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Tigo Energy (TYGO) exec has RSU shares withheld for taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Tigo Energy, Inc. reports that Chief Growth Officer Jing Tian had 12,567 shares of common stock withheld on August 3, 2026 at $1.91 per share to satisfy tax withholding obligations arising from the vesting of previously reported restricted stock units. This exempt disposition was made to the issuer under Rule 16b-3(e). Following the transaction, Tian holds 276,645 shares, including RSUs granted on August 11, 2023, September 16, 2024, and August 1, 2025 that vest in equal annual installments, subject to continued service.

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Insider Tian Jing
Role Chief Growth Officer
Type Security Shares Price Value
Tax Withholding Common Stock F1, F2, F3 12,567 $1.91 $24K
Holdings After Transaction: Common Stock — 276,645 shares (Direct)
Footnotes (3)
  1. F1. Represents shares of common stock, par value $0.0001 per share ("Common Stock") withheld in an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations of the reporting person arising out of the vesting of previously reported restricted stock units ("RSUs").
  2. F2. Includes 14,492 shares of Common Stock underlying RSUs granted to the reporting person on August 11, 2023 (the "August 2023 Grant Date"), 47,516 shares of Common Stock underlying RSUs granted to the reporting person on September 16, 2024 (the "September 2024 Grant Date"), and 51,416 shares of Common Stock underlying RSU's granted to the reporting person on August 1, 2025 (the "August 2025 Grant Date"), in each case, pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs initially granted to the reporting person on August 11, 2023 vested and an equal number of shares of Common Stock were delivered to the reporting person on August 11, 2024 and August 11, 2025 and one-third of the RSUs subject to the grant shall vest and be deliverable to the reporting person on the third anniversary of the August 2023 Grant Date, subject to continued service through each such vesting date.
  3. F3. (Continuation of the Footnote (2)) One-Third (1/3) of the RSUs granted to the reporting person on September 16, 2024 vested and an equal number of shares of Common Stock were delivered to the reporting person on September 16, 2025, and one-third of the RSUs subject to the grant shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the second and third anniversaries of the September 2024 Grant Date, subject to continued service through each such vesting date. One-Third (1/3) of the RSUs granted to the reporting person on August 1, 2025 vested and an equal number of shares of Common Stock were delivered to the reporting person on August 1, 2025, and one-third of the RSUs subject to the grant shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the second and third anniversaries of the August 2025 Grant Date, subject to continued service through each such vesting date.
Shares withheld for taxes 12,567 shares Common stock withheld on August 3, 2026 to satisfy RSU tax obligations
Withholding price $1.91 per share Value used for the tax-withholding disposition of 12,567 shares
Shares after transaction 276,645 shares Total common stock holdings following the August 3, 2026 withholding
August 2023 RSU grant 14,492 shares Shares of common stock underlying RSUs granted August 11, 2023
September 2024 RSU grant 47,516 shares Shares of common stock underlying RSUs granted September 16, 2024
August 2025 RSU grant 51,416 shares Shares of common stock underlying RSUs granted August 1, 2025
restricted stock units financial
"arising out of the vesting of previously reported restricted stock units ("RSUs")"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3(e) regulatory
"withheld in an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax"
exempt disposition financial
"Represents shares of common stock ... withheld in an exempt disposition to the Issuer"
tax withholding obligations financial
"under Rule 16b-3(e) to satisfy tax withholding obligations of the reporting person"
2023 Incentive Plan financial
"in each case, pursuant to the Issuer's 2023 Incentive Plan"

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FAQ

What insider transaction did Tigo Energy (TYGO) report for Jing Tian?

Tigo Energy reported that Chief Growth Officer Jing Tian had 12,567 shares of common stock withheld to cover tax obligations from RSU vesting. The shares were delivered back to the issuer in an exempt disposition under Rule 16b-3(e).

How many Tigo Energy (TYGO) shares were withheld and at what price?

A total of 12,567 shares of Tigo Energy common stock were withheld at $1.91 per share. This withholding satisfied the reporting person’s tax liabilities associated with the vesting of previously granted restricted stock units (RSUs).

How many Tigo Energy (TYGO) shares does Jing Tian hold after this transaction?

After the tax withholding transaction, Jing Tian holds 276,645 shares of Tigo Energy common stock. This figure includes shares underlying RSUs granted in 2023, 2024, and 2025 under the company’s 2023 Incentive Plan.

What RSU grants does Jing Tian have from Tigo Energy (TYGO)?

Jing Tian holds RSUs covering 14,492 shares from an August 11, 2023 grant, 47,516 shares from a September 16, 2024 grant, and 51,416 shares from an August 1, 2025 grant, all issued under Tigo Energy’s 2023 Incentive Plan.

How do Jing Tian’s Tigo Energy (TYGO) RSUs vest over time?

Each RSU grant vests in three equal one-third installments on annual anniversaries of its grant date. Shares are delivered on each vesting date, with future vesting and delivery subject to continued service through those anniversaries.

Was Jing Tian’s Tigo Energy (TYGO) transaction a market sale?

No. The filing describes an exempt disposition where shares were withheld by the issuer to cover tax withholding obligations from RSU vesting, rather than a discretionary sale executed in the open market.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tian Jing

(Last)(First)(Middle)
655 CAMPBELL TECHNOLOGY PARKWAY

(Street)
CAMPBELL CALIFORNIA 95008

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TIGO ENERGY, INC. [ TYGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Growth Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026F12,567(1)D$1.91276,645(2)(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock, par value $0.0001 per share ("Common Stock") withheld in an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations of the reporting person arising out of the vesting of previously reported restricted stock units ("RSUs").
2. Includes 14,492 shares of Common Stock underlying RSUs granted to the reporting person on August 11, 2023 (the "August 2023 Grant Date"), 47,516 shares of Common Stock underlying RSUs granted to the reporting person on September 16, 2024 (the "September 2024 Grant Date"), and 51,416 shares of Common Stock underlying RSU's granted to the reporting person on August 1, 2025 (the "August 2025 Grant Date"), in each case, pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs initially granted to the reporting person on August 11, 2023 vested and an equal number of shares of Common Stock were delivered to the reporting person on August 11, 2024 and August 11, 2025 and one-third of the RSUs subject to the grant shall vest and be deliverable to the reporting person on the third anniversary of the August 2023 Grant Date, subject to continued service through each such vesting date.
3. (Continuation of the Footnote (2)) One-Third (1/3) of the RSUs granted to the reporting person on September 16, 2024 vested and an equal number of shares of Common Stock were delivered to the reporting person on September 16, 2025, and one-third of the RSUs subject to the grant shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the second and third anniversaries of the September 2024 Grant Date, subject to continued service through each such vesting date. One-Third (1/3) of the RSUs granted to the reporting person on August 1, 2025 vested and an equal number of shares of Common Stock were delivered to the reporting person on August 1, 2025, and one-third of the RSUs subject to the grant shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the second and third anniversaries of the August 2025 Grant Date, subject to continued service through each such vesting date.
/s/ Bill Roeschlein, as attorney-in-fact08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)