TSMC (NYSE: TSM) VP Chris Lin discloses extensive share and ADS holdings
Rhea-AI Filing Summary
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD executive Chris Horng-Dar Lin, VP and CIO, filed an initial ownership report showing his equity stake. He holds 128,184 Common Shares (2330.TW) and 2,800 American Depositary Shares (TSM) directly, with each ADS representing five Common Shares.
He also reports indirect ownership of Common Shares through an Employee Stock Purchase Plan trust holding 5,679 shares and an LTI Bonus Plan trust holding 7,036 shares. Additional indirect holdings are 15,000 Common Shares and 3,560 ADS held by his spouse, plus 8,460 ADS held by a family trust.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Lin Chris Horng-Dar
Role
VP and CIO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | American Depositary Shares (TSM) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | American Depositary Shares (TSM) | -- | -- | -- |
| holding | American Depositary Shares (TSM) | -- | -- | -- |
Holdings After Transaction:
Common Shares (2330.TW) — 128,184 shares (Direct);
American Depositary Shares (TSM) — 2,800 shares (Direct);
Common Shares (2330.TW) — 5,679 shares (Indirect, By ESPP Trust);
Common Shares (2330.TW) — 7,036 shares (Indirect, By LTI Trust);
Common Shares (2330.TW) — 15,000 shares (Indirect, By Spouse);
American Depositary Shares (TSM) — 3,560 shares (Indirect, By Spouse);
American Depositary Shares (TSM) — 8,460 shares (Indirect, By Family Trust)
Footnotes (3)
- F1. Each American Depositary Share represents five (5) Common Shares.
- F2. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
- F3. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the Form 3 filing by TSM VP Chris Lin show?
The Form 3 shows VP and CIO Chris Horng-Dar Lin’s existing ownership in TSM. It lists his direct and indirect holdings of Common Shares and American Depositary Shares, providing transparency into his equity stake at the time of becoming a reporting insider.
How are Chris Lin’s spouse and family trust holdings in TSM reported?
The filing shows 15,000 Common Shares and 3,560 American Depositary Shares held by his spouse, plus 8,460 ADS held by a family trust. These are reported as indirect ownership interests associated with Chris Lin under SEC beneficial ownership rules.