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Uber (NYSE: UBER) HR chief reports RSU vesting and routine tax share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc. SVP and Chief People Officer Nikki Krishnamurthy reported routine equity compensation activity on April 16, 2026. Restricted stock units vested and converted into 5,634 shares of common stock, while 2,251 shares were withheld at $76.48 per share to cover tax obligations. These tax-withholding dispositions are not open-market sales. Following the transactions, she holds roughly 466,000 shares of Uber common stock directly.

Positive

  • None.

Negative

  • None.
Insider Krishnamurthy Nikki
Role SVP and Chief People Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 1,322 $0.00 --
Exercise Restricted Stock Units 1,191 $0.00 --
Exercise Restricted Stock Units 1,120 $0.00 --
Exercise Restricted Stock Units 2,001 $0.00 --
Exercise Common Stock 1,322 $0.00 --
Exercise Common Stock 1,191 $0.00 --
Exercise Common Stock 1,120 $0.00 --
Exercise Common Stock 2,001 $0.00 --
Tax Withholding Common Stock 528 $76.48 $40K
Tax Withholding Common Stock 476 $76.48 $36K
Tax Withholding Common Stock 448 $76.48 $34K
Tax Withholding Common Stock 799 $76.48 $61K
Holdings After Transaction: Restricted Stock Units — 62,118 shares (Direct, null); Common Stock — 462,078 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. Shares withheld to satisfy tax liability upon vesting of RSUs on April 16, 2026. The reporting person was granted 63,440 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 57,137 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 53,756 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 96,041 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Tax-withholding shares 2,251 shares Shares withheld at $76.48 to satisfy tax liability on April 16, 2026
Tax-withholding price $76.48 per share Value used for share withholding to cover RSU tax obligations
RSUs converted to common 5,634 shares Total common shares from derivative exercises of RSUs on April 16, 2026
Post-transaction holdings 466,390 shares One reported total shares of Uber common stock following transactions
2026 RSU grant size 63,440 RSUs Grant on March 2, 2026 with 1/48 monthly vesting from April 16, 2026
2025 RSU grant size 57,137 RSUs Grant on March 3, 2025 with 1/48 monthly vesting from April 16, 2025
2024 RSU grant size 53,756 RSUs Grant on March 1, 2024 with 1/48 monthly vesting from April 16, 2024
2023 RSU grant size 96,041 RSUs Grant on March 1, 2023 with 1/48 monthly vesting from April 16, 2023
Restricted stock units (RSUs) financial
"Restricted stock units (RSUs) convert into common stock on a one-for-one basis."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
tax liability financial
"Shares withheld to satisfy tax liability upon vesting of RSUs on April 16, 2026."
vesting schedule financial
"The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter."
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
one-for-one basis financial
"Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer."
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krishnamurthy Nikki

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP and Chief People Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/16/2026M1,322A(1)462,078D
Common Stock04/16/2026M1,191A(1)463,269D
Common Stock04/16/2026M1,120A(1)464,389D
Common Stock04/16/2026M2,001A(1)466,390D
Common Stock04/16/2026F(2)528D$76.48465,862D
Common Stock04/16/2026F(2)476D$76.48465,386D
Common Stock04/16/2026F(2)448D$76.48464,938D
Common Stock04/16/2026F(2)799D$76.48464,139D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/16/2026M1,322 (3) (3)Common Stock1,322$0.0062,118D
Restricted Stock Units(1)04/16/2026M1,191 (4) (4)Common Stock1,191$0.0041,662D
Restricted Stock Units(1)04/16/2026M1,120 (5) (5)Common Stock1,120$0.0025,758D
Restricted Stock Units(1)04/16/2026M2,001 (6) (6)Common Stock2,001$0.0022,009D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on April 16, 2026.
3. The reporting person was granted 63,440 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. The reporting person was granted 57,137 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 53,756 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 96,041 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
/s/ Carolyn Mo by Power of Attorney for Nikki Krishnamurthy04/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did UBER executive Nikki Krishnamurthy report?

Nikki Krishnamurthy reported RSU vesting and related tax withholding. 5,634 RSUs converted into Uber common shares, and 2,251 shares were withheld at $76.48 per share to satisfy tax liabilities, reflecting routine compensation activity rather than open-market trading.

Did the UBER insider buy or sell shares on the open market?

No open-market buys or sells were reported. The filing shows tax-withholding dispositions coded "F" and derivative exercises of RSUs coded "M", all tied to vesting of restricted stock units, not discretionary market purchases or sales of Uber stock.

How many Uber shares were withheld for Nikki Krishnamurthy’s taxes?

The filing shows 2,251 shares of Uber common stock withheld to cover tax liabilities upon RSU vesting, at a reported price of $76.48 per share. These shares were surrendered to the issuer and do not represent open-market sales.

How many UBER shares did RSUs convert into for the executive?

Vesting restricted stock units converted into 5,634 shares of Uber common stock. These exercises are compensation-related events where RSUs settle into shares, increasing the insider’s equity position before accounting for shares withheld to cover associated tax obligations.

What is Nikki Krishnamurthy’s Uber shareholding after these transactions?

After the reported transactions, her direct holdings are around 466,000 shares of Uber common stock, based on post-transaction balances such as 466,390 shares. This context shows the tax-withholding amounts are small relative to her overall position.

What RSU grants to the UBER executive are described in the filing footnotes?

Footnotes describe RSU grants of 63,440, 57,137, 53,756 and 96,041 units from 2023–2026. Each grant vests at 1/48 per month starting the April after grant, and is payable in cash or common stock on a one-for-one basis.