Universal Electrs Inc SEC Filings

Universal Electronics Inc. (UEIC) Form 4 filing reports insider activity by director Michael D. Burger on 1 July 2025.

• Common stock acquisition: Burger converted 4,719 previously awarded restricted stock units (RSUs) into an equal number of UEIC shares under transaction code M (exercise of derivative security). He now holds 4,719 shares directly.
• New equity award: On the same date, Burger received 18,437 additional RSUs (transaction code A). These units were granted as director compensation and will fully vest on 1 July 2026.
• The exercised RSUs were settled for no cash consideration (price $0), and zero units from that grant remain outstanding.
• Ownership status: Filing is made by a single reporting person, marked as a Director with direct ownership of both the common shares and RSUs.

No other transaction types, option exercises, sales, or indirect ownership structures were disclosed.

General Mills, Inc. (GIS) Form 4 filing dated 07/02/2025 details equity transactions by Chief Technology Officer Jaime Montemayor on 06/30/2025.

• Common-stock activity: 12,546 shares were acquired at a stated price of $0.00 (likely the vesting of previously awarded RSUs). Immediately thereafter, 726 shares were withheld for taxes and disposed of at $51.81, leaving the executive with 90,100.029 directly held shares.
• Option grant: Montemayor received a non-qualified stock-option award for 62,730 shares at an exercise price of $51.81. The option vests in four equal annual installments beginning 30 Jun 2026 and expires 30 Jul 2035.

Post-transaction, the CTO holds 90,100 common shares and 62,730 unexercised options. The filing indicates continued accumulation of equity by a key executive, with only a small portion of shares sold to satisfy tax obligations. No open-market sale of company stock occurred.

Universal Electronics Inc. (UEIC) – Form 4 insider activity dated July 1 2025

Director William C. Mulligan reported several equity transactions:

• Conversion (Code M): 1,250 restricted stock units (RSUs) were converted into an equal number of common shares. These shares are held indirectly through The William Mulligan Revocable Trust, raising the trust’s stake to 58,667 shares.
• Disposition: A separate entry shows a disposition of 2,490 common shares (Code D), but the filing does not provide a transaction date or price.
• New equity award: Mr. Mulligan received 18,437 additional RSUs as director compensation. The award vests in full on July 1 2026; until vesting, the units carry no exercise price and represent a contingent right to common stock.

After the reported transactions Mr. Mulligan beneficially owns 58,667 common shares (indirect) and 18,437 RSUs (direct). No cash proceeds or share prices were disclosed in the filing.

Universal Electronics Inc. (UEIC) – Form 4 insider activity

Director Sue Ann Hamilton filed a Form 4 covering transactions dated 07/01/2025. She acquired 1,250 common shares when previously awarded restricted stock units (RSUs) converted to stock (transaction code “M”). The shares are held indirectly through the Sue Ann R. Hamilton Trust, bringing the trust’s reported holdings to 34,337 shares.

On the same date the director also received a new grant of 18,437 RSUs as part of director compensation; these units will vest on 07/01/2026. In addition, Hamilton continues to hold stock options on 20,000 shares previously disclosed. No shares were sold in this filing.

The filing reflects routine equity-based compensation and a modest increase in the director’s indirect ownership. The transactions do not alter control or disclose any material corporate developments beyond the reported awards.

Cardlytics, Inc. (CDLX) – Form 4 insider activity for CEO Amit Gupta

On July 1 2025 Mr. Gupta acquired 14,349 common shares through the conversion of restricted stock units (code “M”). The RSUs are part of a previously disclosed 114,796-unit award that vests in eight equal quarterly installments from July 1 2024 through April 1 2026.

On July 2 2025 he sold 6,725 shares at a weighted-average price of $1.7826 solely to cover tax-withholding obligations associated with the vesting event. No other purpose for the sale was indicated.

After the transactions Mr. Gupta directly owns 378,704 common shares and retains 43,049 unvested RSUs. Net of the tax sale, his direct equity stake increased by 7,624 shares.

The activity does not involve new option grants, cash compensation or changes to company fundamentals; it is a routine vesting-and-withholding event that modestly raises the CEO’s long-term exposure to the stock.

Universal Electronics Inc. (UEIC) – Insider Form 4, filed 2 Jul 2025

Director Edward K. Zinser reported two equity transactions dated 1 Jul 2025:

• Exercise of 1,250 restricted stock units (Code M) into an equivalent number of common shares, increasing his direct holdings to 47,816 shares.
• Award of 18,437 new restricted stock units (Code A) granted as director compensation; these RSUs vest on 1 Jul 2026 and are now fully reflected in his derivative holdings.

No shares were sold, and there was no cash consideration disclosed. The transactions modestly raise the director’s equity exposure and extend his incentive horizon, but they do not represent a material change to UEIC’s share count or financial position. Investors may view the net share acquisition as a marginally positive governance signal, though the overall impact on valuation is insubstantial.

Universal Electronics Inc. (UEIC) – Form 4 insider transaction dated 07/01/2025

Director Satjiv S. Chahil reported two related equity transactions:

• Exercise/settlement of 1,250 Restricted Stock Units (RSUs) (Transaction Code M). The RSUs converted into an equal number of common shares, which were recorded as indirectly owned through the Satjiv Chahil Trust. Post-conversion, the trust now holds 151,250 UEIC shares.
• Grant of 18,437 new RSUs (Transaction Code A) received as director compensation. These units vest on 07/01/2026. After the grant, Mr. Chahil directly holds 18,437 unvested RSUs.

No shares were sold; the transactions increase the director’s total potential equity exposure. RSUs carry no exercise price (listed at $0) and convert 1-for-1 into common stock upon vesting. The filing indicates continued alignment of the director’s interests with shareholders and provides no evidence of divestiture or bearish positioning.

Because the aggregate share count involved (~19.7 k shares) is small relative to UEIC’s outstanding shares, the market impact is likely limited. Nonetheless, insider accumulation and fresh equity awards can be interpreted as a modestly positive signal regarding the director’s long-term outlook.