STOCK TITAN

TSMC exec Lee buys 52 shares via ESPP at $76.20

TSM senior vice president Chun-Hsien Lee added a small indirect ESPP purchase while maintaining a substantial direct and trust-based share position.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD (TSM) senior vice president Chun-Hsien Lee reported an indirect purchase of 52 Common Shares (2330.TW)$76.20 per share. The shares were bought by the administrator of the company’s Employee Stock Purchase Plan on Lee’s behalf and are held in an ESPP trust, bringing that trust’s holdings to 6,041 shares. Separate from this, Lee is reported to hold 518,913 shares directly10,581 shares through a Long-Term Incentive plan trust6,000 shares held by a spouse. No Rule 10b5-1 trading plan is indicated for this transaction, and the ESPP purchase price reflects a translation from an average price in New Taiwan dollars.

Positive

  • None.

Negative

  • None.
Insider Lee Chun-Hsien
Role SVP
Bought 52 shs ($4K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F1, F2, F3 52 $76.20 $4K
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) F4 -- -- --
holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 6,041 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 518,913 shares (Direct); Common Shares (2330.TW) — 10,581 shares (Indirect, By LTI Trust); Common Shares (2330.TW) — 6,000 shares (Indirect, By Spouse)
Footnotes (4)
  1. F1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  2. F2. The price was translated from the average purchase price of NT$2,404.3453 in New Taiwan dollars, at the rate of NT$31.552 to US$1.
  3. F3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
  4. F4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
ESPP shares purchased 52 shares Indirect purchase on September 7, 2026 via ESPP administrator
Purchase price per share $76.20 per share Common Shares (2330.TW) bought through ESPP
Indirect ESPP trust holdings 6,041 shares Common Shares held under the issuer’s Employee Stock Purchase Plan
Direct holdings 518,913 shares Common Shares held directly by Chun-Hsien Lee after transaction
LTI trust holdings 10,581 shares Common Shares held by a trust under the Long-Term Incentive Bonus Plan
Spouse’s holdings 6,000 shares Common Shares held indirectly by spouse
Average NT dollar purchase price NT$2,404.3453 per share Source price translated into U.S. dollars for ESPP purchase
FX rate used for translation NT$31.552 to US$1 Exchange rate applied to convert ESPP purchase price
Employee Stock Purchase Plan financial
"Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
ESPP Trust financial
"indirect ownership nature described as By ESPP Trust"
Long-Term Incentive Bonus Plan financial
"cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan"
investment control financial
"over which the filer has obtained investment control"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did TSM executive Chun-Hsien Lee report?

Chun-Hsien Lee reported an indirect purchase of 52 Common Shares of TSM on September 7, 2026 at $76.20 per share. The shares were acquired by the administrator of the Employee Stock Purchase Plan and are held in an ESPP trust on Lee’s behalf.

How many TSM shares does Chun-Hsien Lee hold directly after this Form 4?

After the reported transactions, Chun-Hsien Lee is shown as holding 518,913 TSM Common Shares directly. This direct holding is separate from additional indirect holdings in various trusts and shares held by a spouse.

What are Chun-Hsien Lee’s indirect TSM holdings via plans and spouse?

Indirectly, Chun-Hsien Lee is reported with 6,041 shares via an ESPP trust, 10,581 shares via a Long-Term Incentive (LTI) plan trust, and 6,000 shares held by a spouse. The LTI trust shares were purchased with cash from the issuer’s Long-Term Incentive Bonus Plan.

Was Chun-Hsien Lee’s TSM share purchase under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as an affirmative plan, and there is no footnote stating that the transactions were made under a Rule 10b5-1 or other pre-arranged trading plan.

How was the purchase price for Chun-Hsien Lee’s TSM ESPP shares determined?

The reported U.S. dollar price of $76.20 per share was translated from an average purchase price of NT$2,404.3453 per share, using an exchange rate of NT$31.552 to US$1, as stated in the filing’s footnotes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Chun-Hsien

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
09/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)518,913D
Common Shares (2330.TW)09/07/2026(1)P52A$76.2(2)6,041(3)IBy ESPP Trust
Common Shares (2330.TW)10,581(4)IBy LTI Trust
Common Shares (2330.TW)6,000IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
2. The price was translated from the average purchase price of NT$2,404.3453 in New Taiwan dollars, at the rate of NT$31.552 to US$1.
3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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