TSMC (TSM) SVP Hou Yung-Chin details direct and indirect share stakes
Rhea-AI Filing Summary
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD executive files initial ownership report showing existing holdings rather than new trades. SVP and Deputy Co-COO Hou Yung-Chin reports direct ownership of 662,403 Common Shares (2330.TW), plus indirect interests through employee plans and family.
The filing lists 7,130 Common Shares held through an Employee Stock Purchase Plan trust and 20,190 Common Shares held by a trust funded under the Long-Term Incentive Bonus Plan, where he has investment control. A further 60,802 Common Shares are reported as indirectly owned through his spouse.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Hou Yung-Chin
Role
SVP and Deputy Co-COO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
Holdings After Transaction:
Common Shares (2330.TW) — 662,403 shares (Direct);
Common Shares (2330.TW) — 7,130 shares (Indirect, By ESPP Trust);
Common Shares (2330.TW) — 20,190 shares (Indirect, By LTI Trust);
Common Shares (2330.TW) — 60,802 shares (Indirect, By Spouse)
Footnotes (2)
- F1. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
- F2. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the Form 3 for TSM executive Hou Yung-Chin report?
The Form 3 reports existing share ownership by TSM SVP and Deputy Co-COO Hou Yung-Chin. It lists his direct holdings, shares in employee plans, and shares held indirectly through a trust and his spouse, without indicating any new purchases or sales.
Does the TSM Form 3 show any insider buying or selling by Hou Yung-Chin?
No specific insider buying or selling is shown. The Form 3 functions as an initial statement of beneficial ownership, listing Hou Yung-Chin’s direct and indirect holdings in TSM common shares without recording any new transactions or trade prices.
Why are ESPP and LTI plan trusts mentioned in Hou Yung-Chin’s TSM filing?
The ESPP and LTI trusts clarify how certain shares are held. Some shares were purchased and held under TSM’s Employee Stock Purchase Plan, while others were bought by a Long-Term Incentive Bonus Plan trust over which Hou Yung-Chin has investment control, reflecting compensation-related ownership.