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TriplePoint (TPVG) Insider Buys Increase Reported Holdings to 488,435 Shares

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

James P. Labe, Chief Executive Officer and a director of TriplePoint Venture Growth BDC Corp. (TPVG), reported purchases of the issuer's common stock on 08/28/2025 and 08/29/2025. On 08/28/2025 he acquired 44,630 shares at $6.636 per share and on 08/29/2025 he acquired 65,000 shares at $6.7255 per share, increasing his reported beneficial ownership to 488,435 shares indirectly through TriplePoint Capital LLC. The filing also discloses 250 shares held in children’s custodian trust accounts and 234,001.703 shares held directly that include dividends reinvested under TPVG’s dividend reinvestment plan. The report is signed and dated 09/02/2025.

Positive

  • Insider purchases of a total of 109,630 shares on 08/28/2025 and 08/29/2025 at modest prices ($6.636 and $6.7255).
  • Reported beneficial ownership increased to 488,435 shares indirectly via TriplePoint Capital LLC.
  • Disclosure of dividend reinvestment shares (234,001.703) improves clarity on the composition of holdings.

Negative

  • None.

Insights

TL;DR: Insider purchases totaling 109,630 shares were reported, raising reported indirect holdings to 488,435 shares.

The reported open-market purchases on two consecutive days—44,630 shares at $6.636 and 65,000 shares at $6.7255—are explicit, with ownership held indirectly via TriplePoint Capital LLC. These transactions increased the reporting person’s disclosed economic exposure. The filing also clarifies holdings in custodial accounts and shares from the dividend reinvestment plan, providing a clear view of the reporting person’s aggregated position.

TL;DR: CEO and director reported purchases and consolidated indirect ownership through an affiliated LLC.

The Form 4 shows the CEO acting as a reporting person and identifies his relationship to the issuer. The report disclaims broader beneficial ownership beyond pecuniary interest for certain holdings, which is standard. The inclusion of custodial trust holdings and dividend reinvestment shares helps reconcile total reported positions. All material details provided in the form are explicit and signed.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/28/2025 P 44,630 A $6.636 423,435(1) I By TriplePoint Capital LLC
Common Stock 08/29/2025 P 65,000 A $6.7255 488,435(1) I By TriplePoint Capital LLC
Common Stock 250(1) I Held in children's custodian trust accounts
Common Stock 234,001.703(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ James P. Labe 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for TPVG and what is their role?

James P. Labe, who is the Chief Executive Officer and a director of TriplePoint Venture Growth BDC Corp., filed the Form 4.

How many shares did the reporting person acquire and at what prices?

The filing shows acquisitions of 44,630 shares at $6.636 on 08/28/2025 and 65,000 shares at $6.7255 on 08/29/2025.

What is the reporting person’s total reported beneficial ownership after these transactions?

The filing reports total beneficial ownership of 488,435 shares indirectly through TriplePoint Capital LLC after the reported transactions.

Are there other types of holdings disclosed in the filing?

Yes. The filing discloses 250 shares held in children’s custodian trust accounts and 234,001.703 shares that include dividend reinvestment plan shares.

When was the Form 4 signed?

The Form 4 is signed by James P. Labe and dated 09/02/2025.
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TPVG Stock Data

257.35M
39.81M
1.45%
10.24%
5.67%
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United States
MENLO PARK