TSMC (NYSE: TSM) legal chief discloses extensive share stakes
Rhea-AI Filing Summary
Taiwan Semiconductor Manufacturing Co. Ltd. senior vice president and general counsel Fang Shu-Hua has filed an initial ownership report showing substantial holdings of the company’s common shares. The filing lists 858,392 common shares held directly.
In addition, the report discloses indirect ownership of common shares through several channels: an Employee Stock Purchase Plan trust, a Long-Term Incentive bonus plan trust, the filer’s spouse, an immediate family member, and entities named Ming Yuan Capital Co., Ltd. and Ming Jing Capital Co., Ltd. The entry reflects existing ownership positions rather than new reported purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Fang Shu-Hua
Role
SVP and GC
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
Holdings After Transaction:
Common Shares (2330.TW) — 858,392 shares (Direct);
Common Shares (2330.TW) — 6,357 shares (Indirect, By ESPP Trust);
Common Shares (2330.TW) — 20,190 shares (Indirect, By LTI Trust);
Common Shares (2330.TW) — 67,906 shares (Indirect, By Spouse);
Common Shares (2330.TW) — 6,206 shares (Indirect, By Immediate Family Member);
Common Shares (2330.TW) — 34,000 shares (Indirect, By Ming Yuan Capital Co., Ltd.);
Common Shares (2330.TW) — 350,000 shares (Indirect, By Ming Jing Capital Co., Ltd.)
Footnotes (2)
- F1. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
- F2. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does TSM Form 3 show for Fang Shu-Hua’s TSM holdings?
The Form 3 shows that SVP and general counsel Fang Shu-Hua directly owns 858,392 common shares of Taiwan Semiconductor Manufacturing Co. Ltd., plus additional indirect holdings through family accounts, employee stock plans, and investment entities.
Does the TSM Form 3 indicate any recent buying or selling by Fang Shu-Hua?
The Form 3 does not indicate specific buy or sell transactions. It functions as an initial ownership report, listing direct and indirect positions in TSM common shares as of the reported date rather than detailing new trades.
What is the role of Fang Shu-Hua at Taiwan Semiconductor (TSM)?
The filing identifies Fang Shu-Hua as senior vice president and general counsel of Taiwan Semiconductor Manufacturing Co. Ltd. This officer status triggers the requirement to report direct and indirect ownership of the company’s common shares on Form 3.
What do the ESPP and LTI references mean in Fang Shu-Hua’s TSM holdings?
Footnotes state that some common shares are purchased and held under the Employee Stock Purchase Plan (ESPP), and others are held by a trust using cash from the Long-Term Incentive (LTI) Bonus Plan, over which the filer has obtained investment control.