STOCK TITAN

Taiwan Semi VP buys 46 shares at $76.20 in ESPP

TSM VP Chen Pei-Hung reported a small ESPP-related share purchase while maintaining over 433,000 Common Shares held directly plus additional indirect positions.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD (TSM) reported that VP Chen Pei-Hung had 46 Common Shares (2330.TW) purchased on September 7, 2026 at $76.20 per share by the administrator of the company’s Employee Stock Purchase Plan on his behalf, held indirectly through an ESPP trust pursuant to predetermined plan terms. Following this transaction, reported positions include 433,414 Common Shares held directly and additional indirect holdings through an ESPP trust, a Long-Term Incentive bonus plan trust, and the reporting person’s spouse.

Positive

  • None.

Negative

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Insider Chen Pei-Hung
Role VP
Bought 46 shs ($4K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F1, F2, F3 46 $76.20 $4K
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) F4 -- -- --
holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 1,395 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 433,414 shares (Direct); Common Shares (2330.TW) — 7,036 shares (Indirect, By LTI Trust); Common Shares (2330.TW) — 83,143 shares (Indirect, By Spouse)
Footnotes (4)
  1. F1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  2. F2. The price was translated from the average purchase price of NT$2,404.3453 in New Taiwan dollars, at the rate of NT$31.552 to US$1.
  3. F3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
  4. F4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Shares purchased 46 shares Common Shares (2330.TW) acquired on September 7, 2026 under ESPP
Purchase price per share $76.20 Translated from NT$2,404.3453 at NT$31.552 to US$1
Indirect ESPP trust holdings 1,395 shares Common Shares held under the Employee Stock Purchase Plan
Direct holdings after transaction 433,414 shares Common Shares held directly by Chen Pei-Hung after September 7, 2026
LTI trust indirect holdings 7,036 shares Common Shares held by a trust under the Long-Term Incentive Bonus Plan
Spouse’s indirect holdings 83,143 shares Common Shares held by Chen Pei-Hung’s spouse
Average purchase price in NT$ NT$2,404.3453 per share Local-currency ESPP purchase price underlying the $76.20 translation
FX rate used NT$31.552 to US$1 Exchange rate used to translate ESPP purchase price into U.S. dollars
Employee Stock Purchase Plan financial
"Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
ESPP trust financial
"Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP")."
Long-Term Incentive ("LTI") Bonus Plan financial
"purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan"
indirect ownership financial
"Indirect holdings reported through an ESPP trust, LTI trust, and spouse"
investment control financial
"over which the filer has obtained investment control"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did TSM VP Chen Pei-Hung report on this Form 4 for TSM?

Chen Pei-Hung reported the purchase of 46 Common Shares of TSM on September 7, 2026 at $76.20 per share, executed by the administrator of TSM’s Employee Stock Purchase Plan on his behalf and held indirectly through an ESPP trust.

Was the TSM Form 4 trade by Chen Pei-Hung a buy or a sell?

The reported transaction is a purchase of 46 TSM Common Shares under the company’s Employee Stock Purchase Plan, with no sales reported in this filing. The net direction for this Form 4 is therefore a net buy of 46 shares.

How many TSM shares does Chen Pei-Hung hold directly after this Form 4 transaction?

After the reported transaction, Chen Pei-Hung holds 433,414 TSM Common Shares directly. This direct position is separate from additional indirect holdings reported through an ESPP trust, an LTI bonus plan trust, and shares held by his spouse.

What indirect TSM share holdings does Chen Pei-Hung report in this Form 4?

Indirectly, Chen Pei-Hung reports 1,395 Common Shares via an ESPP trust, 7,036 Common Shares via a Long-Term Incentive bonus plan trust over which he has obtained investment control, and 83,143 Common Shares held by his spouse.

Was the TSM Form 4 trade by Chen Pei-Hung made under a Rule 10b5-1 trading plan?

The filing indicates no Rule 10b5-1 trading plan affirmation. However, the footnotes state the shares were purchased by the Employee Stock Purchase Plan administrator pursuant to terms predetermined by the issuer.

At what local currency price were the TSM shares purchased for Chen Pei-Hung’s ESPP transaction?

The U.S. dollar price of $76.20 per share was translated from an average purchase price of NT$2,404.3453 per share, using an exchange rate of NT$31.552 to US$1, as disclosed in the footnotes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chen Pei-Hung

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
09/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)433,414D
Common Shares (2330.TW)09/07/2026(1)P46A$76.2(2)1,395(3)IBy ESPP Trust
Common Shares (2330.TW)7,036(4)IBy LTI Trust
Common Shares (2330.TW)83,143IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
2. The price was translated from the average purchase price of NT$2,404.3453 in New Taiwan dollars, at the rate of NT$31.552 to US$1.
3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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