Uber director exercises 338 RSUs into shares

Uber Technologies, Inc. director John A. Thain exercised restricted stock units into common shares as part of director compensation.

Rhea-AI Filing Summary

Uber Technologies, Inc. director John A. Thain exercised restricted stock units into common shares as part of director compensation. On April 16, 2026, 338 restricted stock units converted into 338 shares of common stock on a one-for-one basis. These RSUs were granted on April 10, 2026 under Uber’s RSU Conversion and Deferral Program for Directors and were fully vested at grant.

Following this routine compensation-related conversion, Thain directly holds 182,785 shares of Uber common stock. The filing shows no open‑market purchases or sales, only the RSU conversion into stock at the issuer’s election.

Insider Trade Summary

338 shares exercised/converted

Exercise 2 txns

Insider THAIN JOHN A

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	338	$0.00	$0.00
Exercise	Common Stock	338	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 182,785 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. F2. The reporting person was granted 338 RSUs on April 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on April 16, 2026.

Key Figures

RSUs converted: 338 units Shares received from RSUs: 338 shares Post-transaction holdings: 182,785 shares +1 more

4 metrics

RSUs converted 338 units Restricted stock units converted into common stock on April 16, 2026

Shares received from RSUs 338 shares Uber common stock received on a one-for-one basis from RSU conversion

Post-transaction holdings 182,785 shares Uber common stock directly held by John A. Thain after the transaction

RSU grant date April 10, 2026 Date 338 RSUs were granted under the RSU Conversion and Deferral Program for Directors

Key Terms

Restricted stock units, RSUs, RSU Conversion and Deferral Program for Directors, one-for-one basis

4 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

RSU Conversion and Deferral Program for Directors financial

"pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors."

one-for-one basis financial

"RSUs convert into common stock on a one-for-one basis."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Uber (UBER) director John A. Thain report in this Form 4?

John A. Thain reported a compensation-related transaction where 338 restricted stock units converted into 338 shares of Uber common stock. This reflects an exercise of equity awards, not an open-market stock purchase or sale, and increases his direct share ownership.

How many Uber (UBER) shares does John A. Thain hold after this RSU conversion?

After the RSU conversion, John A. Thain directly holds 182,785 shares of Uber common stock. This total includes the 338 shares received from converting fully vested restricted stock units granted under Uber’s RSU Conversion and Deferral Program for Directors.

What exactly happened to the 338 Uber (UBER) restricted stock units?

The 338 restricted stock units, granted on April 10, 2026, were fully vested and became payable on April 16, 2026. They converted into 338 Uber common shares on a one-for-one basis, at the issuer’s election to settle in cash or stock.

Does this Uber (UBER) Form 4 show any insider buying or selling on the market?

The Form 4 does not show any open-market buying or selling. It records an exercise and conversion of 338 restricted stock units into common stock, a routine equity compensation event for a director rather than a discretionary market trade.

What is Uber’s RSU Conversion and Deferral Program for Directors mentioned in the filing?

The filing notes that John A. Thain’s 338 restricted stock units were granted under Uber’s RSU Conversion and Deferral Program for Directors. Under this program, vested RSUs convert into cash or common stock on a one-for-one basis on specified payment dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 07:16 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

THAIN JOHN A

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CALIFORNIA 94158

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/16/2026		M		338	A	(1)	182,785	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	04/16/2026		M			338	(2)	(2)	Common Stock	338	$0.00	0.00	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. The reporting person was granted 338 RSUs on April 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on April 16, 2026.

Remarks:

	/s/ Carolyn Mo by Power of Attorney for John A. Thain	04/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)