He Jun (NYSE: TSM) details initial TSMC share and ADS holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD VP He Jun filed an initial Form 3 reporting existing ownership of the company’s securities. The filing lists direct holdings of 120,119 Common Shares (2330.TW) and multiple American Depositary Share (ADS) positions in TSM.
Direct ADS holdings are reported as 302 and 852 ADSs, while indirect positions include 5,117 Common Shares held through an Employee Stock Purchase Plan trust, 7,036 Common Shares held through a Long-Term Incentive bonus plan trust, and 216 ADSs held by a spouse. Each ADS represents five Common Shares, so the filing outlines both onshore and offshore exposure without reporting any new buy or sell transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
He Jun
Role
VP
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | American Depositary Shares (TSM) | -- | -- | -- |
| holding | American Depositary Shares (TSM) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | American Depositary Shares (TSM) | -- | -- | -- |
Holdings After Transaction:
Common Shares (2330.TW) — 120,119 shares (Direct);
American Depositary Shares (TSM) — 302 shares (Direct);
Common Shares (2330.TW) — 5,117 shares (Indirect, By ESPP Trust);
American Depositary Shares (TSM) — 216 shares (Indirect, By Spouse)
Footnotes (1)
- Each American Depositary Share represents five (5) Common Shares. Represents American Depositary Shares held in a joint account with the reporting person's spouse. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
FAQ
What does the He Jun (TSM) Form 3 filing report?
The Form 3 reports He Jun’s existing ownership in Taiwan Semiconductor shares and ADSs. It lists direct and indirect positions across common shares, employee stock purchase plan holdings, long-term incentive trust shares, and ADS holdings linked to both the executive and the executive’s spouse.
What indirect TSM holdings does He Jun report via trusts?
He Jun reports indirect common share holdings via two trusts. One trust under the Employee Stock Purchase Plan holds 5,117 Common Shares, and another under the Long-Term Incentive bonus plan holds 7,036 Common Shares, indicating compensation and incentive-related exposure to Taiwan Semiconductor equity.