TSM (TSM) VP Lu Lee-Chung discloses direct and plan-based share holdings
Rhea-AI Filing Summary
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD executive Lu Lee-Chung, a VP, reported existing ownership of the company’s Common Shares (2330.TW) in an initial insider filing. The Form 3 lists 276,716 shares held directly, plus indirect holdings through various plans and a spouse.
Indirect interests include 6,162 shares held by an Employee Stock Purchase Plan trust, 7,036 shares in a Long-Term Incentive bonus plan trust over which the filer has investment control, and 15,000 shares held by a spouse. The filing records ownership positions only, with no new buy or sell transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Lu Lee-Chung
Role
VP
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
Holdings After Transaction:
Common Shares (2330.TW) — 276,716 shares (Direct);
Common Shares (2330.TW) — 6,162 shares (Indirect, By ESPP Trust);
Common Shares (2330.TW) — 7,036 shares (Indirect, By LTI Trust);
Common Shares (2330.TW) — 15,000 shares (Indirect, By Spouse)
Footnotes (2)
- F1. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
- F2. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the Form 3 filed for TSM by Lu Lee-Chung show?
The Form 3 shows VP Lu Lee-Chung’s existing ownership in TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD (TSM). It discloses both direct and indirect holdings of Common Shares (2330.TW), establishing a baseline of insider ownership without recording new trading activity.
Does this TSM Form 3 indicate any new insider buying or selling?
No, this Form 3 records ownership positions only for VP Lu Lee-Chung. All entries are classified as holdings, with no reported buy or sell transaction codes or share amounts changing hands in the disclosed data.
What role do the ESPP and LTI plans play in Lu Lee-Chung’s TSM ownership?
The Form 3 notes Common Shares held through an Employee Stock Purchase Plan trust and a Long-Term Incentive bonus plan trust. These plans represent part of the executive’s indirect ownership, including shares where the filer has obtained investment control.