STOCK TITAN

UBER Form 4: CEO Executes 10b5-1 Sales totaling 150,000 Shares

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Dara Khosrowshahi, Chief Executive Officer and Director of Uber Technologies, Inc. (UBER), reported insider sales executed on 09/22/2025 under an existing Rule 10b5-1 trading plan. The filing discloses two non-derivative dispositions totaling 150,000 common shares: 135,043 shares sold at a weighted-average price of $100.4179 and 14,957 shares sold at a weighted-average price of $101.0325. Following the transactions the reporting person beneficially owned 997,501 shares after the larger block and 982,544 shares after the second block. The sales were made pursuant to a plan originally adopted November 7, 2024 and modified June 13, 2025.

Positive

  • Sales executed under an established Rule 10b5-1 plan, indicating preplanned, compliant transactions
  • Timely and detailed disclosure on Form 4 including weighted-average prices, price ranges, and an undertaking to provide per-price details on request

Negative

  • Total insider disposition of 150,000 shares on 09/22/2025, which reduced the reporting person’s beneficial holdings to 982,544 shares after the second block
  • Filing does not state percentage ownership or context relative to outstanding shares, limiting assessment of materiality regarding control or dilution

Insights

TL;DR: CEO sold 150,000 UBER shares via an established 10b5-1 plan; transaction is disclosed and routine.

The filing shows orderly, preplanned dispositions totaling 150,000 shares executed on 09/22/2025 at weighted-average prices near $100–$101. Such sales under a Rule 10b5-1 plan typically indicate pre-established liquidity actions rather than ad-hoc disposition based on material nonpublic information. The reported post-sale beneficial holdings (997,501 and 982,544 shares) quantify remaining direct ownership but do not include context on total outstanding ownership percentage, limiting assessment of dilution or control impact. Overall, this is a standard insider liquidity event with neutral near-term market implications.

TL;DR: Transaction appears compliant with insider-trading controls; timely Form 4 disclosure supports governance transparency.

The report explicitly states the trades were made under a 10b5-1 plan (adopted 11/07/2024, modified 06/13/2025) and provides weighted-average prices and ranges for the multiple executions. The reporting includes an undertaking to provide granular price-by-price details on request, which enhances transparency. No indication of amended filings or exceptions is present. From a governance standpoint, the filing reflects adherence to accepted compliance processes.

Insider KHOSROWSHAHI DARA
Role Chief Executive Officer
Sold 150,000 shs ($15.07M)
Type Security Shares Price Value
Sale Common Stock 135,043 $100.4179 $13.56M
Sale Common Stock 14,957 $101.0325 $1.51M
Holdings After Transaction: Common Stock — 997,501 shares (Direct)
Footnotes (1)
  1. This transaction was made pursuant to Mr. Khosrowshahi's existing Rule 10b5-1 plan, originally adopted on November 7, 2024 and modified on June 13, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.97, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.30, inclusive.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
KHOSROWSHAHI DARA

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/22/2025 S(1) 135,043 D $100.4179(2) 997,501 D
Common Stock 09/22/2025 S(1) 14,957 D $101.0325(3) 982,544 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was made pursuant to Mr. Khosrowshahi's existing Rule 10b5-1 plan, originally adopted on November 7, 2024 and modified on June 13, 2025.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.97, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.30, inclusive.
Remarks:
/s/ Carolyn Mo by Power of Attorney for Dara Khosrowshahi 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Dara Khosrowshahi report on Form 4 for UBER?

The Form 4 reports that Dara Khosrowshahi sold 150,000 common shares on 09/22/2025 under a Rule 10b5-1 plan, with weighted-average prices of $100.4179 and $101.0325.

Were these sales part of a 10b5-1 trading plan?

Yes. The filing states the transactions were made pursuant to a Rule 10b5-1 plan originally adopted on 11/07/2024 and modified on 06/13/2025.

How many shares did the CEO own after the reported transactions?

Following the reported transactions, the filing shows beneficial ownership of 997,501 shares after the first block and 982,544 shares after the second block.

At what prices were the UBER shares sold?

The sales were executed in multiple transactions with weighted-average prices reported as $100.4179 (range $100.00–$100.97) and $101.0325 (range $101.00–$101.30).

Does the Form 4 indicate any noncompliance or amendment requirements?

No. The filing is signed by power of attorney and includes standard disclosures. It does not indicate amendments or noncompliance within the provided content.

Can I obtain per-trade price details for the sales?

Yes. The reporting person undertakes to provide to Uber, any shareholder, or the SEC staff full information regarding the number of shares sold at each separate price within the disclosed ranges upon request.