consejo de TriplePoint Venture Growth BDC Corp. (TPVG), informó compras de acciones ordinarias de la emisora el 28/08/2025 y el 29/08/2025. El 28/08/2025 adquirió 44.630 acciones a $6,636 por acción y el 29/08/2025 adquirió 65.000 acciones a $6,7255 por acción, aumentando su participación beneficiaria reportada a 488.435 acciones, mantenidas indirectamente a través de TriplePoint Capital LLC. El expediente también revela 250 acciones en cuentas fiduciarias a nombre de sus hijos y 234.001,703 acciones mantenidas directamente, que incluyen dividendos reinvertidos bajo el plan de reinversión de dividendos de TPVG. El informe está firmado y fechado el 02/09/2025.

James P. Labe는 TriplePoint Venture Growth BDC Corp.(TPVG)의 최고경영자 겸 이사로서 2025-08-28과 2025-08-29에 발행회사의 보통주를 취득했다고 보고했습니다. 2025-08-28에는 주당 $6.63644,630주를, 2025-08-29에는 주당 $6.725565,000주를 취득하여 TriplePoint Capital LLC를 통해 간접적으로 보고된 실질 보유주식을 488,435주로 늘렸습니다. 제출서류에는 자녀 명의 수탁계좌에 보유된 250주와 배당금 재투자 프로그램을 통해 포함된 직접 보유주식 234,001.703주도 공시되어 있습니다. 보고서는 2025-09-02에 서명 및 날짜가 기재되어 있습니다.

James P. Labe, directeur général et administrateur de TriplePoint Venture Growth BDC Corp. (TPVG), a déclaré des achats d'actions ordinaires de l'émetteur les 28/08/2025 et 29/08/2025. Le 28/08/2025 il a acquis 44 630 actions à $6,636 l'une et le 29/08/2025 65 000 actions à $6,7255 l'une, portant sa participation bénéficiaire déclarée à 488 435 actions détenues indirectement via TriplePoint Capital LLC. Le dépôt révèle également 250 actions détenues dans des comptes fiduciaires pour enfants et 234 001,703 actions détenues directement, incluant les dividendes réinvestis dans le plan de réinvestissement des dividendes de TPVG. Le rapport est signé et daté du 02/09/2025.

James P. Labe, Chief Executive Officer und Direktor von TriplePoint Venture Growth BDC Corp. (TPVG), meldete den Erwerb von Stammaktien des Emittenten am 28.08.2025 und 29.08.2025. Am 28.08.2025 erwarb er 44.630 Aktien zu je $6,636 und am 29.08.2025 65.000 Aktien zu je $6,7255, womit sich sein gemeldetes wirtschaftliches Eigentum auf 488.435 Aktien erhöht hat, die er indirekt über TriplePoint Capital LLC hält. Die Meldung weist zudem 250 Aktien in Treuhandkonten für Kinder sowie 234.001,703 direkt gehaltene Aktien aus, einschließlich im Dividenden­reinvestitionsplan von TPVG wiederangelegter Dividenden. Der Bericht ist unterschrieben und datiert auf den 02.09.2025.

Positive
  • Insider purchases of a total of 109,630 shares on 08/28/2025 and 08/29/2025 at modest prices ($6.636 and $6.7255).
  • Reported beneficial ownership increased to 488,435 shares indirectly via TriplePoint Capital LLC.
  • Disclosure of dividend reinvestment shares (234,001.703) improves clarity on the composition of holdings.
Negative
  • None.

Insights

TL;DR: Insider purchases totaling 109,630 shares were reported, raising reported indirect holdings to 488,435 shares.

The reported open-market purchases on two consecutive days—44,630 shares at $6.636 and 65,000 shares at $6.7255—are explicit, with ownership held indirectly via TriplePoint Capital LLC. These transactions increased the reporting person’s disclosed economic exposure. The filing also clarifies holdings in custodial accounts and shares from the dividend reinvestment plan, providing a clear view of the reporting person’s aggregated position.

TL;DR: CEO and director reported purchases and consolidated indirect ownership through an affiliated LLC.

The Form 4 shows the CEO acting as a reporting person and identifies his relationship to the issuer. The report disclaims broader beneficial ownership beyond pecuniary interest for certain holdings, which is standard. The inclusion of custodial trust holdings and dividend reinvestment shares helps reconcile total reported positions. All material details provided in the form are explicit and signed.

James P. Labe, amministratore delegato e membro del consiglio di TriplePoint Venture Growth BDC Corp. (TPVG), ha dichiarato l'acquisto di azioni ordinarie della società in data 28/08/2025 e 29/08/2025. Il 28/08/2025 ha acquistato 44.630 azioni a $6,636 ciascuna e il 29/08/2025 65.000 azioni a $6,7255 ciascuna, portando la sua partecipazione beneficiaria segnalata a 488.435 azioni detenute indirettamente tramite TriplePoint Capital LLC. La comunicazione indica inoltre 250 azioni in conti fiduciari a favore di figli e 234.001,703 azioni detenute direttamente, comprensive dei dividendi reinvestiti nel piano di reinvestimento dividendi di TPVG. Il rapporto è firmato e datato 02/09/2025.

James P. Labe, director ejecutivo y miembro del consejo de TriplePoint Venture Growth BDC Corp. (TPVG), informó compras de acciones ordinarias de la emisora el 28/08/2025 y el 29/08/2025. El 28/08/2025 adquirió 44.630 acciones a $6,636 por acción y el 29/08/2025 adquirió 65.000 acciones a $6,7255 por acción, aumentando su participación beneficiaria reportada a 488.435 acciones, mantenidas indirectamente a través de TriplePoint Capital LLC. El expediente también revela 250 acciones en cuentas fiduciarias a nombre de sus hijos y 234.001,703 acciones mantenidas directamente, que incluyen dividendos reinvertidos bajo el plan de reinversión de dividendos de TPVG. El informe está firmado y fechado el 02/09/2025.

James P. Labe는 TriplePoint Venture Growth BDC Corp.(TPVG)의 최고경영자 겸 이사로서 2025-08-28과 2025-08-29에 발행회사의 보통주를 취득했다고 보고했습니다. 2025-08-28에는 주당 $6.63644,630주를, 2025-08-29에는 주당 $6.725565,000주를 취득하여 TriplePoint Capital LLC를 통해 간접적으로 보고된 실질 보유주식을 488,435주로 늘렸습니다. 제출서류에는 자녀 명의 수탁계좌에 보유된 250주와 배당금 재투자 프로그램을 통해 포함된 직접 보유주식 234,001.703주도 공시되어 있습니다. 보고서는 2025-09-02에 서명 및 날짜가 기재되어 있습니다.

James P. Labe, directeur général et administrateur de TriplePoint Venture Growth BDC Corp. (TPVG), a déclaré des achats d'actions ordinaires de l'émetteur les 28/08/2025 et 29/08/2025. Le 28/08/2025 il a acquis 44 630 actions à $6,636 l'une et le 29/08/2025 65 000 actions à $6,7255 l'une, portant sa participation bénéficiaire déclarée à 488 435 actions détenues indirectement via TriplePoint Capital LLC. Le dépôt révèle également 250 actions détenues dans des comptes fiduciaires pour enfants et 234 001,703 actions détenues directement, incluant les dividendes réinvestis dans le plan de réinvestissement des dividendes de TPVG. Le rapport est signé et daté du 02/09/2025.

James P. Labe, Chief Executive Officer und Direktor von TriplePoint Venture Growth BDC Corp. (TPVG), meldete den Erwerb von Stammaktien des Emittenten am 28.08.2025 und 29.08.2025. Am 28.08.2025 erwarb er 44.630 Aktien zu je $6,636 und am 29.08.2025 65.000 Aktien zu je $6,7255, womit sich sein gemeldetes wirtschaftliches Eigentum auf 488.435 Aktien erhöht hat, die er indirekt über TriplePoint Capital LLC hält. Die Meldung weist zudem 250 Aktien in Treuhandkonten für Kinder sowie 234.001,703 direkt gehaltene Aktien aus, einschließlich im Dividenden­reinvestitionsplan von TPVG wiederangelegter Dividenden. Der Bericht ist unterschrieben und datiert auf den 02.09.2025.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/28/2025 P 44,630 A $6.636 423,435(1) I By TriplePoint Capital LLC
Common Stock 08/29/2025 P 65,000 A $6.7255 488,435(1) I By TriplePoint Capital LLC
Common Stock 250(1) I Held in children's custodian trust accounts
Common Stock 234,001.703(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ James P. Labe 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for TPVG and what is their role?

James P. Labe, who is the Chief Executive Officer and a director of TriplePoint Venture Growth BDC Corp., filed the Form 4.

How many shares did the reporting person acquire and at what prices?

The filing shows acquisitions of 44,630 shares at $6.636 on 08/28/2025 and 65,000 shares at $6.7255 on 08/29/2025.

What is the reporting person’s total reported beneficial ownership after these transactions?

The filing reports total beneficial ownership of 488,435 shares indirectly through TriplePoint Capital LLC after the reported transactions.

Are there other types of holdings disclosed in the filing?

Yes. The filing discloses 250 shares held in children’s custodian trust accounts and 234,001.703 shares that include dividend reinvestment plan shares.

When was the Form 4 signed?

The Form 4 is signed by James P. Labe and dated 09/02/2025.
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