What are the CFO’s Uber (UBER) common share holdings after these transactions?

After the reported vesting and tax-withholding entries, the CFO directly held 30,966 shares of Uber common stock. This figure reflects his updated equity position following the April 16, 2026 compensation-related transactions disclosed in the Form 4.

Uber CFO RSUs Vest, Shares Withheld for Taxes

Uber Technologies, Inc. Chief Financial Officer Krishnamurthy Balaji reported RSU vesting and related tax withholding transactions in company stock.

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Uber Technologies, Inc. Chief Financial Officer Krishnamurthy Balaji reported RSU vesting and related tax withholding transactions in company stock. On April 16, 2026, 4,392 restricted stock units converted into common stock on a one-for-one basis, while 2,255 shares were withheld at $76.48 per share to cover tax liabilities.

Following these routine compensation-related transactions, he held 30,966 shares of Uber common stock directly and 67,405 restricted stock units that remain subject to future vesting schedules.

Insider Trade Summary

4,392 shares exercised/converted

Exercise 18 txns

Insider Krishnamurthy Balaji (A)

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	566	$0.00	$0.00
Exercise	Restricted Stock Units	885	$0.00	$0.00
Exercise	Restricted Stock Units	687	$0.00	$0.00
Exercise	Restricted Stock Units	490	$0.00	$0.00
Exercise	Restricted Stock Units	1,158	$0.00	$0.00
Exercise	Restricted Stock Units	606	$0.00	$0.00
Exercise	Common Stock	566	$0.00	$0.00
Exercise	Common Stock	885	$0.00	$0.00
Exercise	Common Stock	687	$0.00	$0.00
Exercise	Common Stock	490	$0.00	$0.00
Exercise	Common Stock	1,158	$0.00	$0.00
Exercise	Common Stock	606	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	281	$76.48	$21K
Exercise Price or Tax Liability	Common Stock	439	$76.48	$34K
Exercise Price or Tax Liability	Common Stock	341	$76.48	$26K
Exercise Price or Tax Liability	Common Stock	245	$76.48	$19K
Exercise Price or Tax Liability	Common Stock	614	$76.48	$47K
Exercise Price or Tax Liability	Common Stock	335	$76.48	$26K

Holdings After Transaction: Restricted Stock Units — 170,664 contracts (Direct); Common Stock — 32,537 shares (Direct)

Footnotes (8)

F1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
F2. Shares withheld to satisfy tax liability upon vesting of RSUs on April 16, 2026.
F3. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F4. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F5. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F6. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F7. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F8. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Key Figures

RSUs vested and converted: 4,392 shares Shares withheld for taxes: 2,255 shares Withholding price: $76.48/share +4 more

7 metrics

RSUs vested and converted 4,392 shares Restricted stock units converting to common stock on April 16, 2026

Shares withheld for taxes 2,255 shares Tax withholding dispositions at $76.48 per share

Withholding price $76.48/share Price used for tax-liability share withholding

Common shares held after 30,966 shares CFO’s direct Uber common stock holdings after transactions

RSUs remaining after 67,405 units Restricted stock units still outstanding after April 16, 2026

RSU grant March 2, 2026 67,971 units New RSU award with tiered monthly vesting over 36 months

RSU grant March 2, 2026 (second) 42,482 units Separate RSU award vesting 1/48 monthly starting April 16, 2026

Key Terms

Restricted stock units (RSUs), tax liability, vesting schedule, one-for-one basis, +2 more

6 terms

Restricted stock units (RSUs) financial

"Restricted stock units (RSUs) convert into common stock on a one-for-one basis."

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

tax liability financial

"Shares withheld to satisfy tax liability upon vesting of RSUs on April 16, 2026."

vesting schedule financial

"The vesting schedule is as follows: 1/120th of the total RSUs vest each month..."

A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.

one-for-one basis financial

"RSUs convert into common stock on a one-for-one basis."

derivative exercise/conversion financial

"transaction_action: derivative exercise/conversion"

tax-withholding disposition financial

"transaction_action: tax-withholding disposition"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Uber (UBER) CFO Krishnamurthy Balaji report in this Form 4?

He reported routine compensation-related activity, where restricted stock units vested and converted into common shares, and some shares were withheld to pay taxes. These transactions were not open-market buys or sells but standard equity award and tax-settlement mechanics.

How many Uber (UBER) RSUs vested for the CFO in this filing?

A total of 4,392 restricted stock units vested and converted into Uber common stock on a one-for-one basis. This vesting stems from previously granted RSU awards with multi-year monthly vesting schedules outlined in the accompanying footnotes.

How many Uber (UBER) shares were withheld for taxes in the CFO’s Form 4?

The company withheld 2,255 shares of Uber common stock at a price of $76.48 per share to satisfy the CFO’s tax liabilities upon RSU vesting. This is classified as a tax-withholding disposition, not an open-market sale.

How many Uber (UBER) restricted stock units does the CFO still hold?

Following these transactions, the CFO held 67,405 restricted stock units. These RSUs vest over time under several schedules, with each unit payable in cash or common stock on a one-for-one basis at Uber’s election when vesting occurs.

Were these Uber (UBER) CFO transactions open-market stock sales or purchases?

No. The Form 4 shows RSU vesting (coded M) and shares withheld for tax obligations (coded F). These are compensation and tax-settlement events, not discretionary open-market purchases or sales of Uber stock by the CFO.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 07:15 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krishnamurthy Balaji (A)

(Last)

(First)

(Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO

CALIFORNIA

94158

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/16/2026		M		566	A	⁽¹⁾	30,966	D
Common Stock	04/16/2026		M		885	A	⁽¹⁾	31,851	D
Common Stock	04/16/2026		M		687	A	⁽¹⁾	32,538	D
Common Stock	04/16/2026		M		490	A	⁽¹⁾	33,028	D
Common Stock	04/16/2026		M		1,158	A	⁽¹⁾	34,186	D
Common Stock	04/16/2026		M		606	A	⁽¹⁾	34,792	D
Common Stock	04/16/2026		F⁽²⁾		281	D	$76.48	34,511	D
Common Stock	04/16/2026		F⁽²⁾		439	D	$76.48	34,072	D
Common Stock	04/16/2026		F⁽²⁾		341	D	$76.48	33,731	D
Common Stock	04/16/2026		F⁽²⁾		245	D	$76.48	33,486	D
Common Stock	04/16/2026		F⁽²⁾		614	D	$76.48	32,872	D
Common Stock	04/16/2026		F⁽²⁾		335	D	$76.48	32,537	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/16/2026		M			566	⁽³⁾	⁽³⁾	Common Stock	566	$0.00	67,405	D
Restricted Stock Units	⁽¹⁾	04/16/2026		M			885	⁽⁴⁾	⁽⁴⁾	Common Stock	885	$0.00	41,597	D
Restricted Stock Units	⁽¹⁾	04/16/2026		M			687	⁽⁵⁾	⁽⁵⁾	Common Stock	687	$0.00	24,037	D
Restricted Stock Units	⁽¹⁾	04/16/2026		M			490	⁽⁶⁾	⁽⁶⁾	Common Stock	490	$0.00	11,270	D
Restricted Stock Units	⁽¹⁾	04/16/2026		M			1,158	⁽⁷⁾	⁽⁷⁾	Common Stock	1,158	$0.00	19,685	D
Restricted Stock Units	⁽¹⁾	04/16/2026		M			606	⁽⁸⁾	⁽⁸⁾	Common Stock	606	$0.00	6,670	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

2. Shares withheld to satisfy tax liability upon vesting of RSUs on April 16, 2026.

3. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

4. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

5. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

6. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

7. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

8. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Remarks:

	/s/ Carolyn Mo by Power of Attorney for Balaji Krishnamurthy	04/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR