STOCK TITAN

Taiwan Semiconductor controller buys 32 shares

TSM’s Controller Chih-Ho Chen reported a small ESPP-related purchase of 32 common shares, with total reported holdings spread across direct, trust, spouse, and entity accounts.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD (TSM) reported that Controller Chih-Ho Chen acquired 32 common shares on September 7, 2026 through a purchase executed by the administrator of the issuer’s Employee Stock Purchase Plan (ESPP) at $76.20 per share, translated from an average price of NT$2,404.3453 at NT$31.552 to US$1. These shares are held indirectly by an ESPP trust, bringing Chen’s ESPP-related indirect holdings to 202 shares. As of this report, Chen also holds 5,367 common shares directly, 363 common shares indirectly through a spouse, and 8,000 common shares indirectly through Homewarm Advisory Co., Ltd., and no Rule 10b5-1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider Chen Chih-Ho
Role Controller
Bought 32 shs ($2K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F1, F2, F3 32 $76.20 $2K
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 202 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 5,367 shares (Direct); Common Shares (2330.TW) — 363 shares (Indirect, By Spouse); Common Shares (2330.TW) — 8,000 shares (Indirect, By Homewarm Advisory Co., Ltd.)
Footnotes (3)
  1. F1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  2. F2. The price was translated from the average purchase price of NT$2,404.3453 in New Taiwan dollars, at the rate of NT$31.552 to US$1.
  3. F3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
Shares purchased 32 common shares ESPP-related purchase on September 7, 2026
Purchase price per share $76.20 per share Common Shares (2330.TW) acquired via ESPP administrator
Average price in New Taiwan dollars NT$2,404.3453 per share Translated to US dollars at stated FX rate
FX rate NT$31.552 to US$1 Used to translate NT$ purchase price to US dollars
Indirect ESPP trust holdings after transaction 202 common shares Common Shares held under ESPP trust for Chen
Direct holdings after transaction 5,367 common shares Direct ownership reported for Chen
Spouse’s indirect holdings 363 common shares Indirect ownership reported as held by spouse
Homewarm Advisory indirect holdings 8,000 common shares Indirect ownership through Homewarm Advisory Co., Ltd.
Employee Stock Purchase Plan financial
"Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
ESPP Trust financial
"Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP")."
indirect ownership financial
"Indirect holdings include shares by ESPP trust, spouse, and Homewarm Advisory"
Rule 10b5-1 regulatory
"No Rule 10b5-1 trading plan is reported for this purchase"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did TSM’s Controller Chih-Ho Chen report?

Chen reported a purchase of 32 common shares on September 7, 2026. The shares were bought by the administrator of the Employee Stock Purchase Plan on his behalf and are held indirectly by an ESPP trust at a reported price of $76.20 per share.

How many TSM (TSM) shares does Chih-Ho Chen hold directly after this filing?

After the reported activity, Chen holds 5,367 common shares directly. This direct position is separate from shares held indirectly through the ESPP trust, a spouse, and Homewarm Advisory Co., Ltd., which are also disclosed in the same Form 4.

What are Chih-Ho Chen’s indirect holdings of TSM (TSM) shares?

Chen reports 202 common shares held indirectly through an ESPP trust, 363 shares held indirectly by a spouse, and 8,000 shares held indirectly through Homewarm Advisory Co., Ltd., in addition to his directly held shares.

Was the TSM (TSM) insider purchase made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not affirmed, and the footnotes describe the transaction as made under predetermined ESPP terms. The report therefore indicates no Rule 10b5-1 trading plan for this purchase.

What price and currency details are disclosed for the TSM (TSM) insider purchase?

The Form 4 reports a per-share price of $76.20, translated from an average purchase price of NT$2,404.3453 using an exchange rate of NT$31.552 to US$1, as described in the transaction’s footnote.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chen Chih-Ho

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Controller
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
09/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)5,367D
Common Shares (2330.TW)09/07/2026(1)P32A$76.2(2)202(3)IBy ESPP Trust
Common Shares (2330.TW)363IBy Spouse
Common Shares (2330.TW)8,000IBy Homewarm Advisory Co., Ltd.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
2. The price was translated from the average purchase price of NT$2,404.3453 in New Taiwan dollars, at the rate of NT$31.552 to US$1.
3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading