TSMC (NYSE: TSM) SVP Shien-Yang Wu details direct and indirect holdings
Rhea-AI Filing Summary
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD senior vice president Shien-Yang Wu filed an initial Form 3 reporting existing equity holdings. He directly holds 630,228 Common Shares (2330.TW) and has additional indirect interests through an ESPP trust, an LTI trust, and spouse-held accounts, including American Depositary Shares where each ADS represents five Common Shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Wu Shien-Yang
Role
SVP
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | American Depositary Shares (TSM) | -- | -- | -- |
Holdings After Transaction:
Common Shares (2330.TW) — 630,228 shares (Direct);
Common Shares (2330.TW) — 6,506 shares (Indirect, By ESPP Trust);
Common Shares (2330.TW) — 10,581 shares (Indirect, By LTI Trust);
Common Shares (2330.TW) — 198,943 shares (Indirect, By Spouse);
American Depositary Shares (TSM) — 90 shares (Indirect, By Spouse)
Footnotes (3)
- F1. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
- F2. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
- F3. Each American Depositary Share represents five (5) Common Shares.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the Form 3 filing by TSM SVP Shien-Yang Wu show?
The Form 3 shows Shien-Yang Wu’s existing ownership in Taiwan Semiconductor, including direct Common Shares and indirect holdings via employee plans and spouse accounts. It is an initial ownership report and does not itself disclose new share purchases or sales.
What indirect TSM holdings are reported for Shien-Yang Wu on Form 3?
Indirect positions include Common Shares held by an ESPP trust, an LTI trust where he has investment control, and shares and American Depositary Shares held by his spouse. These are classified as indirect ownership interests associated with his relationship to those trusts and accounts.
Does the TSM Form 3 for Shien-Yang Wu indicate any recent insider trades?
The entries are labeled as holdings with no transaction codes and transaction shares shown as not specified, so the disclosure focuses on reporting existing ownership levels rather than documenting specific recent insider purchases, sales, or option exercises in this particular Form 3.