Uber (NYSE: UBER) CFO logs RSU vesting and tax share withholding
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Uber Technologies, Inc. Chief Financial Officer Krishnamurthy Balaji reported RSU vesting and related tax withholding transactions in company stock. On April 16, 2026, 4,392 restricted stock units converted into common stock on a one-for-one basis, while 2,255 shares were withheld at $76.48 per share to cover tax liabilities.
Following these routine compensation-related transactions, he held 30,966 shares of Uber common stock directly and 67,405 restricted stock units that remain subject to future vesting schedules.
Positive
- None.
Negative
- None.
Insider Trade Summary
4,392 shares exercised/converted
Mixed
18 txns
Insider
Krishnamurthy Balaji (A)
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 566 | $0.00 | -- |
| Exercise | Restricted Stock Units | 885 | $0.00 | -- |
| Exercise | Restricted Stock Units | 687 | $0.00 | -- |
| Exercise | Restricted Stock Units | 490 | $0.00 | -- |
| Exercise | Restricted Stock Units | 1,158 | $0.00 | -- |
| Exercise | Restricted Stock Units | 606 | $0.00 | -- |
| Exercise | Common Stock | 566 | $0.00 | -- |
| Exercise | Common Stock | 885 | $0.00 | -- |
| Exercise | Common Stock | 687 | $0.00 | -- |
| Exercise | Common Stock | 490 | $0.00 | -- |
| Exercise | Common Stock | 1,158 | $0.00 | -- |
| Exercise | Common Stock | 606 | $0.00 | -- |
| Tax Withholding | Common Stock | 281 | $76.48 | $21K |
| Tax Withholding | Common Stock | 439 | $76.48 | $34K |
| Tax Withholding | Common Stock | 341 | $76.48 | $26K |
| Tax Withholding | Common Stock | 245 | $76.48 | $19K |
| Tax Withholding | Common Stock | 614 | $76.48 | $47K |
| Tax Withholding | Common Stock | 335 | $76.48 | $26K |
Holdings After Transaction:
Restricted Stock Units — 67,405 shares (Direct, null);
Common Stock — 30,966 shares (Direct, null)
Footnotes (1)
- Restricted stock units (RSUs) convert into common stock on a one-for-one basis. Shares withheld to satisfy tax liability upon vesting of RSUs on April 16, 2026. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Key Figures
RSUs vested and converted: 4,392 shares
Shares withheld for taxes: 2,255 shares
Withholding price: $76.48/share
+4 more
7 metrics
RSUs vested and converted
4,392 shares
Restricted stock units converting to common stock on April 16, 2026
Shares withheld for taxes
2,255 shares
Tax withholding dispositions at $76.48 per share
Withholding price
$76.48/share
Price used for tax-liability share withholding
Common shares held after
30,966 shares
CFO’s direct Uber common stock holdings after transactions
RSUs remaining after
67,405 units
Restricted stock units still outstanding after April 16, 2026
RSU grant March 2, 2026
67,971 units
New RSU award with tiered monthly vesting over 36 months
RSU grant March 2, 2026 (second)
42,482 units
Separate RSU award vesting 1/48 monthly starting April 16, 2026
Key Terms
Restricted stock units (RSUs), tax liability, vesting schedule, one-for-one basis, +2 more
6 terms
Restricted stock units (RSUs) financial
"Restricted stock units (RSUs) convert into common stock on a one-for-one basis."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
tax liability financial
"Shares withheld to satisfy tax liability upon vesting of RSUs on April 16, 2026."
vesting schedule financial
"The vesting schedule is as follows: 1/120th of the total RSUs vest each month..."
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
one-for-one basis financial
"RSUs convert into common stock on a one-for-one basis."
derivative exercise/conversion financial
"transaction_action: derivative exercise/conversion"
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
FAQ
What did Uber (UBER) CFO Krishnamurthy Balaji report in this Form 4?
He reported routine compensation-related activity, where restricted stock units vested and converted into common shares, and some shares were withheld to pay taxes. These transactions were not open-market buys or sells but standard equity award and tax-settlement mechanics.
How many Uber (UBER) RSUs vested for the CFO in this filing?
A total of 4,392 restricted stock units vested and converted into Uber common stock on a one-for-one basis. This vesting stems from previously granted RSU awards with multi-year monthly vesting schedules outlined in the accompanying footnotes.
How many Uber (UBER) restricted stock units does the CFO still hold?
Following these transactions, the CFO held 67,405 restricted stock units. These RSUs vest over time under several schedules, with each unit payable in cash or common stock on a one-for-one basis at Uber’s election when vesting occurs.
Were these Uber (UBER) CFO transactions open-market stock sales or purchases?
No. The Form 4 shows RSU vesting (coded M) and shares withheld for tax obligations (coded F). These are compensation and tax-settlement events, not discretionary open-market purchases or sales of Uber stock by the CFO.