Uber CFO receives shares from RSU vesting
Uber Technologies, Inc Chief Financial Officer Krishnamurthy Balaji reported RSU vesting on July 16, 2026 that converted into 4,392 shares of common stock.
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Form Type
4
Rhea-AI Filing Summary
Uber Technologies, Inc Chief Financial Officer Krishnamurthy Balaji reported RSU vesting on July 16, 2026 that converted into 4,392 shares of common stock. To cover related tax obligations, 2,249 shares were withheld at $74.04 per share.
Insider Trade Summary
4,392 shares exercised/converted
Exercise
18 txns
Insider
Krishnamurthy Balaji (A)
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F3 | 567 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F4 | 885 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F5 | 686 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F6 | 490 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F7 | 1,158 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F8 | 606 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 567 | -- | -- |
| Exercise | Common Stock F1 | 885 | -- | -- |
| Exercise | Common Stock F1 | 686 | -- | -- |
| Exercise | Common Stock F1 | 490 | -- | -- |
| Exercise | Common Stock F1 | 1,158 | -- | -- |
| Exercise | Common Stock F1 | 606 | -- | -- |
| Tax Withholding | Common Stock F2 | 282 | $74.04 | $21K |
| Tax Withholding | Common Stock F2 | 439 | $74.04 | $33K |
| Tax Withholding | Common Stock F2 | 341 | $74.04 | $25K |
| Tax Withholding | Common Stock F2 | 245 | $74.04 | $18K |
| Tax Withholding | Common Stock F2 | 610 | $74.04 | $45K |
| Tax Withholding | Common Stock F2 | 332 | $74.04 | $25K |
Holdings After Transaction:
Restricted Stock Units — 157,036 contracts (Direct);
Common Stock — 39,259 shares (Direct)
Holdings Before and After:
Restricted Stock Units, 161,428 to 157,036 contracts (Direct);
Common Stock, 37,116 to 39,259 shares (Direct)
Footnotes (8)
- F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- F2. Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026.
- F3. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F4. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F5. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F6. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F7. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F8. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Key Figures
RSUs converted to common stock: 4392 shares
Shares withheld for taxes: 2249 shares
Tax withholding price: $74.0400 per share
+3 more
6 metrics
RSUs converted to common stock
4392 shares
Total exerciseShares from RSU conversions reported for July 16, 2026
Shares withheld for taxes
2249 shares
Total taxWithholdingShares from F-coded transactions at vesting
Tax withholding price
$74.0400 per share
Per-share value used for F-coded tax liability settlements
RSU grant on March 2, 2026
67,971 RSUs
Award with multi-stage monthly vesting over 36 months
Second RSU grant on March 2, 2026
42,482 RSUs
Award vesting 1/48 each month starting April 16, 2026
RSU grant on March 3, 2025
32,965 RSUs
Award vesting 1/48 each month starting April 16, 2025
Key Terms
Restricted stock units ("RSUs"), tax liability, vesting schedule, one-for-one basis, +1 more
5 terms
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
tax liability financial
"Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026."
vesting schedule financial
"The vesting schedule is as follows: 1/120th of the total RSUs vest each month..."
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
one-for-one basis financial
"RSUs become payable in cash or common stock on a one-for-one basis."
Rule 10b5-1 financial
"The Rule 10b5-1 checkbox is not marked as being pursuant to a trading plan."
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Uber (UBER) CFO Krishnamurthy Balaji report on July 16, 2026?
He reported RSU vesting that converted 4,392 restricted stock units into Uber common stock. In connection with this vesting event, the company withheld 2,249 shares to satisfy associated tax liabilities at a value of $74.04 per share.
How many Uber (UBER) RSUs vested into common stock for the CFO in this Form 4?
RSU vesting converted 4,392 units into Uber common stock on a one-for-one basis. This total reflects six separate RSU conversion transactions, each linked to previously granted RSU awards with defined monthly vesting schedules described in the footnotes.
What is the conversion ratio of Uber (UBER) RSUs to common stock for the CFO’s awards?
Each of the CFO’s restricted stock units converts on a one-for-one basis into Uber common stock. Upon vesting, the RSUs are payable in either cash or common stock, at the election of Uber, as detailed in the award footnotes.
Which RSU grants for Uber (UBER) CFO Krishnamurthy Balaji are referenced in this Form 4?
The filing references RSU grants of 67,971 and 42,482 units on March 2, 2026, plus earlier grants of 32,965, 23,519, 55,581, and 29,104 units. Each grant vests monthly under specific vesting schedules outlined in the footnotes.
Were Uber (UBER) CFO Balaji’s transactions reported under a Rule 10b5-1 trading plan?
The Form 4’s Rule 10b5-1 checkbox is not marked as being pursuant to a trading plan. The transactions are instead described as RSU vesting events with associated shares withheld to satisfy tax liability on the vesting date.
AI-generated analysis. How Rhea-AI works. Not financial advice.
