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Uber Technologies (NYSE: UBER) CLO Tony West details 7,196-share RSU vesting

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Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc. chief legal officer and corporate secretary Tony West reported equity award vesting activity. On July 16, 2026, a total of 7,196 restricted stock units converted into common stock on a one-for-one basis from several RSU grants. In connection with these vestings, 3,570 common shares were disposed of at $74.04 per share to satisfy tax liabilities. The underlying RSU grants, made between 2023 and 2026, vest in equal monthly installments over four years and may settle in cash or common stock at Uber’s election.

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Insider West Tony
Role See Remarks
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F3 1,511 $0.00 $0.00
Exercise Restricted Stock Units F1, F4 1,282 $0.00 $0.00
Exercise Restricted Stock Units F1, F5 1,493 $0.00 $0.00
Exercise Restricted Stock Units F1, F6 2,910 $0.00 $0.00
Exercise Common Stock F1 1,511 -- --
Exercise Common Stock F1 1,282 -- --
Exercise Common Stock F1 1,493 -- --
Exercise Common Stock F1 2,910 -- --
Tax Withholding Common Stock F2 750 $74.04 $56K
Tax Withholding Common Stock F2 636 $74.04 $47K
Tax Withholding Common Stock F2 741 $74.04 $55K
Tax Withholding Common Stock F2 1,443 $74.04 $107K
Holdings After Transaction: Restricted Stock Units — 160,630 shares (Direct); Common Stock — 251,246 shares (Direct)
Footnotes (6)
  1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
  2. F2. Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026.
  3. F3. The reporting person was granted 72,503 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  4. F4. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  5. F5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  6. F6. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
RSUs converted to common stock 7,196 shares Total underlying shares from RSUs exercised and converted on July 16, 2026
Shares withheld for taxes 3,570 shares Common shares withheld and disposed of to satisfy tax liability at vesting on July 16, 2026
Tax withholding price $74.0400 per share Per-share price used for shares withheld to satisfy tax liabilities tied to RSU vesting
2026 RSU grant size 72,503 RSUs RSUs granted March 2, 2026, vesting 1/48 monthly beginning April 16, 2026
2025 RSU grant size 61,533 RSUs RSUs granted March 3, 2025, vesting 1/48 monthly beginning April 16, 2025
2024 RSU grant size 71,674 RSUs RSUs granted March 1, 2024, vesting 1/48 monthly beginning April 16, 2024
2023 RSU grant size 139,697 RSUs RSUs granted March 1, 2023, vesting 1/48 monthly beginning April 16, 2023
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
tax liability financial
"Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026."
vesting schedule financial
"The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter."
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
one-for-one basis financial
"RSUs convert into common stock on a one-for-one basis."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Tony West report in his latest UBER Form 4 filing?

Tony West, Uber’s chief legal officer and corporate secretary, reported vesting of 7,196 restricted stock units on July 16, 2026, which converted into common stock. To cover taxes, 3,570 shares of common stock were withheld and disposed of at $74.04 per share.

How many Uber (UBER) shares were withheld for taxes in Tony West’s transactions?

The filing shows that 3,570 common shares of Uber stock were withheld and disposed of to satisfy Tony West’s tax liabilities upon RSU vesting, using a valuation of $74.04 per share as noted in the tax-withholding transactions.

What RSU grants underpin Tony West’s UBER equity awards?

Tony West holds multiple Uber RSU grants: 139,697 RSUs from March 1, 2023, 71,674 RSUs from March 1, 2024, 61,533 RSUs from March 3, 2025, and 72,503 RSUs from March 2, 2026, each vesting in equal monthly installments.

How do Tony West’s Uber (UBER) RSUs vest over time?

For each RSU grant, 1/48 of the total RSUs vested on the first April 16 following grant, and 1/48 vests each month thereafter. Upon vesting, the RSUs are payable in cash or common stock on a one-for-one basis at Uber’s election.

Were Tony West’s UBER Form 4 dispositions open-market stock sales?

No. The dispositions are coded F, indicating shares withheld to satisfy tax liability upon RSU vesting, and M for derivative conversions. The disclosure does not report any open-market purchase (P) or sale (S) transactions for Tony West.

What position does Tony West hold at Uber Technologies (UBER)?

Tony West is identified as Uber Technologies, Inc.’s Chief Legal Officer and Corporate Secretary. The reported equity transactions relate to his compensation in the form of restricted stock units that vest and convert into common stock over time.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Tony

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/16/2026M1,511A(1)249,131D
Common Stock07/16/2026M1,282A(1)250,413D
Common Stock07/16/2026M1,493A(1)251,906D
Common Stock07/16/2026M2,910A(1)254,816D
Common Stock07/16/2026F(2)750D$74.04254,066D
Common Stock07/16/2026F(2)636D$74.04253,430D
Common Stock07/16/2026F(2)741D$74.04252,689D
Common Stock07/16/2026F(2)1,443D$74.04251,246D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/16/2026M1,511 (3) (3)Common Stock1,511$0.0066,461D
Restricted Stock Units(1)07/16/2026M1,282 (4) (4)Common Stock1,282$0.0041,022D
Restricted Stock Units(1)07/16/2026M1,493 (5) (5)Common Stock1,493$0.0029,864D
Restricted Stock Units(1)07/16/2026M2,910 (6) (6)Common Stock2,910$0.0023,283D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026.
3. The reporting person was granted 72,503 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Carolyn Mo by Power of Attorney for Tony West07/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)