Uber's Legal Chief Exercises 8,758 RSUs as Stock Trades Near All-Time Highs

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Uber Technologies (UBER) Chief Legal Officer and Corporate Secretary Tony West reported multiple transactions involving Restricted Stock Units (RSUs) and common stock on June 16, 2025. The transactions included:

Conversion of 8,758 RSUs to common stock through four separate transactions (1,282; 1,493; 2,911; and 3,072 units)
Disposition of 4,345 shares for tax withholding at $85.12 per share
Following all transactions, West holds 164,565 shares directly

West maintains substantial unvested RSU positions from grants made between 2022-2025, totaling 195,735 units with various vesting schedules. Each grant vests monthly over 48 months, with RSUs convertible to cash or common stock at the issuer's discretion. The transactions reflect regular vesting events and associated tax withholding, indicating normal executive compensation activity.

Insider Trade Summary

8,758 shares exercised/converted

Mixed 12 txns

Insider West Tony

Role See Remarks

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,282	$0.00	--
Exercise	Restricted Stock Units	1,493	$0.00	--
Exercise	Restricted Stock Units	2,911	$0.00	--
Exercise	Restricted Stock Units	3,072	$0.00	--
Exercise	Common Stock	1,282	$0.00	--
Exercise	Common Stock	1,493	$0.00	--
Exercise	Common Stock	2,911	$0.00	--
Exercise	Common Stock	3,072	$0.00	--
Tax Withholding	Common Stock	636	$85.12	$54K
Tax Withholding	Common Stock	741	$85.12	$63K
Tax Withholding	Common Stock	1,444	$85.12	$123K
Tax Withholding	Common Stock	1,524	$85.12	$130K

Holdings After Transaction: Restricted Stock Units — 57,687 shares (Direct); Common Stock — 161,434 shares (Direct)

Footnotes (1)

Restricted stock units (RSUs) convert into common stock on a one-for-one basis. Includes 391 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2025. Shares withheld to satisfy tax liability upon vesting of RSUs on June 16, 2025. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

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Form 4 Insider Transactions: What Each Field Means →

06/18/2025 - 08:11 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

West Tony

(Last)

(First)

(Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO

94158

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/16/2025		M		1,282	A	⁽¹⁾	161,434⁽²⁾	D
Common Stock	06/16/2025		M		1,493	A	⁽¹⁾	162,927	D
Common Stock	06/16/2025		M		2,911	A	⁽¹⁾	165,838	D
Common Stock	06/16/2025		M		3,072	A	⁽¹⁾	168,910	D
Common Stock	06/16/2025		F⁽³⁾		636	D	$85.12	168,274	D
Common Stock	06/16/2025		F⁽³⁾		741	D	$85.12	167,533	D
Common Stock	06/16/2025		F⁽³⁾		1,444	D	$85.12	166,089	D
Common Stock	06/16/2025		F⁽³⁾		1,524	D	$85.12	164,565	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	06/16/2025		M			1,282	⁽⁴⁾	⁽⁴⁾	Common Stock	1,282	$0.00	57,687	D
Restricted Stock Units	⁽¹⁾	06/16/2025		M			1,493	⁽⁵⁾	⁽⁵⁾	Common Stock	1,493	$0.00	49,276	D
Restricted Stock Units	⁽¹⁾	06/16/2025		M			2,911	⁽⁶⁾	⁽⁶⁾	Common Stock	2,911	$0.00	61,117	D
Restricted Stock Units	⁽¹⁾	06/16/2025		M			3,072	⁽⁷⁾	⁽⁷⁾	Common Stock	3,072	$0.00	27,655	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

2. Includes 391 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2025.

3. Shares withheld to satisfy tax liability upon vesting of RSUs on June 16, 2025.

4. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

6. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

7. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Remarks:

Chief Legal Officer and Corporate Secretary

	/s/ Carolyn Mo by Power of Attorney for Tony West	06/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many UBER shares did CLO Tony West sell on June 16, 2025?

Tony West did not directly sell shares, but had 4,345 shares withheld for tax purposes (F code transactions) at a price of $85.12 per share. This included four separate transactions of 636, 741, 1,444, and 1,524 shares.

How many Restricted Stock Units (RSUs) did UBER's CLO Tony West acquire on June 16, 2025?

Tony West acquired a total of 8,758 shares from RSU conversions on June 16, 2025, consisting of four separate transactions: 1,282 shares, 1,493 shares, 2,911 shares, and 3,072 shares.

What is Tony West's total UBER stock ownership after the June 16, 2025 transactions?

Following all reported transactions on June 16, 2025, Tony West directly owned 164,565 shares of UBER common stock.

What are the vesting terms of UBER CLO Tony West's most recent RSU grant?

Tony West's most recent RSU grant was 61,533 units on March 3, 2025. These RSUs vest over 48 months, with 1/48th vesting on April 16, 2025, and 1/48th vesting each month thereafter. The RSUs are convertible to cash or common stock on a one-for-one basis at Uber's election.

How many unvested UBER RSUs does Tony West still hold?

After the reported transactions, Tony West still holds 195,735 unvested RSUs across four grants: 57,687 from the March 2025 grant, 49,276 from March 2024, 61,117 from March 2023, and 27,655 from March 2022.