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Tri-County Financial (TYFG) discloses Board resignation of director Matthew Faber

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Tri-County Financial Group, Inc. reported that director Matthew Faber informed the company on June 9, 2026 of his intent to resign from the Board of Directors, effective June 11, 2026. The company states that his resignation was not due to any disagreement regarding its operations, policies or practices.

Positive

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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Resignation notice date June 9, 2026 Date director informed company of intent to resign
Resignation effective date June 11, 2026 Effective date of Board resignation
Common stock par value $1.00 par value Par value of Tri-County Financial Group common stock
Trading symbol TYFG Ticker for common stock on OTC Market Group, Inc.
Commission file number 333-288087 SEC registration reference for the company
Board of Directors financial
"intent to resign from the Company’s Board of Directors (the “Board”)"
The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.
Emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Common Stock, $1.00 Par Value financial
"Common Stock, $1.00 Par Value | | TYFG | | OTC Market Group, Inc."
OTC Market Group, Inc. market
"TYFG | | OTC Market Group, Inc."
Securities Exchange Act of 1934 regulatory
"Pursuant to the requirements of the Securities Exchange Act of 1934"
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

Form 8-K

 

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event Reported): June 9, 2026

 

TRI-COUNTY FINANCIAL GROUP, INC.

(Exact Name of Registrant as Specified in Charter)

 

Delaware   333-288087   36-3412522

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

         
706 Washington Street Mendota, Illinois, 61342
(Address of Principal Executive Offices) (Zip Code)

 

(815) 538-2265
(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $1.00 Par Value   TYFG   OTC Market Group, Inc.

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 5.02.   Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On June 9, 2026, Matthew Faber informed Tri-County Financial Group, Inc. (the “Company”) of his intent to resign from the Company’s Board of Directors (the “Board”), which became effective June 11, 2026. Mr. Faber’s decision to resign from the Board was not a result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Tri-County Financial Group, Inc.
     
Date: June 12, 2026 By: /s/ Lana Eddy
    Lana Eddy
    Chief Financial Officer

 

 

FAQ

What did Tri-County Financial Group (TYFG) disclose in this 8-K filing?

Tri-County Financial Group disclosed that director Matthew Faber informed the company of his intent to resign from its Board of Directors, effective June 11, 2026. The filing notes the resignation was not due to any disagreement with the company’s operations, policies, or practices.

When is Matthew Faber’s resignation from Tri-County Financial Group’s Board effective?

Matthew Faber’s resignation from Tri-County Financial Group’s Board of Directors became effective on June 11, 2026. He had informed the company of his intent to resign on June 9, 2026, and the 8-K documents this change in the board’s composition.

Did Matthew Faber resign from TYFG’s Board because of a disagreement with the company?

The filing states that Matthew Faber’s decision to resign from Tri-County Financial Group’s Board was not due to any disagreement with the company. It specifically notes no dispute over operations, policies, or practices, indicating an orderly, non-contentious departure from the Board.

What is the trading symbol and market for Tri-County Financial Group stock?

Tri-County Financial Group’s common stock, with a par value of $1.00 per share, trades under the symbol TYFG. According to the filing, the shares are quoted on the OTC Market Group, Inc. platform rather than a national securities exchange.

Who signed the Tri-County Financial Group 8-K reporting the director resignation?

The 8-K was signed on behalf of Tri-County Financial Group by Chief Financial Officer Lana Eddy. Her signature confirms that the registrant caused the report to be filed under the Securities Exchange Act of 1934, documenting the Board resignation event.

Filing Exhibits & Attachments

3 documents