Uber Technologies SEC Filings

Uber Technologies, Inc. CFO Prashanth Mahendra-Rajah reported vesting of restricted stock units and related share withholdings on January 16, 2026. Two tranches of RSUs converted into common stock on a one-for-one basis: 858 shares and 2,838 shares, each at an exercise price of $0.00, increasing his directly held common stock before tax withholdings.

To cover tax liabilities from these RSU vestings, Uber withheld 475 and 1,663 common shares at a price of $84.85 per share. After these transactions, he directly owned 25,191 Uber common shares. He also reported 32,621 and 62,443 RSUs remaining outstanding under two separate grant schedules. An additional 5 common shares are held indirectly by his daughter, for which he expressly disclaims beneficial ownership.

Uber Technologies, Inc. director John A. Thain reported a routine equity transaction involving 297 shares of Uber common stock. On January 16, 2026, 297 restricted stock units (RSUs) were converted into 297 shares of common stock at an exercise price of $0.00 per share under Uber’s RSU Conversion and Deferral Program for Directors. According to the filing, RSUs convert into common stock on a one-for-one basis. After this transaction, Thain directly beneficially owned 182,447 shares of Uber common stock. The RSUs had been granted on January 10, 2026, were fully vested at grant, and became payable in cash or stock at the issuer’s election on January 16, 2026.

Uber Technologies, Inc. President and Chief Operating Officer Andrew Macdonald reported routine equity compensation activity on January 16, 2026. Several tranches of previously granted restricted stock units (RSUs) were converted into common stock on a one-for-one basis, as reflected by multiple code “M” transactions in both RSUs and common shares.

The filing also shows code “F” transactions, where a portion of the newly vested shares was withheld at a price of $84.85 per share to cover tax obligations upon vesting. After these conversions and tax withholdings, Macdonald directly owned 262,048 shares of Uber common stock.

Uber Technologies, Inc. reported insider equity activity by SVP and Chief People Officer Nikki Krishnamurthy. On January 16, 2026, multiple tranches of previously granted restricted stock units (RSUs) automatically converted into Uber common stock on a one-for-one basis, reflected as transactions coded "M" in both the derivative and non-derivative tables.

On the same date, several "F" coded transactions show that portions of the newly vested shares were withheld at a price of $84.85 per share to satisfy tax liabilities associated with the RSU vesting. After these transactions, Krishnamurthy directly beneficially owned 440,281 shares of Uber common stock, along with remaining RSU awards that continue to vest monthly under their original schedules.

Uber Technologies, Inc. executive Jill Hazelbaker, Chief Marketing Officer and SVP, Public Affairs, reported routine equity activity on January 16, 2026. Several blocks of previously granted restricted stock units (RSUs) vested and were converted into Uber common stock on a one-for-one basis, including 1,465, 1,494, 2,546 and 2,689 RSUs.

To cover tax obligations triggered by the RSU vesting, the company withheld multiple small blocks of common shares, including 632, 644, 1,141 and 1,357 shares at a price of $84.85 per share, rather than executing an open-market sale by the executive. After these transactions, Hazelbaker directly held 105,668 Uber common shares and maintained additional RSU awards, while a further 10,454 shares were held indirectly through the Franks 2021 Irrevocable Trust for members of her immediate family.

Uber Technologies insider Glen Ceremony, Chief Accounting Officer and Global Corporate Controller, reported multiple equity transactions dated January 16, 2026. Several blocks of restricted stock units (RSUs) converted into Uber common stock on a one-for-one basis, including 687, 700, 1,516 and 1,440 RSUs, consistent with prior multi-year monthly vesting schedules granted between March 1, 2022 and March 3, 2025. Following these conversions, Ceremony held direct ownership of Uber common stock, with reported balances after each step such as 250,531 shares.

To cover tax liabilities arising from the RSU vesting, Uber withheld shares through transactions coded "F" at a price of $84.85 per share, involving 238, 243, 625 and 535 shares of common stock. After these tax‑withholding entries, Ceremony’s directly held common stock position was reported at 248,890 shares. The filing also shows ongoing RSU holdings, including 26,096, 18,198, 21,221 and 2,881 units remaining across the various grant programs.

Uber insider Derek Anthony West has filed a notice under Rule 144 to sell 9,375 shares of common stock through Morgan Stanley Smith Barney on the NYSE, with an indicated aggregate market value of $795,468.75. The shares are part of a trading arrangement identified as 10b5-1 sales.

The shares to be sold were acquired on 02/01/2021 as restricted stock units from the issuer, in the same amount of 9,375 shares. Over the past three months, West has already sold 3,125 shares on 11/18/2025 for gross proceeds of $287,812.50 and another 3,125 shares on 12/18/2025 for gross proceeds of $251,125.00, all reported as 10b5-1 sales. The filing also includes a representation that the seller is not aware of undisclosed material adverse information about Uber’s operations.

Uber Technologies, Inc. director David Trujillo reported a grant of derivative equity on a Form 4. On January 10, 2026, he received 267 restricted stock units (RSUs) under the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors at an exercise price of $0.00.

The RSUs were 100% vested on the grant date and will be settled on a one-for-one basis in either cash or common stock, at the company’s election, when Trujillo’s service as a director ends. Following this grant, he beneficially holds 267 derivative securities directly.

Uber Technologies, Inc. director Nikesh Arora reported a new equity award. On January 10, 2026, he received a grant of 267 restricted stock units (RSUs) under the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors, as disclosed in a Form 4 filing.

The RSUs were 100% vested on the grant date, meaning there is no additional service-based vesting period. They will be settled on a one-for-one basis in either cash or common stock, at Uber’s election, when Arora’s board service ends. Following this grant, he beneficially owned 267 RSUs directly.