STOCK TITAN

Taiwan Semiconductor (TSM) VP Ku adds shares through ESPP purchase and reports holdings

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Taiwan Semiconductor Manufacturing Co. Ltd. VP Ku Yao-Ching reported a net purchase of 47 Common Shares (2330.TW) on 2026-08-07 at $73.31 per share. The shares were bought by the administrator of the company’s Employee Stock Purchase Plan under predetermined terms and are held indirectly through an ESPP trust, bringing that ESPP position to 141 shares.

Separately, Ku reports 30,851 shares held directly, 72,946 shares held indirectly by a spouse, and 131,000 shares held indirectly through Wei Liang Asset Management Co. Ltd.

Positive

  • None.

Negative

  • None.
Insider Ku Yao-Ching
Role VP
Bought 47 shs ($3K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F1, F2, F3 47 $73.31 $3K
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 141 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 30,851 shares (Direct); Common Shares (2330.TW) — 72,946 shares (Indirect, By Spouse); Common Shares (2330.TW) — 131,000 shares (Indirect, By Wei Liang Asset Management Co. Ltd.)
Footnotes (3)
  1. F1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  2. F2. The price was translated from the average purchase price of NT$2,367.1117 in New Taiwan dollars, at the rate of NT$32.288 to US$1.
  3. F3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
Shares purchased 47 Common Shares Purchased on 2026-08-07 under the Employee Stock Purchase Plan
Purchase price per share $73.31 Price per share for the 47 Common Shares acquired via ESPP
ESPP trust holdings 141 shares Common Shares held under the issuer's Employee Stock Purchase Plan
Direct holdings 30,851 shares Common Shares held directly by Ku Yao-Ching after the transaction
Spousal indirect holdings 72,946 shares Common Shares held indirectly by spouse
Wei Liang Asset Management holdings 131,000 shares Common Shares held indirectly through Wei Liang Asset Management Co. Ltd.
NT$ ESPP average price NT$2,367.1117 Average purchase price in New Taiwan dollars used for currency translation
FX rate used NT$32.288 to US$1 Exchange rate applied to translate the ESPP purchase price into U.S. dollars
Employee Stock Purchase Plan financial
"Common Shares purchased and held under the issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
ESPP Trust financial
"total_shares_following_transaction 141.0000, direct_or_indirect I, nature_of_ownership By ESPP Trust"
indirect ownership financial
"ownership_type indirect with nature_of_ownership By ESPP Trust or By Spouse"
average purchase price financial
"translated from the average purchase price of NT$2,367.1117 in New Taiwan dollars"
transaction code P financial
"transaction_code P, transaction_code_description Purchase in open market or private transaction"

FAQ

What did TSM VP Ku Yao-Ching report in this Form 4 transaction?

Ku Yao-Ching reported a purchase of 47 Common Shares of Taiwan Semiconductor Manufacturing Co. Ltd. at $73.31 per share on 2026-08-07, executed via the company’s Employee Stock Purchase Plan and held through an ESPP trust.

At what price did TSM VP Ku Yao-Ching acquire the 47 shares?

The 47 Common Shares were acquired at $73.31 per share. This price was translated from an average purchase price of NT$2,367.1117 using an exchange rate of NT$32.288 to US$1, as disclosed in the footnotes.

How many TSM shares does Ku Yao-Ching hold directly after this transaction?

After the reported transaction, Ku Yao-Ching holds 30,851 Common Shares directly. This direct holding is separate from shares held through the ESPP trust, a spouse, and Wei Liang Asset Management Co. Ltd., which are reported as indirect ownership positions.

What are Ku Yao-Ching’s indirect TSM shareholdings reported in this filing?

Indirectly, Ku Yao-Ching has 141 shares via the ESPP trust, 72,946 shares held by a spouse, and 131,000 shares held by Wei Liang Asset Management Co. Ltd.. These positions are disclosed as indirect ownership of Taiwan Semiconductor Manufacturing Co. Ltd. Common Shares.

How was the TSM ESPP purchase for Ku Yao-Ching executed?

The purchase was made by the administrator of the Employee Stock Purchase Plan on Ku Yao-Ching’s behalf under terms predetermined by the issuer. The acquired Common Shares are purchased and held under the company’s ESPP structure, as described in the filing footnotes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ku Yao-Ching

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)30,851D
Common Shares (2330.TW)08/07/2026(1)P47A$73.31(2)141(3)IBy ESPP Trust
Common Shares (2330.TW)72,946IBy Spouse
Common Shares (2330.TW)131,000IBy Wei Liang Asset Management Co. Ltd.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
2. The price was translated from the average purchase price of NT$2,367.1117 in New Taiwan dollars, at the rate of NT$32.288 to US$1.
3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)