Uber (NYSE: UBER) exec exercises RSUs, uses shares for tax

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Uber Technologies, Inc officer Andrew Macdonald reported routine equity compensation activity involving restricted stock units (RSUs). On April 16, 2026, RSUs converted into common stock on a one-for-one basis, delivering 10,167 shares of common stock through derivative exercises. In connection with these vestings, 6,050 shares of common stock were withheld at $76.48 per share to satisfy tax liabilities, a non-market, tax-withholding disposition rather than an open-market sale. Footnotes show multiple RSU grants, including 54,377, 118,670, 120,951, and 194,024 RSUs, each vesting in equal 1/48 monthly installments and payable in cash or stock at Uber’s election.

Insider Trade Summary

10,167 shares exercised/converted

Mixed 12 txns

Insider Macdonald Andrew

Role See Remarks

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,133	$0.00	--
Exercise	Restricted Stock Units	2,472	$0.00	--
Exercise	Restricted Stock Units	2,520	$0.00	--
Exercise	Restricted Stock Units	4,042	$0.00	--
Exercise	Common Stock	1,133	$0.00	--
Exercise	Common Stock	2,472	$0.00	--
Exercise	Common Stock	2,520	$0.00	--
Exercise	Common Stock	4,042	$0.00	--
Tax Withholding	Common Stock	860	$76.48	$66K
Tax Withholding	Common Stock	1,448	$76.48	$111K
Tax Withholding	Common Stock	1,444	$76.48	$110K
Tax Withholding	Common Stock	2,298	$76.48	$176K

Holdings After Transaction: Restricted Stock Units — 53,244 shares (Direct, null); Common Stock — 335,177 shares (Direct, null)

Footnotes (1)

Restricted stock units (RSUs) convert into common stock on a one-for-one basis. Shares withheld to satisfy tax liability upon vesting of RSUs on April 16, 2026. The reporting person was granted 54,377 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 118,670 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 120,951 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 194,024 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Key Figures

RSU-derived shares acquired: 10,167 shares Shares withheld for taxes: 6,050 shares Tax price per share: $76.48 per share +5 more

8 metrics

RSU-derived shares acquired 10,167 shares Common stock from RSU conversion on April 16, 2026

Shares withheld for taxes 6,050 shares Tax-withholding dispositions at $76.48 per share

Tax price per share $76.48 per share Value used for tax-withholding dispositions

RSU grant 2026 54,377 RSUs Granted March 2, 2026, vesting 1/48 monthly

RSU grant 2025 118,670 RSUs Granted March 3, 2025, vesting 1/48 monthly

RSU grant 2024 120,951 RSUs Granted March 1, 2024, vesting 1/48 monthly

RSU grant 2023 194,024 RSUs Granted March 1, 2023, vesting 1/48 monthly

RSU conversion ratio 1 RSU : 1 share RSUs convert into common stock on a one-for-one basis

Key Terms

Restricted stock units (RSUs), tax-withholding disposition, derivative exercise/conversion, one-for-one basis, +1 more

5 terms

Restricted stock units (RSUs) financial

"Restricted stock units (RSUs) convert into common stock on a one-for-one basis."

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

tax-withholding disposition financial

"transaction_action: tax-withholding disposition for payment of tax liability."

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

derivative exercise/conversion financial

"transaction_action: derivative exercise/conversion of RSUs into common stock."

one-for-one basis financial

"RSUs convert into common stock on a one-for-one basis."

vest each month thereafter financial

"1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter."

Form 4 Insider Transactions: What Each Field Means →

04/20/2026 - 07:17 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Macdonald Andrew

(Last)

(First)

(Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO

CALIFORNIA

94158

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/16/2026		M		1,133	A	⁽¹⁾	335,177	D
Common Stock	04/16/2026		M		2,472	A	⁽¹⁾	337,649	D
Common Stock	04/16/2026		M		2,520	A	⁽¹⁾	340,169	D
Common Stock	04/16/2026		M		4,042	A	⁽¹⁾	344,211	D
Common Stock	04/16/2026		F⁽²⁾		860	D	$76.48	343,351	D
Common Stock	04/16/2026		F⁽²⁾		1,448	D	$76.48	341,903	D
Common Stock	04/16/2026		F⁽²⁾		1,444	D	$76.48	340,459	D
Common Stock	04/16/2026		F⁽²⁾		2,298	D	$76.48	338,161	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/16/2026		M			1,133	⁽³⁾	⁽³⁾	Common Stock	1,133	$0.00	53,244	D
Restricted Stock Units	⁽¹⁾	04/16/2026		M			2,472	⁽⁴⁾	⁽⁴⁾	Common Stock	2,472	$0.00	86,530	D
Restricted Stock Units	⁽¹⁾	04/16/2026		M			2,520	⁽⁵⁾	⁽⁵⁾	Common Stock	2,520	$0.00	57,956	D
Restricted Stock Units	⁽¹⁾	04/16/2026		M			4,042	⁽⁶⁾	⁽⁶⁾	Common Stock	4,042	$0.00	44,464	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

2. Shares withheld to satisfy tax liability upon vesting of RSUs on April 16, 2026.

3. The reporting person was granted 54,377 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

4. The reporting person was granted 118,670 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

5. The reporting person was granted 120,951 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

6. The reporting person was granted 194,024 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Remarks:

President and Chief Operating Officer

	/s/ Carolyn Mo by Power of Attorney for Andrew Macdonald	04/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Uber (UBER) executive Andrew Macdonald report in this Form 4?

Andrew Macdonald reported routine equity compensation activity. RSUs vested and converted into common stock, and some shares were withheld to cover taxes, indicating compensation-related movements rather than open-market buying or selling of Uber shares.

How many Uber (UBER) shares were acquired through RSU vesting?

The filing shows 10,167 shares of Uber common stock were acquired through derivative exercises tied to RSU vesting. These shares resulted from RSUs converting into stock on a one-for-one basis, increasing Macdonald’s direct equity position through compensation rather than market purchases.

Why were some Uber (UBER) shares disposed of in this Form 4?

The reported dispositions reflect 6,050 shares withheld to satisfy tax liabilities upon RSU vesting. This tax-withholding mechanism uses shares at $76.48 each and is not an open-market sale, so it does not signal discretionary selling of Uber stock by the executive.

What RSU grants does Uber (UBER) disclose for Andrew Macdonald?

The footnotes describe several RSU grants: 54,377 units granted March 2, 2026, 118,670 on March 3, 2025, 120,951 on March 1, 2024, and 194,024 on March 1, 2023. Each grant vests in 1/48 monthly installments and is payable in cash or stock at Uber’s election.

How do Uber (UBER) RSUs convert into common stock for this executive?

The RSUs convert into Uber common stock on a one-for-one basis upon vesting. Once vested, each RSU becomes payable either in cash or in one share of common stock, with the choice between cash and stock made by Uber rather than by the executive.