Welcome to our dedicated page for Tri-Continental Corporation SEC filings (Ticker: TY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Tri-Continental Corporation (NYSE: TY) SEC filings page on Stock Titan provides access to the Corporation’s regulatory disclosures as a closed-end management investment company. Tri-Continental Corporation is organized under Maryland law and registers its common stock (TY) and preferred stock (TYPR) under Section 12(b) of the Securities Exchange Act of 1934, with both classes listed on the New York Stock Exchange.
Among the key filings available are current reports on Form 8-K, where the Corporation furnishes press releases under Regulation FD. Recent 8-K filings have included exhibits such as press releases announcing ordinary income distributions and capital gain distributions, as well as reports on the results of the Corporation’s annual meeting of stockholders. These filings document matters such as the re-election of directors and the ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for a given fiscal year.
Investors can also use this page to track how Tri-Continental Corporation communicates information about its investment objectives, risks, charges, and expenses through references to its prospectus and other disclosures. While the full prospectus is available through the SEC’s EDGAR database and other channels, the filings listed here highlight material updates and regulatory communications.
Stock Titan enhances access to these documents with AI-powered summaries that explain the key points of lengthy filings in plain language. Real-time updates from EDGAR allow users to see new 8-Ks and other forms as they are filed, and dedicated sections help identify items related to distributions, governance decisions, and other material events. This makes it easier to understand how Tri-Continental Corporation’s regulatory filings relate to its operations as a closed-end fund and to its listed common and preferred shares.
A director of Tri-Continental Corporation reported beneficial ownership of 100 shares of Tri-Continental Corporation common stock as of an event dated 01/01/2026. The shares are listed as held in direct ownership form. The report is filed for one reporting person in connection with the company’s shares trading under the symbol TY.
Tri-Continental Corporation filed a current report to make a company press release publicly available under Regulation FD, which is a rule designed to ensure fair disclosure of important information. The report states that the press release, dated November 18, 2025, is provided as Exhibit 99.1. The company’s common stock (trading symbol TY) and preferred stock (trading symbol TYPR) are listed on the New York Stock Exchange.
Christopher O. Petersen, a director and SVP & Assistant Secretary of Tri-Continental Corporation (TY), reported a sale of 151.282 shares of the issuer's common stock on 09/04/2025 at a price of $33.56 per share. Following the reported transaction the filing shows 0 shares beneficially owned by the reporting person.
Ryan C. Larrenaga, SVP, Chief Legal Officer and Secretary of Tri-Continental Corporation (TY), reported a purchase of 100 shares of the company's common stock on 08/20/2025 at a price of $33.04 per share. The Form 4 shows the shares are directly owned and that 100 shares were beneficially owned following the transaction. The filing is signed and dated 08/21/2025.
Tri-Continental Corporation filed a Form 8-K on June 28, 2025, disclosing a material event under Regulation FD (Fair Disclosure). The company, listed on the New York Stock Exchange under symbols TY (Common Stock) and TYPR (Preferred Stock), is headquartered in Boston, Massachusetts.
The filing indicates that the company has issued a press release dated June 24, 2025, which is furnished as Exhibit 99.1. However, the specific content of the press release is not included in the main filing. The report was signed by Joseph D'Alessandro, Assistant Secretary of the corporation.
Key filing details:
- Commission File Number: 811-00266
- IRS Employer ID: 13-5441850
- The company confirms it is not an emerging growth company
- The filing includes a Cover Page Interactive Data File embedded within the Inline XBRL document
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