Uber CFO receives shares from RSU vesting

Uber Technologies, Inc Chief Financial Officer Krishnamurthy Balaji reported RSU vesting on July 16, 2026 that converted into 4,392 shares of common stock.

Rhea-AI Filing Summary

Uber Technologies, Inc Chief Financial Officer Krishnamurthy Balaji reported RSU vesting on July 16, 2026 that converted into 4,392 shares of common stock. To cover related tax obligations, 2,249 shares were withheld at $74.04 per share.

Insider Trade Summary

4,392 shares exercised/converted

Exercise 18 txns

Insider Krishnamurthy Balaji (A)

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F3	567	$0.00	$0.00
Exercise	Restricted Stock Units F1, F4	885	$0.00	$0.00
Exercise	Restricted Stock Units F1, F5	686	$0.00	$0.00
Exercise	Restricted Stock Units F1, F6	490	$0.00	$0.00
Exercise	Restricted Stock Units F1, F7	1,158	$0.00	$0.00
Exercise	Restricted Stock Units F1, F8	606	$0.00	$0.00
Exercise	Common Stock F1	567	--	--
Exercise	Common Stock F1	885	--	--
Exercise	Common Stock F1	686	--	--
Exercise	Common Stock F1	490	--	--
Exercise	Common Stock F1	1,158	--	--
Exercise	Common Stock F1	606	--	--
Tax Withholding	Common Stock F2	282	$74.04	$21K
Tax Withholding	Common Stock F2	439	$74.04	$33K
Tax Withholding	Common Stock F2	341	$74.04	$25K
Tax Withholding	Common Stock F2	245	$74.04	$18K
Tax Withholding	Common Stock F2	610	$74.04	$45K
Tax Withholding	Common Stock F2	332	$74.04	$25K

Holdings After Transaction: Restricted Stock Units — 157,036 contracts (Direct); Common Stock — 39,259 shares (Direct)

Footnotes (8)

1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. F2. Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026.
3. F3. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. F4. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. F5. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. F6. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. F7. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
8. F8. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Key Figures

RSUs converted to common stock: 4392 shares Shares withheld for taxes: 2249 shares Tax withholding price: $74.0400 per share +3 more

6 metrics

RSUs converted to common stock 4392 shares Total exerciseShares from RSU conversions reported for July 16, 2026

Shares withheld for taxes 2249 shares Total taxWithholdingShares from F-coded transactions at vesting

Tax withholding price $74.0400 per share Per-share value used for F-coded tax liability settlements

RSU grant on March 2, 2026 67,971 RSUs Award with multi-stage monthly vesting over 36 months

Second RSU grant on March 2, 2026 42,482 RSUs Award vesting 1/48 each month starting April 16, 2026

RSU grant on March 3, 2025 32,965 RSUs Award vesting 1/48 each month starting April 16, 2025

Key Terms

Restricted stock units ("RSUs"), tax liability, vesting schedule, one-for-one basis, +1 more

5 terms

Restricted stock units ("RSUs") financial

"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

tax liability financial

"Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026."

vesting schedule financial

"The vesting schedule is as follows: 1/120th of the total RSUs vest each month..."

A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.

one-for-one basis financial

"RSUs become payable in cash or common stock on a one-for-one basis."

Rule 10b5-1 financial

"The Rule 10b5-1 checkbox is not marked as being pursuant to a trading plan."

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Uber (UBER) CFO Krishnamurthy Balaji report on July 16, 2026?

He reported RSU vesting that converted 4,392 restricted stock units into Uber common stock. In connection with this vesting event, the company withheld 2,249 shares to satisfy associated tax liabilities at a value of $74.04 per share.

How many Uber (UBER) shares were withheld for taxes from the CFO’s RSU vesting?

A total of 2,249 Uber common shares were withheld to cover tax liabilities. These withholdings were recorded as code F transactions, reflecting payment of tax obligations by delivering securities valued at $74.04 per share.

How many Uber (UBER) RSUs vested into common stock for the CFO in this Form 4?

RSU vesting converted 4,392 units into Uber common stock on a one-for-one basis. This total reflects six separate RSU conversion transactions, each linked to previously granted RSU awards with defined monthly vesting schedules described in the footnotes.

What is the conversion ratio of Uber (UBER) RSUs to common stock for the CFO’s awards?

Each of the CFO’s restricted stock units converts on a one-for-one basis into Uber common stock. Upon vesting, the RSUs are payable in either cash or common stock, at the election of Uber, as detailed in the award footnotes.

Which RSU grants for Uber (UBER) CFO Krishnamurthy Balaji are referenced in this Form 4?

The filing references RSU grants of 67,971 and 42,482 units on March 2, 2026, plus earlier grants of 32,965, 23,519, 55,581, and 29,104 units. Each grant vests monthly under specific vesting schedules outlined in the footnotes.

Were Uber (UBER) CFO Balaji’s transactions reported under a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5-1 checkbox is not marked as being pursuant to a trading plan. The transactions are instead described as RSU vesting events with associated shares withheld to satisfy tax liability on the vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/20/2026 - 08:03 PM Accepted by SEC EDGAR 07/20/2026 - 08:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krishnamurthy Balaji (A)

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CALIFORNIA 94158

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/16/2026		M		567	A	(1)	37,683	D
Common Stock	07/16/2026		M		885	A	(1)	38,568	D
Common Stock	07/16/2026		M		686	A	(1)	39,254	D
Common Stock	07/16/2026		M		490	A	(1)	39,744	D
Common Stock	07/16/2026		M		1,158	A	(1)	40,902	D
Common Stock	07/16/2026		M		606	A	(1)	41,508	D
Common Stock	07/16/2026		F(2)		282	D	$74.04	41,226	D
Common Stock	07/16/2026		F(2)		439	D	$74.04	40,787	D
Common Stock	07/16/2026		F(2)		341	D	$74.04	40,446	D
Common Stock	07/16/2026		F(2)		245	D	$74.04	40,201	D
Common Stock	07/16/2026		F(2)		610	D	$74.04	39,591	D
Common Stock	07/16/2026		F(2)		332	D	$74.04	39,259	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	07/16/2026		M			567	(3)	(3)	Common Stock	567	$0.00	65,705	D
Restricted Stock Units	(1)	07/16/2026		M			885	(4)	(4)	Common Stock	885	$0.00	38,492	D
Restricted Stock Units	(1)	07/16/2026		M			686	(5)	(5)	Common Stock	686	$0.00	21,977	D
Restricted Stock Units	(1)	07/16/2026		M			490	(6)	(6)	Common Stock	490	$0.00	9,800	D
Restricted Stock Units	(1)	07/16/2026		M			1,158	(7)	(7)	Common Stock	1,158	$0.00	16,211	D
Restricted Stock Units	(1)	07/16/2026		M			606	(8)	(8)	Common Stock	606	$0.00	4,851	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026.

3. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

4. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

5. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

6. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

7. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

8. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Remarks:

	/s/ Carolyn Mo by Power of Attorney for Balaji Krishnamurthy	07/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)