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[Form 4] Uber Technologies, Inc. Insider Trading Activity

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(Neutral)
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Form Type
4
Rhea-AI Filing Summary

Uber Technologies (UBER) Chief Legal Officer and Corporate Secretary Tony West reported multiple transactions involving Restricted Stock Units (RSUs) and common stock on June 16, 2025. The transactions included:

  • Conversion of 8,758 RSUs to common stock through four separate transactions (1,282; 1,493; 2,911; and 3,072 units)
  • Disposition of 4,345 shares for tax withholding at $85.12 per share
  • Following all transactions, West holds 164,565 shares directly

West maintains substantial unvested RSU positions from grants made between 2022-2025, totaling 195,735 units with various vesting schedules. Each grant vests monthly over 48 months, with RSUs convertible to cash or common stock at the issuer's discretion. The transactions reflect regular vesting events and associated tax withholding, indicating normal executive compensation activity.

Tony West, Chief Legal Officer e Segretario Aziendale di Uber Technologies (UBER), ha comunicato il 16 giugno 2025 diverse operazioni riguardanti Restricted Stock Units (RSU) e azioni ordinarie. Le operazioni includono:

  • Conversione di 8.758 RSU in azioni ordinarie tramite quattro transazioni separate (1.282; 1.493; 2.911; e 3.072 unità)
  • Vendita di 4.345 azioni per il pagamento delle imposte a $85,12 per azione
  • Dopo tutte le operazioni, West detiene direttamente 164.565 azioni

West mantiene inoltre una consistente posizione di RSU non ancora maturate derivanti da assegnazioni effettuate tra il 2022 e il 2025, per un totale di 195.735 unità con diversi piani di maturazione. Ogni assegnazione matura mensilmente in 48 mesi, con RSU convertibili in denaro o azioni ordinarie a discrezione dell’emittente. Queste operazioni riflettono eventi regolari di maturazione e la relativa ritenuta fiscale, indicando una normale attività di compensazione esecutiva.

Tony West, Director Legal y Secretario Corporativo de Uber Technologies (UBER), informó el 16 de junio de 2025 varias transacciones relacionadas con Unidades de Acciones Restringidas (RSU) y acciones comunes. Las transacciones incluyen:

  • Conversión de 8,758 RSU en acciones comunes mediante cuatro operaciones separadas (1,282; 1,493; 2,911; y 3,072 unidades)
  • Disposición de 4,345 acciones para retención de impuestos a $85.12 por acción
  • Tras todas las transacciones, West posee directamente 164,565 acciones

West mantiene además una posición significativa de RSU no consolidadas provenientes de asignaciones entre 2022 y 2025, sumando 195,735 unidades con distintos calendarios de consolidación. Cada asignación se consolida mensualmente durante 48 meses, y las RSU pueden convertirse en efectivo o acciones comunes a discreción del emisor. Estas transacciones reflejan eventos regulares de consolidación y retenciones fiscales asociadas, indicando una actividad normal de compensación ejecutiva.

Uber Technologies (UBER)의 최고법률책임자 겸 기업 비서인 Tony West는 2025년 6월 16일 제한 주식 단위(RSU) 및 보통주와 관련된 여러 거래를 보고했습니다. 거래 내용은 다음과 같습니다:

  • 4건의 별도 거래(1,282; 1,493; 2,911; 3,072 단위)를 통해 8,758 RSU를 보통주로 전환
  • 주당 $85.12의 세금 원천징수를 위해 4,345주 처분
  • 모든 거래 후 West는 직접적으로 164,565주를 보유

West는 2022년부터 2025년 사이에 부여된 상당한 미확정 RSU 포지션도 보유하고 있으며, 총 195,735 단위로 다양한 베스팅 일정이 적용됩니다. 각 부여는 48개월 동안 매월 베스팅되며, RSU는 발행사의 재량에 따라 현금 또는 보통주로 전환 가능합니다. 이번 거래는 정기적인 베스팅 이벤트와 관련 세금 원천징수를 반영하여 정상적인 경영진 보상 활동임을 나타냅니다.

Tony West, Directeur Juridique et Secrétaire Général de Uber Technologies (UBER), a déclaré le 16 juin 2025 plusieurs transactions impliquant des Restricted Stock Units (RSU) et des actions ordinaires. Les transactions comprennent :

  • Conversion de 8 758 RSU en actions ordinaires via quatre transactions distinctes (1 282 ; 1 493 ; 2 911 ; et 3 072 unités)
  • Disposition de 4 345 actions pour le paiement des impôts à 85,12 $ par action
  • Après toutes les transactions, West détient directement 164 565 actions

West conserve également une position importante de RSU non acquises issues d’attributions entre 2022 et 2025, totalisant 195 735 unités avec divers calendriers d’acquisition. Chaque attribution s’acquiert mensuellement sur 48 mois, les RSU pouvant être converties en espèces ou en actions ordinaires à la discrétion de l’émetteur. Ces transactions reflètent des événements d’acquisition réguliers et les retenues fiscales associées, indiquant une activité normale de rémunération des dirigeants.

Tony West, Chief Legal Officer und Corporate Secretary von Uber Technologies (UBER), meldete am 16. Juni 2025 mehrere Transaktionen mit Restricted Stock Units (RSUs) und Stammaktien. Die Transaktionen umfassen:

  • Umwandlung von 8.758 RSUs in Stammaktien durch vier separate Transaktionen (1.282; 1.493; 2.911; und 3.072 Einheiten)
  • Veräußerung von 4.345 Aktien zur Steuerabführung zu je 85,12 USD
  • Nach allen Transaktionen hält West direkt 164.565 Aktien

West hält zudem erhebliche unverfallbare RSU-Positionen aus Zuteilungen zwischen 2022 und 2025, insgesamt 195.735 Einheiten mit unterschiedlichen Vesting-Zeitplänen. Jede Zuteilung vestet monatlich über 48 Monate, wobei RSUs nach Ermessen des Emittenten in Bargeld oder Stammaktien umgewandelt werden können. Die Transaktionen spiegeln reguläre Vesting-Ereignisse und damit verbundene Steuerabzüge wider und zeigen eine übliche Vergütungsaktivität auf Führungsebene.

Positive
  • None.
Negative
  • None.

Tony West, Chief Legal Officer e Segretario Aziendale di Uber Technologies (UBER), ha comunicato il 16 giugno 2025 diverse operazioni riguardanti Restricted Stock Units (RSU) e azioni ordinarie. Le operazioni includono:

  • Conversione di 8.758 RSU in azioni ordinarie tramite quattro transazioni separate (1.282; 1.493; 2.911; e 3.072 unità)
  • Vendita di 4.345 azioni per il pagamento delle imposte a $85,12 per azione
  • Dopo tutte le operazioni, West detiene direttamente 164.565 azioni

West mantiene inoltre una consistente posizione di RSU non ancora maturate derivanti da assegnazioni effettuate tra il 2022 e il 2025, per un totale di 195.735 unità con diversi piani di maturazione. Ogni assegnazione matura mensilmente in 48 mesi, con RSU convertibili in denaro o azioni ordinarie a discrezione dell’emittente. Queste operazioni riflettono eventi regolari di maturazione e la relativa ritenuta fiscale, indicando una normale attività di compensazione esecutiva.

Tony West, Director Legal y Secretario Corporativo de Uber Technologies (UBER), informó el 16 de junio de 2025 varias transacciones relacionadas con Unidades de Acciones Restringidas (RSU) y acciones comunes. Las transacciones incluyen:

  • Conversión de 8,758 RSU en acciones comunes mediante cuatro operaciones separadas (1,282; 1,493; 2,911; y 3,072 unidades)
  • Disposición de 4,345 acciones para retención de impuestos a $85.12 por acción
  • Tras todas las transacciones, West posee directamente 164,565 acciones

West mantiene además una posición significativa de RSU no consolidadas provenientes de asignaciones entre 2022 y 2025, sumando 195,735 unidades con distintos calendarios de consolidación. Cada asignación se consolida mensualmente durante 48 meses, y las RSU pueden convertirse en efectivo o acciones comunes a discreción del emisor. Estas transacciones reflejan eventos regulares de consolidación y retenciones fiscales asociadas, indicando una actividad normal de compensación ejecutiva.

Uber Technologies (UBER)의 최고법률책임자 겸 기업 비서인 Tony West는 2025년 6월 16일 제한 주식 단위(RSU) 및 보통주와 관련된 여러 거래를 보고했습니다. 거래 내용은 다음과 같습니다:

  • 4건의 별도 거래(1,282; 1,493; 2,911; 3,072 단위)를 통해 8,758 RSU를 보통주로 전환
  • 주당 $85.12의 세금 원천징수를 위해 4,345주 처분
  • 모든 거래 후 West는 직접적으로 164,565주를 보유

West는 2022년부터 2025년 사이에 부여된 상당한 미확정 RSU 포지션도 보유하고 있으며, 총 195,735 단위로 다양한 베스팅 일정이 적용됩니다. 각 부여는 48개월 동안 매월 베스팅되며, RSU는 발행사의 재량에 따라 현금 또는 보통주로 전환 가능합니다. 이번 거래는 정기적인 베스팅 이벤트와 관련 세금 원천징수를 반영하여 정상적인 경영진 보상 활동임을 나타냅니다.

Tony West, Directeur Juridique et Secrétaire Général de Uber Technologies (UBER), a déclaré le 16 juin 2025 plusieurs transactions impliquant des Restricted Stock Units (RSU) et des actions ordinaires. Les transactions comprennent :

  • Conversion de 8 758 RSU en actions ordinaires via quatre transactions distinctes (1 282 ; 1 493 ; 2 911 ; et 3 072 unités)
  • Disposition de 4 345 actions pour le paiement des impôts à 85,12 $ par action
  • Après toutes les transactions, West détient directement 164 565 actions

West conserve également une position importante de RSU non acquises issues d’attributions entre 2022 et 2025, totalisant 195 735 unités avec divers calendriers d’acquisition. Chaque attribution s’acquiert mensuellement sur 48 mois, les RSU pouvant être converties en espèces ou en actions ordinaires à la discrétion de l’émetteur. Ces transactions reflètent des événements d’acquisition réguliers et les retenues fiscales associées, indiquant une activité normale de rémunération des dirigeants.

Tony West, Chief Legal Officer und Corporate Secretary von Uber Technologies (UBER), meldete am 16. Juni 2025 mehrere Transaktionen mit Restricted Stock Units (RSUs) und Stammaktien. Die Transaktionen umfassen:

  • Umwandlung von 8.758 RSUs in Stammaktien durch vier separate Transaktionen (1.282; 1.493; 2.911; und 3.072 Einheiten)
  • Veräußerung von 4.345 Aktien zur Steuerabführung zu je 85,12 USD
  • Nach allen Transaktionen hält West direkt 164.565 Aktien

West hält zudem erhebliche unverfallbare RSU-Positionen aus Zuteilungen zwischen 2022 und 2025, insgesamt 195.735 Einheiten mit unterschiedlichen Vesting-Zeitplänen. Jede Zuteilung vestet monatlich über 48 Monate, wobei RSUs nach Ermessen des Emittenten in Bargeld oder Stammaktien umgewandelt werden können. Die Transaktionen spiegeln reguläre Vesting-Ereignisse und damit verbundene Steuerabzüge wider und zeigen eine übliche Vergütungsaktivität auf Führungsebene.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Tony

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/16/2025 M 1,282 A (1) 161,434(2) D
Common Stock 06/16/2025 M 1,493 A (1) 162,927 D
Common Stock 06/16/2025 M 2,911 A (1) 165,838 D
Common Stock 06/16/2025 M 3,072 A (1) 168,910 D
Common Stock 06/16/2025 F(3) 636 D $85.12 168,274 D
Common Stock 06/16/2025 F(3) 741 D $85.12 167,533 D
Common Stock 06/16/2025 F(3) 1,444 D $85.12 166,089 D
Common Stock 06/16/2025 F(3) 1,524 D $85.12 164,565 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 06/16/2025 M 1,282 (4) (4) Common Stock 1,282 $0.00 57,687 D
Restricted Stock Units (1) 06/16/2025 M 1,493 (5) (5) Common Stock 1,493 $0.00 49,276 D
Restricted Stock Units (1) 06/16/2025 M 2,911 (6) (6) Common Stock 2,911 $0.00 61,117 D
Restricted Stock Units (1) 06/16/2025 M 3,072 (7) (7) Common Stock 3,072 $0.00 27,655 D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. Includes 391 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2025.
3. Shares withheld to satisfy tax liability upon vesting of RSUs on June 16, 2025.
4. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Carolyn Mo by Power of Attorney for Tony West 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many UBER shares did CLO Tony West sell on June 16, 2025?

Tony West did not directly sell shares, but had 4,345 shares withheld for tax purposes (F code transactions) at a price of $85.12 per share. This included four separate transactions of 636, 741, 1,444, and 1,524 shares.

How many Restricted Stock Units (RSUs) did UBER's CLO Tony West acquire on June 16, 2025?

Tony West acquired a total of 8,758 shares from RSU conversions on June 16, 2025, consisting of four separate transactions: 1,282 shares, 1,493 shares, 2,911 shares, and 3,072 shares.

What is Tony West's total UBER stock ownership after the June 16, 2025 transactions?

Following all reported transactions on June 16, 2025, Tony West directly owned 164,565 shares of UBER common stock.

What are the vesting terms of UBER CLO Tony West's most recent RSU grant?

Tony West's most recent RSU grant was 61,533 units on March 3, 2025. These RSUs vest over 48 months, with 1/48th vesting on April 16, 2025, and 1/48th vesting each month thereafter. The RSUs are convertible to cash or common stock on a one-for-one basis at Uber's election.

How many unvested UBER RSUs does Tony West still hold?

After the reported transactions, Tony West still holds 195,735 unvested RSUs across four grants: 57,687 from the March 2025 grant, 49,276 from March 2024, 61,117 from March 2023, and 27,655 from March 2022.
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